SCHEDULES

SCHEDULE 9Regulated sector and supervisory authorities

Part 2 Supervisory authorities

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1

Each of the following is a supervisory authority—

a

the Bank of England;

b

the Financial Services Authority;

c

the Council of Lloyd’s;

d

the Director General of Fair Trading;

e

a body which is a designated professional body for the purposes of Part 20 of the Financial Services and Markets Act 2000 (c. 8).

2

The Secretary of State is also a supervisory authority in the exercise, in relation to a person carrying on a business in the regulated sector, of his functions under the enactments relating to companies or insolvency or under the Financial Services and Markets Act 2000.

3

The Treasury are also a supervisory authority in the exercise, in relation to a person carrying on a business in the regulated sector, of their functions under the enactments relating to companies or insolvency or under the Financial Services and Markets Act 2000.