SCHEDULES
SCHEDULE 9Regulated sector and supervisory authorities
C1F12PART 1REGULATED SECTOR
Sch. 9 Pt. 1 applied (26.10.2023 for specified purposes, 15.1.2024 in so far as not already in force) by Economic Crime and Corporate Transparency Act 2023 (c. 56), ss. 193(2), 219(1)(2)(b); S.I. 2023/1206, reg. 3(h)
Interpretation
3
1
In this Part—
F8...
F10...
F7“the Capital Requirements Regulation” means Regulation (EU) No. 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms;
F1“the Emission Allowance Auctioning Regulation” means Commission Regulation (EU) No. 1031/2010 of 12 November 2010 on the timing, administration and other aspects of auctioning of greenhouse gas emission allowances pursuant to Directive 2003/87/EC of the European Parliament and of the Council establishing a scheme for greenhouse gas emission allowances trading within the Community;
F11“the Insurance Distribution Directive” means Directive (EU) 2016/97 of the European Parliament and of the Council of 20 January 2016 on insurance distribution (recast) as amended by Directive (EU) 2018/411 of the European Parliament and of the Council of 14 March 2018;
F3...
F2...
“the Markets in Financial Instruments Directive” means directive F52014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments.
F14“the Solvency 2 Directive” means Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II);
2
In this Part references to amounts in euros include references to equivalent amounts in another currency.
Sch. 9 Pts. 1, 2 substituted (15.12.2007) by The Proceeds of Crime Act 2002 (Business in the Regulated Sector and Supervisory Authorities) Order 2007 (S.I. 2007/3287), arts. 1, 2