C1C2Part VI Official Listing
Pt. 6 modified (31.12.2020) by The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/707), regs. 1(2), 73 (as amended by S.I. 2019/1234, regs. 1(2), 23 and with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2)))); 2020 c. 1, Sch. 5 para. 1(1)
F1Corporate governance
S. 89O and cross-heading inserted (8.11.2006) by Companies Act 2006 (c. 46), ss. 1269, 1300(1)(a)
89OCorporate governance rules
F21
The FCA may make rules (“corporate governance rules”) relating to the corporate governance of issuers who have requested or approved admission of their securities to trading on a regulated market.
2
“Corporate governance”, in relation to an issuer, includes—
a
the nature, constitution or functions of the organs of the issuer;
b
the manner in which organs of the issuer conduct themselves;
c
the requirements imposed on organs of the issuer;
d
the relationship between the different organs of the issuer;
e
the relationship between the organs of the issuer and the members of the issuer or holders of the issuer's securities.
F33
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F44
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5
This section is without prejudice to any other power conferred by this Part to make Part 6 rules.
Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by S.I. 1995/1537, Sch. 4 (as amended (1.12.2001) by S.I. 2001/3649, arts. 1, 511)