C1C2Part VI Official Listing

Annotations:
Modifications etc. (not altering text)
C1

Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by S.I. 1995/1537, Sch. 4 (as amended (1.12.2001) by S.I. 2001/3649, arts. 1, 511)

F1Power of F2FCA to call for information

Annotations:
Amendments (Textual)
F1

Ss. 89H-89J and cross-heading inserted (8.11.2006) by Companies Act 2006 (c. 46), ss. 1267, 1300(1)(a)

F2

Words in ss. 89A-97 substituted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss.16(2)(3)(g), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.

89IRequirements in connection with call for information

1

The F2FCA may require any information provided under section 89H to be provided in such form as it may reasonably require.

2

The F2FCA may require—

a

any information provided, whether in a document or otherwise, to be verified in such manner as it may reasonably require;

b

any document produced to be authenticated in such manner as it may reasonably require.

3

If a document is produced in response to a requirement imposed under section 89H, the F2FCA may—

a

take copies of or extracts from the document; or

b

require the person producing the document, or any relevant person, to provide an explanation of the document.

4

In subsection (3)(b) “relevant person”, in relation to a person who is required to produce a document, means a person who—

a

has been or is a director or controller of that person;

b

has been or is an auditor of that person;

c

has been or is an actuary, accountant or lawyer appointed or instructed by that person; or

d

has been or is an employee of that person.

5

If a person who is required under section 89H to produce a document fails to do so, the F2FCA may require him to state, to the best of his knowledge and belief, where the document is.