C1Part VI Official Listing

Annotations:
Modifications etc. (not altering text)
C1

Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by S.I. 1995/1537, Sch. 4 (as amended (1.12.2001) by S.I. 2001/3649, arts. 1, 511)

F1Transfer of application for approval of a prospectus

Annotations:
Amendments (Textual)
F1

Ss. 84-87R and cross-headings substituted for ss. 84-87 (1.7.2005) by The Prospectus Regulations 2005 (S.I. 2005/1433), reg. 2(1), Sch. 1 para. 5

87ETransfer by F5FCA of application for approval

 

1

The F3FCA may transfer an application for the approval of a prospectus or a supplementary prospectus to the competent authority of another EEA State (“the transferee authority”).

2

Before doing so, the F4FCA must obtain the agreement of the transferee authority F2and notify ESMA.

3

The F4FCA must inform the applicant of the transfer within 3 working days beginning with the first working day after the date of the transfer.

4

On making a transfer under subsection (1), the F4FCA ceases to have functions under this Part in relation to the application transferred.