C2Part VI Official Listing

Annotations:
Modifications etc. (not altering text)
C2

Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by S.I. 1995/1537, Sch. 4 (as amended (1.12.2001) by S.I. 2001/3649, arts. 1, 511)

Listing particulars

C1I179 Listing particulars and other documents.

1

Listing rules may provide that securities F1. . . of a kind specified in the rules may not be admitted to the official list unless—

a

listing particulars have been submitted to, and approved by, the F3FCA and published; or

b

in such cases as may be specified by listing rules, such document (other than listing particulars or a prospectus of a kind required by listing rules) as may be so specified has been published.

2

“Listing particulars” means a document in such form and containing such information as may be specified in listing rules.

3

For the purposes of this Part, the persons responsible for listing particulars are to be determined in accordance with regulations made by the Treasury.

F23A

Listing rules made under subsection (1) may not specify securities of a kind for which an approved prospectus is required as a result of section 85.

4

Nothing in this section affects the F3FCA's general power to make listing rules.