C5Part V Performance of Regulated Activities

Annotations:
Modifications etc. (not altering text)
C5

Pt. V (ss. 56-71) modified (1.12.2001) by S.I. 2001/3592, arts. 1(2), 114(3)(a), 128(3)(a) (with art. 23(2))

Conduct

C1C2C367 Disciplinary measures: procedure and right to refer to Tribunal.

1

If the Authority proposes to take action against a person under section 66, it must give him a warning notice.

2

A warning notice about a proposal to impose a penalty must state the amount of the penalty.

3

A warning notice about a proposal to publish a statement must set out the terms of the statement.

C44

If the Authority decides to take action against a person under section 66, it must give him a decision notice.

5

A decision notice about the imposition of a penalty must state the amount of the penalty.

6

A decision notice about the publication of a statement must set out the terms of the statement.

7

If the Authority decides to take action against a person under section 66, he may refer the matter to the Tribunal.