Part XXIX Interpretation

425 Expressions relating to authorisation elsewhere in the single market.

1

In this Act—

F1a

F10“alternative investment fund managers directive”, “ F12capital requirements directive ”, F2“life assurance consolidation directive”,F11“EEAAIFM”, “EEA authorisation”, “EEA firm”, “EEA right”, “EEA State”, F9“emission allowance auctioning regulation”,F3. . . , “first non-life insurance directive”, “insurance directives”, F4“reinsurance directive”,F5 “insurance mediation directive”, “insurance mediation directive”, F6. . . F7“markets in financial instruments directive”, “single market directives” F8“, tied agent” and “UCITS directive” have the meaning given in Schedule 3; and

b

“home state regulator”, in relation to an EEA firm, has the meaning given in Schedule 3.

2

In this Act—

a

“home state authorisation” has the meaning given in Schedule 4;

a

“Treaty firm” has the meaning given in Schedule 4; and

c

“home state regulator”, in relation to a Treaty firm, has the meaning given in Schedule 4.