Part XXVIII MiscellaneousF2

Annotations:
Amendments (Textual)
F2

Ss. 412A, 412B and preceding cross-heading inserted (1.4.2007 for certain purposes and 1.11.2007 otherwise) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 (S.I. 2007/126), regs. 1(2), 3(5), Sch. 5 para. 18

Schemes for reviewing past business

404CF1Enforcement

The following provisions—

a

Part 14 (disciplinary measures), and

b

so much of this Act as relates to any provision of that Part,

(which apply only in relation to authorised persons) are also to apply in relation to relevant firms which are not (or are no longer) authorised persons.