C1 Part VIII Penalties for Market Abuse

Annotations:
Modifications etc. (not altering text)

Procedure

127 Decision notices and right to refer to Tribunal.

1

If the F1FCA decides to take action against a person under section 123, it must give him a decision notice.

2

A decision notice about the imposition of a penalty must state the amount of the penalty.

3

A decision notice about the publication of a statement must set out the terms of the statement.

4

If the F1FCA decides to take action against a person under section 123, that person may refer the matter to the Tribunal.