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Financial Services and Markets Act 2000

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Valid from 01/12/2001

Section 36.

SCHEDULE 5U.K. Persons Concerned in Collective Investment Schemes

This schedule has no associated Explanatory Notes

AuthorisationU.K.

1(1)A person who for the time being is an operator, trustee or depositary of a recognised collective investment scheme is an authorised person.

(2)Recognised” means recognised by virtue of section 264.

(3)An authorised open-ended investment company is an authorised person.

PermissionU.K.

2(1)A person authorised as a result of paragraph 1(1) has permission to carry on, so far as it is a regulated activity—

(a)any activity, appropriate to the capacity in which he acts in relation to the scheme, of the kind described in paragraph 8 of Schedule 2;

(b)any activity in connection with, or for the purposes of, the scheme.

(2)A person authorised as a result of paragraph 1(3) has permission to carry on, so far as it is a regulated activity—

(a)the operation of the scheme;

(b)any activity in connection with, or for the purposes of, the operation of the scheme.

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