http://www.legislation.gov.uk/ukpga/2000/8/schedule/4/crossheading/firms-qualifying-for-authorisation/2001-06-21
Financial Services and Markets Act 2000
An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes.
2000-06-15
text
text/xml
en
Statute Law Database
2024-04-10
2001-06-18
Financial Services and Markets Act 2000
s. 86(9A)
The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019
reg. 8(9)
reg. 1(2)
Financial Services and Markets Act 2000
s. 87A(11)
The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019
reg. 10(5)
reg. 1(2)
Financial Services and Markets Act 2000
s. 124(10)(c)(i)
The Market Abuse (Amendment) (EU Exit) Regulations 2019
reg. 5(11)(b)
reg. 1(3)
Financial Services and Markets Act 2000
s. 129(7)(a)
The Market Abuse (Amendment) (EU Exit) Regulations 2019
reg. 5(12)(a)(i)
reg. 1(3)
Financial Services and Markets Act 2000
s. 129(7)(c)
The Market Abuse (Amendment) (EU Exit) Regulations 2019
reg. 5(12)(a)(ii)
reg. 1(3)
Financial Services and Markets Act 2000
Sch. 11A
para. 5(3)
The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019
reg. 38(5)(b)
reg. 1(2)
Financial Services and Markets Act 2000
Sch. 17A
para. 12
The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019
reg. 13(1)
reg. 1(3)
Financial Services and Markets Act 2000
Act
The Insurance and Reinsurance Undertakings (Prudential Requirements) Regulations 2023
reg. 8
reg. 1(2)
Financial Services and Markets Act 2000
s. 261E(A1)
Financial Services and Markets Act 2023
s. 64(2)(a)
s. 86(3)
Financial Services and Markets Act 2000
Pt. 17
Ch. 3B
Financial Services and Markets Act 2023
s. 64(3)
s. 86(3)
Financial Services and Markets Act 2000
Sch. 2A
para. 19(2)(b)
(iia)
Financial Services and Markets Act 2023
Sch. 10
para. 19(a)
s. 86(1)(e)
Financial Services and Markets Act 2000
Pt. 20C
Bank of England and Financial Services Act 2016
s. 30(3)
s. 41(3)
Financial Services and Markets Act 2000
Sch. 2A
2B
Financial Services Act 2021
s. 23(10)
s. 49(5)
Financial Services and Markets Act 2000
s. 31(1)(aa)
Financial Services Act 2021
s. 22(2)
s. 49(5)
Financial Services and Markets Act 2000
s. 32A
Financial Services Act 2021
s. 22(3)
s. 49(5)
Financial Services and Markets Act 2000
s. 36A and cross-heading
Financial Services Act 2021
s. 22(4)
s. 49(5)
Financial Services and Markets Act 2000
s. 32A
Financial Services Act 2021
s. 23(10)
s. 49(5)
Financial Services and Markets Act 2000
Sch. 2A
Financial Services Act 2021
s. 23(10)
s. 49(5)
Financial Services and Markets Act 2000
Sch. 2B
Financial Services Act 2021
s. 23(10)
s. 49(5)
Financial Services and Markets Act 2000
Sch. 2B
Financial Services Act 2021
Sch. 7
s. 49(5)
Financial Services and Markets Act 2000
s. 71J and cross-heading
Financial Services Act 2021
Sch. 8
para. 4
s. 49(5)
Financial Services and Markets Act 2000
s. 214(5A)
Financial Services Act 2021
Sch. 8
para. 8
s. 49(5)
Financial Services and Markets Act 2000
s. 367A
Financial Services Act 2021
Sch. 8
para. 10
s. 49(5)
Financial Services and Markets Act 2000
s. 395(13)(bc)-(be)
Financial Services Act 2021
Sch. 8
para. 12(2)(b)
s. 49(5)
Financial Services and Markets Act 2000
s. 395(13)(h)(i)
Financial Services Act 2021
Sch. 8
para. 12(2)(c)
s. 49(5)
Financial Services and Markets Act 2000
s. 395(14)
Financial Services Act 2021
Sch. 8
para. 12(3)
s. 49(5)
Financial Services and Markets Act 2000
Sch. 1ZA para. 32(c) and word
Financial Services Act 2021
Sch. 8
para. 18
s. 49(5)
Financial Services and Markets Act 2000
Act
Water Act 2014
s. 79(4)
s. 94(3)
Financial Services and Markets Act 2000
Act
Water Act 2014
s. 81(10)
s. 94(3)
Financial Services and Markets Act 2000
s. 427A(3)
Enterprise Act 2002 (repealed)
Enterprise Act 2002
Sch. 17
para. 59
s. 249(1)-(3)
s. 279
SCHEDULES
C1SCHEDULE 4 Treaty Rights
Annotations:
Modifications etc. (not altering text)
Firms qualifying for authorisation
2
Once a Treaty firm which is seeking to carry on a regulated activity satisfies the conditions set out in paragraph 3(1), it qualifies for authorisation.
Sch. 4 extended (1.12.2001) by S.I. 2001/2636, arts. 1(2)(b), 28-32; S.I. 2001/3538, art. 2(1)