Financial Services and Markets Act 2000

[F1 Tied agent U.K.

Textual Amendments

F1 Sch. 3 para. 11A inserted (1.4.2007 for certain purposes, otherwise 1.11.2007) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 (S.I. 2007/126), regs. 1(2), 3(4), Sch. 4 para. 6

11A U.K. ”Tied agent” has the meaning given in Article 4.1.25 of the markets in financial instruments directive.

Management company U.K.

[F2 [F2 11B “Management company” has the meaning given in Article 2.1(b) of the UCITS directive.]

Textual Amendments

F2 Sch. 3 paras. 11B, 11C inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), reg. 2(33)(c)

UCITS U.K.

11C “UCITS” has the meaning given in Article 1.2 of the UCITS directive.]]

Textual Amendments

F2 Sch. 3 paras. 11B, 11C inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), reg. 2(33)(c)