SCHEDULES

C1SCHEDULE 2 Regulated Activities

Annotations:
Modifications etc. (not altering text)
C1

Sch. 2 applied by 1974 c. 39, s. 16(6E)(c) (as inserted (1.9.2002) by S.I. 2001/544, arts. 2(1)(2)(b), 90(2); S.I. 2001/3538, art. 2(1))

Part IF1Regulated activities: general

Annotations:
Amendments (Textual)

Using computer-based systems for giving investment instructions

9

1

Sending on behalf of another person instructions relating to an investment by means of a computer-based system which enables investments to be transferred without a written instrument.

2

Offering or agreeing to send such instructions by such means on behalf of another person.

3

Causing such instructions to be sent by such means on behalf of another person.

4

Offering or agreeing to cause such instructions to be sent by such means on behalf of another person.