SCHEDULESF1

C1SCHEDULE 2 Regulated Activities

Annotations:
Modifications etc. (not altering text)
C1

Sch. 2 applied by 1974 c. 39, s. 16(6E)(c) (as inserted (1.9.2002) by S.I. 2001/544, arts. 2(1)(2)(b), 90(2); S.I. 2001/3538, art. 2(1))

Part I Regulated Activities

Investment advice

7

Giving or offering or agreeing to give advice to persons on—

a

buying, selling, subscribing for or underwriting an investment; or

b

exercising any right conferred by an investment to acquire, dispose of, underwrite or convert an investment.