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Textual Amendments
F1Sch. 11A inserted (1.7.2005) by The Prospectus Regulations 2005 (S.I. 2005/1433), reg. 2(2), Sch. 2
Valid from 01/10/2009
Textual Amendments
F2Sch. 11B inserted (1.10.2009) by The Financial Services and Markets Act 2000 (Amendment) Regulations 2009 (S.I. 2009/2461), reg. 2(2)(3), Sch. (this amendment supersedes the amendment in para. 181(2) of Sch. 1 to the Companies Act 2006 (Consequential Amendments, Transitional Provisions and Savings) Order 2009 (S.I. 2009/1941))
2(1) The following persons (and only those persons) are connected with a manager—
(a)members of the manager's family (see paragraph 3);
(b)a body corporate with which the manager is associated (as defined in paragraph 4);
(c)a person acting in his capacity as trustee of a trust—
(i)the beneficiaries of which include the manager or a person who by virtue of paragraph (a) or (b) is connected with him, or
(ii)the terms of which confer a power on the trustees that may be exercised for the benefit of the manager or any such person,
other than a trust for the purposes of an employees' share scheme or a pension scheme;
(d)a person acting in his capacity as partner—
(i)of the manager, or
(ii)of a person who, by virtue of paragraph (a), (b) or (c), is connected with that manager;
(e)a firm that is a legal person under the law by which it is governed and in which—
(i)the manager is a partner,
(ii)a partner is a person who, by virtue of paragraph (a), (b) or (c) is connected with the manager, or
(iii)a partner is a firm in which the manager is a partner or in which there is a partner who, by virtue of paragraph (a), (b) or (c), is connected with the director.
(2)References to a person connected with a manager do not include a person who is also a manager of the issuer in question.]