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F1Part XU.K. Rules and Guidance

Textual Amendments

F1Pt. 9A substituted for ss. 138-164 (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 24(1), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.

Chapter IU.K. Rule-making Powers

Textual Amendments

F1Pt. 9A substituted for ss. 138-164 (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 24(1), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.

138 General rule-making power.U.K.

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139 Miscellaneous ancillary matters.U.K.

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139AGeneral rules about remunerationU.K.

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139BRules about recovery plansU.K.

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139CRules about resolution plansU.K.

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139DSections 139B and 139C: interpretationU.K.

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139ERules about recovery and resolution plans: supplementary provisionU.K.

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139FSpecial provision in relation to resolution plansU.K.

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140 Restriction on managers of certain collective investment schemes.U.K.

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141 Insurance business rules.U.K.

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142 Insurance business: regulations supplementing Authority’s rules.U.K.

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143 Endorsement of codes etc.U.K.

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Specific rulesU.K.

144 Price stabilising rules.U.K.

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145 Financial promotion rules.U.K.

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146 Money laundering rules.U.K.

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147 Control of information rules.U.K.

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Modification or waiverU.K.

148 Modification or waiver of rules.U.K.

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Contravention of rulesU.K.

149 Evidential provisions.U.K.

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150 Actions for damages.U.K.

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151 Limits on effect of contravening rules.U.K.

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Procedural provisionsU.K.

152 Notification of rules to the Treasury.U.K.

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153 Rule-making instruments.U.K.

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154 Verification of rules.U.K.

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155 Consultation.U.K.

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156 General supplementary powers.U.K.

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