Financial Services and Markets Act 2000

[F1Rules]U.K.

Textual Amendments

F1S. 73A crossheading inserted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 16(4), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.

[F273APart 6 RulesU.K.

(1)The [F3FCA] may make rules (“Part 6 rules”) for the purposes of this Part.

(2)Provisions of Part 6 rules expressed to relate to the official list are referred to in this Part as “listing rules”.

F4(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F5(4)[F6Provisions of Part 6 rules expressed to relate to transferable securities are referred to in this Part as “prospectus rules”.]

(5)[F6In relation to prospectus rules, the purposes of this Part include the purposes of the prospectus [F7regulation]. ]]

[F8(6)Transparency rules and corporate governance rules are not listing rules F9... [F10or prospectus rules], but are Part 6 rules.]]

Textual Amendments

F3Words in ss. 73A-84 substituted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 16(2)(3)(a), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.

F6S. 73A(4)(5) omitted (30.1.2024 for specified purposes) by virtue of The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 2(2) (with regs. 48-50)

F10Words in s. 73A(6) omitted (30.1.2024 for specified purposes) by virtue of The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 2(3) (with regs. 48-50)