[F1Notification]U.K.
Textual Amendments
F1Ss. 54A, 54B and cross-heading inserted (16.4.2012) by The Financial Services (Omnibus 1 Directive) Regulations 2012 (S.I. 2012/916), regs. 1, 2(2)
[F154A. Notification of ESMA U.K.
The Authority must notify ESMA of—
(a)the giving of a Part IV permission to an investment firm, where the regulated activities to which the permission relates are investment services and activities,
(b)the giving of a Part IV permission to a management company (as defined in section 237(2)), where the regulated activities to which the permission relates fall within paragraph 8 of Schedule 2,
(c)the cancellation of a Part IV permission of a description falling within paragraph (b), or
(d)the cancellation of a Part IV permission under section 45(2A)(b) to (d).]
[F154B. Notification of EBA U.K.
(1) The Authority must notify EBA of—
(a)the giving of a Part IV permission to a credit institution, where the regulated activity to which the permission relates falls within paragraph 4 of Schedule 2, or
(b)the cancellation of a Part IV permission of a description falling within paragraph (a).
(2)“Credit institution” has the meaning given in section 138(1B).]