F2Part IV Permission to Carry on Regulated Activities

Annotations:
Amendments (Textual)
F2

Pt. 4A substituted for ss. 40-55 (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 11(2), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(b)(c), Sch. Pts. 2, 3; S.I. 2013/423, art. 3, Sch.

F2 Application for permission

F240 Application for permission.

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F241 The threshold conditions.

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F2 Permission

F242 Giving permission.

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F243 Imposition of requirements.

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F2 Variation and cancellation of Part IV permission

F244 Variation etc. at request of authorised person.

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F245 Variation etc. on the Authority’s own initiative.

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F246 Variation of permission on acquisition of control.

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F247 Exercise of power in support of overseas regulator.

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F248 Prohibitions and restrictions.

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F2 Connected persons

F249 Persons connected with an applicant.

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F2 Additional permissions

F250 Authority’s duty to consider other permissions etc.

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F2 Procedure

F251 Applications under this Part.

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F252 Determination of applications.

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F253 Exercise of own-initiative power: procedure.

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F254 Cancellation of Part IV permission: procedure.

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F2F1Notification

Annotations:
Amendments (Textual)
F1

Ss. 54A, 54B and cross-heading inserted (16.4.2012) by The Financial Services (Omnibus 1 Directive) Regulations 2012 (S.I. 2012/916), regs. 1, 2(2)

F254ANotification of ESMA

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F254BNotification of EBA

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F2 References to the Tribunal

F255 Right to refer matters to the Tribunal.

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