http://www.legislation.gov.uk/ukpga/2000/8/part/II/crossheading/the-general-prohibition/2018-10-01
Financial Services and Markets Act 2000
An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes.
2000-06-15
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text/xml
en
Statute Law Database
2024-05-06
Expert Participation
2018-10-01
Financial Services and Markets Act 2000
s. 86(9A)
The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019
reg. 8(9)
reg. 1(2)
Financial Services and Markets Act 2000
s. 87A(11)
The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019
reg. 10(5)
reg. 1(2)
Financial Services and Markets Act 2000
s. 124(10)(c)(i)
The Market Abuse (Amendment) (EU Exit) Regulations 2019
reg. 5(11)(b)
reg. 1(3)
Financial Services and Markets Act 2000
s. 129(7)(a)
The Market Abuse (Amendment) (EU Exit) Regulations 2019
reg. 5(12)(a)(i)
reg. 1(3)
Financial Services and Markets Act 2000
s. 129(7)(c)
The Market Abuse (Amendment) (EU Exit) Regulations 2019
reg. 5(12)(a)(ii)
reg. 1(3)
Financial Services and Markets Act 2000
Sch. 11A
para. 5(3)
The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019
reg. 38(5)(b)
reg. 1(2)
Financial Services and Markets Act 2000
Sch. 17A
para. 12
The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019
reg. 13(1)
reg. 1(3)
Financial Services and Markets Act 2000
Act
The Insurance and Reinsurance Undertakings (Prudential Requirements) Regulations 2023
reg. 8
reg. 1(2)
Financial Services and Markets Act 2000
s. 261E(A1)
Financial Services and Markets Act 2023
s. 64(2)(a)
s. 86(3)
Financial Services and Markets Act 2000
Pt. 17
Ch. 3B
Financial Services and Markets Act 2023
s. 64(3)
s. 86(3)
Financial Services and Markets Act 2000
Sch. 2A
para. 19(2)(b)
(iia)
Financial Services and Markets Act 2023
Sch. 10
para. 19(a)
s. 86(1)(e)
Financial Services and Markets Act 2000
Pt. 20C
Bank of England and Financial Services Act 2016
s. 30(3)
s. 41(3)
Financial Services and Markets Act 2000
Sch. 2A
2B
Financial Services Act 2021
s. 23(10)
s. 49(5)
Financial Services and Markets Act 2000
s. 31(1)(aa)
Financial Services Act 2021
s. 22(2)
s. 49(5)
Financial Services and Markets Act 2000
s. 32A
Financial Services Act 2021
s. 22(3)
s. 49(5)
Financial Services and Markets Act 2000
s. 36A and cross-heading
Financial Services Act 2021
s. 22(4)
s. 49(5)
Financial Services and Markets Act 2000
s. 32A
Financial Services Act 2021
s. 23(10)
s. 49(5)
Financial Services and Markets Act 2000
Sch. 2A
Financial Services Act 2021
s. 23(10)
s. 49(5)
Financial Services and Markets Act 2000
Sch. 2B
Financial Services Act 2021
s. 23(10)
s. 49(5)
Financial Services and Markets Act 2000
Sch. 2B
Financial Services Act 2021
Sch. 7
s. 49(5)
Financial Services and Markets Act 2000
s. 71J and cross-heading
Financial Services Act 2021
Sch. 8
para. 4
s. 49(5)
Financial Services and Markets Act 2000
s. 214(5A)
Financial Services Act 2021
Sch. 8
para. 8
s. 49(5)
Financial Services and Markets Act 2000
s. 367A
Financial Services Act 2021
Sch. 8
para. 10
s. 49(5)
Financial Services and Markets Act 2000
s. 395(13)(bc)-(be)
Financial Services Act 2021
Sch. 8
para. 12(2)(b)
s. 49(5)
Financial Services and Markets Act 2000
s. 395(13)(h)(i)
Financial Services Act 2021
Sch. 8
para. 12(2)(c)
s. 49(5)
Financial Services and Markets Act 2000
s. 395(14)
Financial Services Act 2021
Sch. 8
para. 12(3)
s. 49(5)
Financial Services and Markets Act 2000
Sch. 1ZA para. 32(c) and word
Financial Services Act 2021
Sch. 8
para. 18
s. 49(5)
Financial Services and Markets Act 2000
Act
Water Act 2014
s. 79(4)
s. 94(3)
Financial Services and Markets Act 2000
Act
Water Act 2014
s. 81(10)
s. 94(3)
Financial Services and Markets Act 2000
s. 427A(3)
Enterprise Act 2002 (repealed)
Enterprise Act 2002
Sch. 17
para. 59
s. 249(1)-(3)
s. 279
Part II Regulated And Prohibited Activities
The general prohibition
19 The general prohibition.
C11
No person may carry on a regulated activity in the United Kingdom, or purport to do so, unless he is—
a
an authorised person; or
b
an exempt person.
2
The prohibition is referred to in this Act as the general prohibition.