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Criminal Justice Act 1993

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Section 54.

SCHEDULE 2E+W+S+N.I. Securities

SharesE+W+S+N.I.

1Shares and stock in the share capital of a company (“shares”).E+W+S+N.I.

Debt securitiesE+W+S+N.I.

2Any instrument creating or acknowledging indebtedness which is issued by a company or public sector body, including, in particular, debentures, debenture stock, loan stock, bonds and certificates of deposit (“debt securities”).E+W+S+N.I.

WarrantsE+W+S+N.I.

3Any right (whether conferred by warrant or otherwise) to subscribe for shares or debt securities (“warrants”).E+W+S+N.I.

Depositary receiptsE+W+S+N.I.

4(1)The rights under any depositary receipt.E+W+S+N.I.

(2)For the purposes of sub-paragraph (1) a “depositary receipt” means a certificate or other record (whether or not in the form of a document)—

(a)which is issued by or on behalf of a person who holds any relevant securities of a particular issuer; and

(b)which acknowledges that another person is entitled to rights in relation to the relevant securities or relevant securities of the same kind.

(3)In sub-paragraph (2) “relevant securities” means shares, debt securities and warrants.

OptionsE+W+S+N.I.

5Any option to acquire or dispose of any security falling within any other paragraph of this Schedule.E+W+S+N.I.

FuturesE+W+S+N.I.

6(1)Rights under a contract for the acquisition or disposal of relevant securities under which delivery is to be made at a future date and at a price agreed when the contract is made.E+W+S+N.I.

(2)In sub-paragraph (1)—

(a)the references to a future date and to a price agreed when the contract is made include references to a date and a price determined in accordance with terms of the contract; and

(b)relevant securities” means any security falling within any other paragraph of this Schedule.

Contracts for differencesE+W+S+N.I.

7(1)Rights under a contract which does not provide for the delivery of securities but whose purpose or pretended purpose is to secure a profit or avoid a loss by reference to fluctuations in—E+W+S+N.I.

(a)a share index or other similar factor connected with relevant securities;

(b)the price of particular relevant securities; or

(c)the interest rate offered on money placed on deposit.

(2)In sub-paragraph (1) “relevant securities” means any security falling within any other paragraph of this Schedule.

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