SCHEDULES

SCHEDULE 5E+W Intervention in Licensed Conveyancer’s Practice

Part I E+W Circumstances in which Council may Intervene

1(1)Subject to sub-paragraph (2), the powers conferred by Part II of this Schedule shall be exercisable where—E+W

(a)the Council has reason to suspect dishonesty on the part of—

(i)a licensed conveyancer, or

(ii)an employee or associate of a licensed conveyancer, or

(iii)the personal representatives of a deceased licensed conveyancer,

in connection with that licensed conveyancer’s practice [F1or former practice or in connection with any trust of which that licensed conveyancer is or was a trustee];

[F2(aa)the Council has reason to suspect dishonesty on the part of a licensed conveyancer (“L”) in connection with—

(i)the business of any person of whom L is or was an employee, or of any body of which L is or was a manager, or

(ii)any business which is or was carried on by L as a sole trader;]

(b)following the death of a licensed conveyancer who, immediately before his death was practising as a sole practitioner, the Council considers that there has been undue delay on the part of the personal representatives of that person in connection with his practice [F3or in connection with any trust];

(c)the Council is satisfied that a licensed conveyancer has failed to comply with any rules made by virtue of section [F420, 21(3)(c),] 22 or 23;

(d)a licensed conveyancer has made a composition or arrangement with his creditors;

(e)a licensed conveyancer has been committed to prison in any civil or criminal proceedings;

[F5(ea)the Council is satisfied that a licensed conveyancer has abandoned his practice;

(eb)the Council is satisfied that a licensed conveyancer has been practising in breach of any conditions subject to which his licence has effect;]

(f)the Council is satisfied that a licensed conveyancer practising as a sole practitioner is incapacitated by illness [F6, injury] or accident to such an extent as to be unable to attend to his practice;

[F7(g)a licensed conveyancer lacks capacity (within the meaning of the Mental Capacity Act 2005) to act as a licensed conveyancer and powers under section 15 to 20 or section 48 of that Act are exercisable in relation to the licensed conveyancer;]

(h)the licence held by any person—

(i)has been suspended or has terminated in accordance with section 18; or

(ii)has been revoked or suspended by an order of the Discipline and Appeals Committee under section 26; or

(iii)has expired and no further licence has been issued to him under this Part of this Act.

[F8(i)the Council is satisfied that it is necessary to exercise the powers conferred by Part 2 of this Schedule (or any of them) in relation to a licensed conveyancer to protect—

(i)the interests of clients (or former or potential clients) of the licensed conveyancer or his firm, or

(ii)the interests of the beneficiaries of any trust of which the licensed conveyancer is or was a trustee.]

(2)F9. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3)For the purposes of the following provisions of this Schedule any person in relation to whom the powers conferred by Part II are exercisable by virtue of sub-paragraph (1)(h) shall be deemed to be a licensed conveyancer.

Textual Amendments