Introductory Text
PART 1 Introduction
1.Citation and commencement
PART 2 Amendment of secondary legislation
CHAPTER 1 Amendment of the Alternative Investment Fund Managers Regulations 2013
2.Amendment of the Alternative Investment Fund Managers Regulations 2013
3.Introductory provisions
4.Authorisation of full-scope UK AIFMS
5.SEFs, RVECAs and small AIFMs
6.ELTIFs
7.Operating conditions
8.Depositaries
9.AIFs and control
10.Marketing of AIFs
11.Duties and powers of the FCA
12.Transfer of Directive Functions
13.Application of provisions of the Act
14.Transitional provisions
15.Final provisions
CHAPTER 2 Amendment of the Alternative Investment Fund Managers (Amendment) Regulations 2013
16.Alternative Investment Fund Managers (Amendment) Regulations 2013
17.Commencement
18.Amendments
19.Consultation on rules for the purposes of Article 35 or 37 to 41 of the directive
20.Schedule 1
21.Schedule 2
PART 3 Amendment of EU delegated legislation
22.Commission Delegated Regulation (EU) No 231/2013
23.Definitions and general
24.Operating conditions for AIFMs: general principles
25.Conflicts of interest
26.Risk management
27.Liquidity management
28.Investment in securitisation positions
29.Organisational requirements: general principles
30.Valuation
31.Delegation of AIFM functions
32.Depositary: particulars of written contract
33.Depositaries in third countries
34.Depositary functions, due diligence duties and segregation obligation
35.Loss of financial instruments, liability discharge and objective reasons
36.Transparency requirements etc: annual report, disclosure and reporting
37.Transparency requirements etc: AIFMs managing leveraged AIFs
38.Rules relating to third countries
39.Exchange of information
40.Final provisions and annexes
41.Commission Implementing Regulation (EU) No 447/2013
42.Commission Implementing Regulation (EU) No 448/2013
43.Commission Delegated Regulation (EU) No 2015/514
Signature
Explanatory Note