SCHEDULE

PART 12Amendments to the Employment Rights (Northern Ireland) Order 1996 and the Pension Schemes (Northern Ireland) Act 1993

Amendments to the Employment Rights (Northern Ireland) Order 1996255

1

The Employment Rights (Northern Ireland) Order 1996100 is amended as follows.

2

In Article 201 (applications for payments)101

a

in paragraph (5)—

i

in sub-paragraph (a) after “(6)” insert “or (8A)”;

ii

in sub-paragraph (b) after “(7)” insert “or (8A)” and at the end of that sub-paragraph omit “and”;

iii

in sub-paragraph (c) after “(8)” insert “or (8A)”; and

iv

at the end of sub-paragraph (c) insert—

, and

d

where the employer is not any of the above, if (but only if) paragraph (8A) is satisfied.

b

after paragraph (8) insert—

8A

This paragraph is satisfied in the case of an employer if—

a

a request has been made for the first opening of collective proceedings—

i

based on the insolvency of the employer, as provided for under the laws, regulations and administrative provisions of a member State, and

ii

involving the partial or total divestment of the employer’s assets and the appointment of a liquidator or a person performing a similar task, and

b

the competent authority has—

i

decided to open the proceedings, or

ii

established that the employer’s undertaking or business has been definitively closed down and the available assets of the employer are insufficient to warrant the opening of the proceedings.

8B

For the purposes of paragraph (8A)—

a

“liquidator or a person performing a similar task” includes the official receiver or an administrator, trustee in bankruptcy, judicial factor, supervisor of a voluntary arrangement, or a person performing a similar task;

b

“competent authority” includes—

i

a court,

ii

a meeting of creditors,

iii

a creditors’ committee,

iv

the creditors by a decision procedure, and

v

an authority of a member State empowered to open insolvency proceedings, to confirm the opening of such proceedings or to take decisions in the course of such proceedings.

8C

An employee may apply under this Article only if the employee worked or habitually worked in Northern Ireland in that employment to which the application  relates.

3

In Article 228102

a

in paragraph (1)—

i

in sub-paragraph (a) after “(2)” insert “or (4A)”;

ii

in sub-paragraph (b) after “(3)” insert “or (4A)” and at the end of that sub-paragraph omit “and”;

iii

in sub-paragraph (c) after “(4)” insert “or (4A)”; and

iv

at the end of sub-paragraph (c) insert—

, and

d

where the employer is not any of the above, if (but only if) paragraph (4A) is satisfied.

b

after paragraph (4) insert—

4A

This paragraph is satisfied in the case of an employer if—

a

a request has been made for the first opening of collective proceedings—

i

based on the insolvency of the employer, as provided for under the laws, regulations and administrative provisions of a member State, and

ii

involving the partial or total divestment of the employer’s assets and the appointment of a liquidator or a person performing a similar task, and

b

the competent authority has—

i

decided to open the proceedings, or

ii

established that the employer’s undertaking or business has been definitively closed down and the available assets of the employer are insufficient to warrant the opening of the proceedings.

4B

For the purposes of paragraph (4A)—

a

“liquidator or a person performing a similar task” includes the official receiver or an administrator, trustee in bankruptcy, judicial factor, supervisor of a voluntary arrangement, or a person performing a similar task;

b

“competent authority” includes—

i

a court,

ii

a meeting of creditors,

iii

a creditors’ committee,

iv

the creditors by a decision procedure, and

v

an authority of a member State empowered to open insolvency proceedings, to confirm the opening of such proceedings or to take decisions in the course of such proceedings.

4C

An employee may apply under Article 227 (employee’s rights on insolvency of employer) only if the employee worked or habitually worked in Northern Ireland in that employment to which the application relates.