The Advice and Assistance and Civil Legal Aid (Financial Conditions and Contributions) (Scotland) Regulations 2010

Scottish Statutory Instruments

2010 No. 139

Legal Aid And Advice

The Advice and Assistance and Civil Legal Aid (Financial Conditions and Contributions) (Scotland) Regulations 2010

Made

29th March 2010

Coming into force

12th April 2010

The Scottish Ministers make the following Regulations in exercise of the powers conferred by sections 11(2), 17(2)(a) and 36(2)(b) of the Legal Aid (Scotland) Act 1986(1) and all other powers enabling them to do so.

In accordance with section 37(2) of that Act, a draft of this instrument has been laid before and approved by resolution of the Scottish Parliament.

Citation, commencement and interpretation

1.  These Regulations may be cited as the Advice and Assistance and Civil Legal Aid (Financial Conditions and Contributions) (Scotland) Regulations 2010 and come into force on 12th April 2010.

2.  In these Regulations “the Act” means the Legal Aid (Scotland) Act 1986.

Application

3.—(1) Paragraphs (2) to (4) of regulation 4 and regulations 6 and 7 apply only in relation to any case where an application for advice and assistance is made on or after 12th April 2010.

(2) Paragraphs (5) to (8) of regulation 4 and regulation 5 apply only in relation to any case where an application for civil legal aid is made on or after 12th April 2010.

Amendment of the Act

4.—(1) the Act is amended in accordance with paragraphs (2) to (8)(2).

(2) In section 8(a) (which specifies the weekly disposable income limit for advice and assistance), for “£234” substitute “£238”.

(3) In section 8 (which specifies the disposable capital limit for advice and assistance), for “£1,639” substitute “£1,664”.

(4) In section 11(2)(a) (which specifies the weekly disposable income threshold for payment in respect of advice and assistance), for “£100” substitute “£102”.

(5) In section 15(1) (which specifies the annual disposable income limit for civil legal aid), for “£25,000” substitute “£25,450”.

(6) In section 15(2)(a) (which specifies the disposable capital limit for civil legal aid), for “£12,439” substitute “£12,626”.

(7) In section 17(2)(a) (which, amongst other things, specifies the annual disposable income threshold for contributions in respect of civil legal aid), for “£3,355” substitute “£3,415”.

(8) In section 17(2)(b) (which specifies the disposable capital threshold for contributions in respect of civil legal aid), for “£7,504” substitute “£7,617”.

Liability to contribute to the Fund under section 17(2)(a) of the Act

5.  For the purposes of section 17(2)(a) of the Act (which, amongst other things, specifies the proportion of disposable income which an income contribution in respect of civil legal aid cannot exceed), the proportion of the excess prescribed is 67.1%(3).

Liability to pay fees or outlays under section 11(2) of the Act

6.  Unless regulation 7 applies, the maximum amount of fees or outlays which a client is liable to pay under section 11(2) of the Act(4) (under which clients are liable to pay fees and outlays in respect of advice and assistance), where that client’s weekly disposable income falls within a range specified in the first column of the following table, is the corresponding amount specified in the second column:—

Weekly disposable income	Maximum contribution
Exceeding £102 but not exceeding £109 a week	£7
Exceeding £109 but not exceeding £116 a week	£14
Exceeding £116 but not exceeding £123 a week	£21
Exceeding £123 but not exceeding £130 a week	£28
Exceeding £130 but not exceeding £137 a week	£35
Exceeding £137 but not exceeding £144 a week	£42
Exceeding £144 but not exceeding £151 a week	£49
Exceeding £151 but not exceeding £158 a week	£56
Exceeding £158 but not exceeding £165 a week	£63
Exceeding £165 but not exceeding £173 a week	£70
Exceeding £173 but not exceeding £180 a week	£77
Exceeding £180 but not exceeding £187 a week	£84
Exceeding £187 but not exceeding £194 a week	£91
Exceeding £194 but not exceeding £201 a week	£98
Exceeding £201 but not exceeding £208 a week	£105
Exceeding £208 but not exceeding £215 a week	£112
Exceeding £215 but not exceeding £222 a week	£119
Exceeding £222 but not exceeding £229 a week	£126
Exceeding £229 but not exceeding £238 a week	£135

7.—(1) Subject to paragraph (2), this regulation applies where a solicitor has approved and proceeded to provide advice and assistance by way of a diagnostic interview and the work undertaken is made up solely of a diagnostic interview.

(2) This regulation does not apply where, pursuant to the solicitor’s application, the Board determines that the subject matter of the diagnostic interview should be treated as if it were a distinct matter.

(3) In this regulation “diagnostic interview” has the meaning given in regulation 2(1) of the Advice and Assistance (Scotland) Regulations 1996(5) and “distinct matter” is to be construed in accordance with regulation 8A(2) of those Regulations.

(4) Where this regulation applies, the maximum amount of fees or outlays which a client is liable to pay under section 11(2) of the Act, where that client’s weekly disposable income falls within a range specified in the first column of the following table, is the corresponding amount specified in the second column:—

Weekly disposable income	Maximum contribution
Exceeding £102 but not exceeding £130 a week	£7
Exceeding £130 but not exceeding £158 a week	£14
Exceeding £158 but not exceeding £187 a week	£21
Exceeding £187 but not exceeding £215 a week	£28
Exceeding £215 but not exceeding £238 a week	£35

Revocation

8.—(1) The Advice and Assistance and Civil Legal Aid (Financial Conditions and Contributions) (Scotland) Regulations 2009(6) are revoked.

(2) Despite paragraph (1), those Regulations continue to apply in relation to advice and assistance, or as the case may be civil legal aid, for which the relative application was made before 12th April 2010.

KENNY MACASKILL

A member of the Scottish Executive

St Andrew’s House,

Edinburgh

29th March 2010

EXPLANATORY NOTE

(This note is not part of the Regulations)

These Regulations—

(a) amend the Legal Aid (Scotland) Act 1986 (“the Act”) to increase the financial limits of eligibility for advice and assistance and civil legal aid;

(b) amend the Act to increase the financial thresholds beyond which a person may be required to make payments in respect of advice and assistance and contributions in respect of civil legal aid; and

(c) prescribe the maximum amount of those payments and, in respect of income, contributions.

In particular, in relation to advice and assistance—

The disposable income limit for eligibility is increased from £234 a week to £238 a week and the disposable capital limit is increased from £1,639 to £1,664. The disposable income threshold, above which a person is liable to pay fees or outlays in respect of advice and assistance received, is increased from £100 a week to £102 a week (paragraphs (2) to (4) of regulation 4).

The maximum liability of a person for fees and outlays in respect of advice and assistance, having regard to the their disposable income, is prescribed by regulations 6 and 7. Regulation 7 applies where the advice and assistance provided in a civil matter is limited to a diagnostic interview and the Board have not made a determination under regulation 8B(3) of the Advice and Assistance (Scotland) Regulations 1996 that the subject matter of that diagnostic interview should be treated as if it were a distinct matter. The scale prescribed in regulation 6 applies in any other case.

In relation to civil legal aid—

The disposable income limit is increased from £25,000 a year to £25,450 and the disposable capital limit from £12,439 to £12,626. The disposable income threshold, above which a person may be required to contribute to the Scottish Legal Aid Fund (“the Fund”) in respect of income, is increased from £3,355 a year to £3,415 a year. The disposable capital threshold, above which a person may be required to contribute to the Fund in respect of capital, is increased from £7,504 to £7,617 (paragraphs (5) to (8) of regulation 4).

Regulation 5 prescribes the maximum proportion of the excess of annual disposable income which a person may be required to contribute to the Fund in respect of civil legal aid. The excess is the amount by which a person’s annual disposable income exceeds the threshold specified in section 17(2)(a) of the Act (increased by regulation 4(7) to £3,415). The maximum contributable proportion of income prescribed remains 67.1%, as previously prescribed in the Advice and Assistance and Civil Legal Aid (Financial Conditions and Contributions) (Scotland) Regulations 2009.

The changes described in relation to advice and assistance and civil legal aid only apply in relation to advice and assistance and civil legal aid applied for on or after 12th April 2010 (regulation 3).

The Advice and Assistance and Civil Legal Aid (Financial Conditions and Contributions) (Scotland) Regulations 2009, which dealt with the foregoing matters in relation to cases where advice and assistance, or as the case may be civil legal aid, was applied for on or after 7th April 2009, are revoked. That revocation does not have effect in relation to advice and assistance and civil legal aid applied for before 12th April 2010 (regulation 8).

(1)

1986 c.47; section 11(2) was amended, other than by a substitution of figures, by the Social Security Act 1986 (c.50), Schedule 10 paragraph 61, by the Jobseekers Act 1995 (c.18), Schedule 2 paragraph 9, by the Access to Justice Act 1999 (c.22), section 33, by the Tax Credits Act 2002 (c.21), Schedule 13 paragraph 12 and by the Welfare Reform Act 2007 (c.5), Schedule 3 paragraph 4. Section 36(2)(b) was amended by the Legal Aid Act 1988 (c.34), Schedule 4 paragraph 6. The functions of the Secretary of State were transferred to the Scottish Ministers by virtue of section 53 of the Scotland Act 1998 (c.46).

(2)

The figures in the Act amended by regulation 4 of these Regulations were last amended by S.S.I. 2009/143.

(3)

The proportion of the excess for the purposes of section 17(2)(a) was previously prescribed as 67.1% in S.S.I. 2009/143.

(4)

The maximum contribution payable in accordance with section 11(2) was previously prescribed by S.S.I. 2009/143.

(5)

S.I. 1996/2447; the definition of “diagnostic interview” and regulation 8A(2) were inserted by S.S.I. 2007/60.

(6)

S.S.I. 2009/143.