Article 3
SCHEDULERules and principles for pre-release access – wholly Scottish devolved official statistics
Scope
1.—(1) The rules and principles in this Schedule apply to official statistics in their final form prior to publication–
(a)in respect of which a request is made to the UK Statistics Authority under section 12(1) of the Act (assessment for designation as National Statistics);
(b)insofar as the person responsible is under a duty under section 13 of the Act (to continue to comply with the Code of Practice) in respect of designated National Statistics; or
(c)which are re-assessed under section 14(1) of the Act.
(2) Nothing in this Order prevents statistics in their final form from being released to any individual directly responsible for their printing and production if they are only used for those purposes.
Persons to whom, and circumstances in which, pre-release access may be granted
2.—(1) The person responsible may grant pre-release access to statistics only insofar as that person considers it necessary to–
(a)ensure that the Scottish Ministers and office-holders or officials advising them are able to comment publicly on the statistics based on a correct understanding of them;
(b)allow the Scottish Ministers and office-holders or officials advising them to consider the implications of the statistics for their policies and programmes so as to ensure that any public comments they make about those policies and programmes at or after the time of publication reflect a proper understanding of the statistics;
(c)allow office-holders or officials advising the Scottish Ministers to assure the quality of any statistical public statement to be issued by those office-holders or officials;
(d)ensure that other statistics available to the Scottish Ministers, and office-holders or officials advising them, about the same subject-matter as the statistics to which pre-release access may be granted are not relied on by them to the detriment of–
(i)the exercise of their functions; or
(ii)any public comment they make relating to those other statistics,
without their being informed of the statistics to which pre-release access may be granted;
(e)ensure, where a publication or other material is being prepared by or on behalf of any public body or office-holder for publication at the same time or shortly after the statistics to which pre-release access may be granted, that any statistics contained in that publication or material are correct or that the publication or material is otherwise properly informed by the statistics to which pre-release access may be granted;
(f)enable a Minister of the Crown, the head of a government department, a member of the Welsh Assembly Government or a Northern Ireland Minister to make public comments in connection with the publication of the statistics based on a correct understanding of them;
(g)enable a public body whose functions are described by or relevant to the statistics (or a public body representative of that body) to comment publicly on them based on a correct understanding of them;
(h)give any other person access, unless in the opinion of the person responsible allowing that access would be to the detriment of public trust in the integrity of official statistics.
(2) But the person responsible may only grant pre-release access where that person is satisfied that there are arrangements in place–
(a)to inform the recipient of the ground in sub-paragraph (1) under which access is being granted; and
(b)to enforce the requirements and conditions specified in paragraphs 3 and 5.
Pre-release access restricted to individuals
3.—(1) Access granted under paragraph 2(1)(a) to (g) must be restricted to individual ministers, office-holders or officials.
(2) Those individual ministers, office-holders or officials may share such access with a person providing them with administrative or technical support.
(3) Those individual ministers, office-holders or officials may (without prejudice to sub-paragraph (2)) pass on the statistics to other individual ministers, office-holders or officials of the public body in which they hold office, or of another public body, only–
(a)where necessary for the purpose under paragraph 2(1)(a) to (g) for which access is being granted;
(b)with the prior agreement in writing of the person responsible; and
(c)where a record of that other individual being given access is kept under paragraph 8 by the person responsible.
(4) Access granted under paragraph 2(1)(h) must be restricted to named individuals.
(5) In sub-paragraph (3)(b), “in writing” includes an electronic communication within the meaning of the Electronic Communications Act 2000(1) which is recorded and consequently capable of being reproduced.
Maximum period of access
4.—(1) Subject to sub-paragraphs (2) to (5)–
(a)in the case of market-sensitive statistics the maximum period which may be allowed for pre-release access is 1 working day before publication; and
(b)for other official statistics, the maximum period is 5 working days before publication.
(2) For statistics released under paragraph 2(1)(e) there is no maximum period.
(3) The person responsible may increase the maximum periods in sub-paragraph (1)(a) and (b) where that is necessary–
(a)to fulfil one or more of the purposes set out in paragraph 2(1)(a) to (g); or
(b)under paragraph 2(1)(h).
(4) In deciding whether or not to increase the maximum period the person responsible must take into account the risk of detriment to public trust in the integrity of official statistics.
(5) Where the person responsible increases the maximum period that person must, as soon as reasonably practicable, publish–
(a)the fact of that increase;
(b)the statistics to which it relates;
(c)its duration;
(d)the ground in paragraph 2(1) under which the increase was granted; and
(e)an explanation of why it was necessary to increase the maximum period.
Conditions on pre-release access
5.—(1) The conditions in sub-paragraphs (2) to (8) apply to any individual given access to official statistics under paragraphs 2 and 3.
(2) The individual must (if they are not already so marked) mark the statistics–
(a)“Confidential Statistics” in the case of market-sensitive statistics; or
(b)“Restricted Statistics” in the case of other statistics.
(3) The individual must not disclose any of the statistics, or give any broad indication of their content or what they may show, to any individual who has not similarly been given access.
(4) The individual must only use the official statistics for the purpose for which access has been granted under paragraph 2(1).
(5) The individual must not use the official statistics for personal or political gain.
(6) Any accidental or wrongful disclosure of the statistics, or any broad indication of the contents of the statistics or what the statistics may show, by the individual, or by any other individual to whom such a disclosure is made of which the individual with access becomes aware, must be reported immediately by the individual to the person responsible.
(7) The individual must not seek to change format, content or timing of the publication of the official statistics, except in accordance with sub-paragraph (8).
(8) If the individual identifies errors or wishes to comment on the format, timing or content the individual may communicate that to the person responsible.
Access to other persons – notification of UK Statistics Authority
6. Where access is granted under paragraph 2(1)(h) the person responsible must as soon as practicable notify the UK Statistics Authority of–
(a)the statistics to which access was granted;
(b)any individual given access;
(c)the period of time those individuals were given access; and
(d)the reason for granting access.
Breach of the rules and principles
7. The person responsible must take into account any record kept of an individual given access not adhering to the rules and principles in this Schedule where subsequently considering granting access to that individual under this Order in relation to any official statistics.
Record-keeping
8.—(1) The person responsible must keep a record of–
(a)the statistics to which access is granted;
(b)the name or job title of any individual given access;
(c)for how long those individuals were given access;
(d)the reason for granting access, including the ground in paragraph 2(1)(a) to (h) under which access was granted;
(e)any discussions or correspondence about the format, content or timing of the publication of any official statistics to which access is granted;
(f)any agreement given under paragraph 3(3)(b);
(g)any information published under paragraph 4(5); and
(h)any report under paragraph 5(6) or information about any other failure to adhere to the rules and principles in this Schedule which comes to the person’s notice.
(2) The record must be kept for a period of 7 years from the date of publication of the statistics.
Provision of information
9.—(1) The person responsible must, on request, provide information about any individual given access under paragraphs 2 and 3, and on the timing of that access.
(2) The person responsible must not seek to rely on the exemption in section 29 (formulation of Scottish Administration policy etc.) or 30 (prejudice to the effective conduct of public affairs) of the Freedom of Information (Scotland) Act 2002(2) in relation to any records kept under paragraph 8.
2000 c. 7. See s.15(1), amended by the Communications Act 2003 (c. 21), Schedule 17, paragraph 158.