Statutory Instrument 2001 No. 1298

      The Local Authorities (Conduct of Referendums) (England) Regulations 2001


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STATUTORY INSTRUMENTS


2001 No. 1298

LOCAL GOVERNMENT, ENGLAND

The Local Authorities (Conduct of Referendums) (England) Regulations 2001

  Made 1st April 2001 
  Coming into force 2nd April 2001 


ARRANGEMENT OF REGULATIONS

1. Citation, commencement and application
2. Interpretation
3. The question to be asked in a referendum
4. Publicity and other information in connection with referendums
5. Restriction on publicity etc. of promotional material
6. General restriction on referendum expenses
7. Notional referendum expenses
8. Application of provisions
9. Ballot papers
10. Postal ballots and postal votes
11. Counting officer's functions, and assistance for counting officers
12. Hours of polling
13. Counting of votes, etc.
14. Combination of polls: general
15. Combination of referendum and election polls: supplementary provisions relating to referendums
16. Combination of referendum and election polls: supplementary provisions relating to elections
17. Combination of polls: supplementary
18. Result of referendum
19. Procedure for questioning a referendum
20. Immediate consequences of referendum petitions
21. Determination of referendum petitions, and subsequent procedures
22. Time
23. Advertisements
24. Non-domestic rating: premises used for referendum purposes

SCHEDULES

  1.
  Part I -  Questions to be asked in a referendum
  Part II -  Form of front of ballot paper
  Part III -  Form of back of ballot paper

  2. Matters relevant to referendum expenses

  3. Application, with modifications, of Acts and Statutory Instruments
Table 1 -  Representation of the People Act 2000
Table 2 -  Representation of the People Act 1983
Table 3 -  Local Elections (Principal Areas) Rules 1986: Schedule 2
Table 4 -  Representation of the People (England and Wales) Regulations 2001
4. Additional modifications as regards postal votes at referendums

5. Combination of polls
  Part I -  General provisions
  Part II -  Modifications of the Parliamentary Elections Rules and the European Parliamentary Elections Rules
  Part III -  Modifications of the Principal Areas Rules
  Part IV -  Application, with modifications, of the GLA Elections Rules
  Part V -  Combined polls at referendums: modifications of the rules in Schedule 2 to the Principal Areas Rules, as modified by Schedule 4 to those Rules

  6. Application, with further modifications, of the Representation of the People Act 1983 in relation to referendum petitions

  7. Modifications of the Election Petition Rules 1960 in relation to referendum petitions

The Secretary of State for the Environment, Transport and the Regions, in exercise of the powers conferred upon him by sections 45 and 105 of the Local Government Act 2000[
1], hereby makes the following Regulations, of which a draft has been laid before, and approved by Resolution of, each House of Parliament:

Citation, commencement and application
     1.  - (1) These Regulations may be cited as the Local Authorities (Conduct of Referendums) (England) Regulations 2001 and shall come into force on the day after that on which they are made.

    (2) These Regulations apply to the holding of referendums by local authorities in England.

Interpretation
    
2.  - (1) In these Regulations, and in any provision as applied by these Regulations - 

    "the 2000 Act" means the Local Government Act 2000;

    "the RPAct 2000" means the Representation of the People Act 2000[3];

    "the 1985 Act" means the Representation of the People Act 1985[4];

    "the 1983 Act" means the Representation of the People Act 1983[5];

    "the 1986 Regulations" means the Representation of the People Regulations 1986[6];

    "the Elections Regulations" means the Representation of the People (England and Wales) Regulations 2001[7];

    "the European Parliamentary Elections Rules" means the rules set out in the European Parliamentary Elections Regulations 1999[8];

    "the GLA Elections Rules" means the Greater London Authority Elections (No. 2) Rules 2000[9];

    "the LGA Referendum Rules" means so much of the Principal Areas Rules as are applied, with or without modification[10], in relation to a referendum by regulation 8 of these Regulations;

    "the Parliamentary Elections Rules" means the rules set out in Schedule 1 to the 1983 Act;

    "the Petitions and Directions Regulations" means the Local Authorities (Referendums) (Petitions and Directions) (England) Regulations 2000[11];

    "the Principal Areas Rules" means the Local Elections (Principal Areas) Rules 1986[12];

    "counting observer" means a person appointed by a counting officer under regulation 13(1)(b);

    "counting officer" means a person referred to in regulation 11(1);

    "elected mayor", in relation to a local authority, means an individual elected as mayor of the authority by the local government electors for the authority's area in accordance with provisions made by or under Part II of the 2000 Act;

    "further referendum" means a referendum held in pursuance of an order under regulation 21(3);

    "outline fall-back proposals" - 

    (a) in relation to proposals under section 25 (proposals) of the 2000 Act, means an outline of the proposals that a local authority intend to implement if their proposals under section 25 are rejected in a referendum;

    (b) in relation to proposals under regulation 17 (action before referendum) or regulation 19 (action on receipt of direction) of the Petitions and Directions Regulations, means an outline of the proposals that a local authority intend to implement if proposals that are to be the subject of a referendum under Part II or Part III of those Regulations are rejected in that referendum;

    (c) in relation to proposals under an order under section 36 (referendum following order) of the 2000 Act, means - 

      (i) if the authority are then operating executive or alternative arrangements, a summary of those arrangements;

      (ii) in any other case, an outline of the proposals that the authority intend to implement if proposals that are to be the subject of a referendum are rejected in that referendum;

    (d) in relation to proposals under regulations under section 30 (operation of different executive arrangements) or section 33 (operation of alternative arrangements) of the 2000 Act, means a summary of the authority's existing executive arrangements or existing alternative arrangements, as the case may be;

    "petition organiser", in relation to a referendum, means a person who is treated for the purposes of paragraph (4) or, as the case may be, paragraph (5) of regulation 10 (formalities of petition) of the Petitions and Directions Regulations, as the petition organiser of any valid petition (whether an amalgamated petition, a constituent petition or a post-announcement petition) received by the council by or in respect of which the referendum is held[13];

    "polling observer" means a person appointed by a counting officer under regulation 11(3);

    "proper officer" has the meaning given by section 270(3) of the Local Government Act 1972[14];

    "proposals date" - 

    (a) in relation to a referendum, other than a further referendum, means the date on which proposals - 

      (i) under section 25 of the 2000 Act which involve a form of executive for which a referendum is required;

      (ii) under regulation 17 or 19 of the Petitions and Directions Regulations;

      (iii) under an order under section 36 of the 2000 Act; or

      (iv) under regulations under section 30 or 33 of that Act,

    are sent to the Secretary of State; and

    (b) in relation to a further referendum, means the day which falls 2 months before the day on which the further referendum is held;

    "referendum" means a referendum held under section 27 (referendum in case of proposals involving elected mayor) of the 2000 Act, or by virtue of regulations or an order made under any provision of Part II (arrangements with respect to executives etc.) of the 2000 Act;

    "referendum period", in relation to a referendum (including a further referendum), means the period beginning with - 

    (a) where the proposals date precedes the coming into force of these Regulations, the date on which these Regulations come into force;

    (b) in any other case, the proposals date, and

ending on the date of the referendum; and

    "voting area" means the area in which a referendum is held.

    (2) Any reference in the following provisions of these Regulations to a section followed by a number is, unless the context otherwise requires, a reference to the section of the 2000 Act that bears that number.

The question to be asked in a referendum
     3.  - (1) Where the proposals in relation to which a referendum is to be held involve a mayor and cabinet executive[15], the question to be asked in that referendum shall be in the form set out in paragraph 1 of Part I of Schedule 1 to these Regulations.

    (2) Where the proposals in relation to which a referendum is to be held involve a mayor and council manager executive[16], the question to be asked in that referendum shall be in the form set out in paragraph 2 of Part I of Schedule 1.

    (3) Where the proposals in relation to which a referendum is to be held involve a leader and cabinet executive[17], the question to be asked in that referendum shall be in the form set out in paragraph 3 of Part I of Schedule 1.

Publicity and other information in connection with referendums
     4.  - (1) The proper officer shall, as soon as reasonably practicable after the proposals date, but subject to paragraph (2), publish in at least one newspaper circulating in the local authority's area, a notice which contains - 

    (b) a description of the main features of the proposal and of the outline fall-back proposals;

    (c) a statement - 

    (2) At least 14 days before he publishes a notice in accordance with paragraph (1) the proper officer of an authority shall, by notice in writing, advise - 

    (3) It shall be the duty of each proper officer - 

to consider whether it would be reasonably practicable to combine that referendum with the one of which such notice has been given; and each such officer shall reply to the notice within seven days of its receipt, indicating whether his authority wish to combine their referendum with that to which the notice under paragraph (2) refers.

    (4) Unless the notice required to be published by paragraph (1) ("the first notice") is published less than 56 days before the date of the referendum, the proper officer shall publish a second notice containing the particulars specified in paragraphs (i) to (ix) of sub-paragraph (c) of paragraph (1) and, if paragraph (x) of that sub-paragraph applies (whether or not it applied in relation to the first notice), the particulars specified in that paragraph.

    (5) The second notice shall be published - 

    (6) The authority shall make available for inspection throughout the referendum period, at the address and times stated in the notice, and free of charge, a copy of their proposals and outline fall-back proposals, and shall secure that sufficient copies are available for persons who wish to obtain copies.

    (7) The authority may provide (whether or not in pursuance of any duty to do so) any other factual information relating to the proposals, the outline fall-back proposals and the referendum so far as it is presented fairly.

    (8) In determining for the purposes of paragraph (7) whether any information is presented fairly, regard shall, in accordance with section 38, be had to any guidance for the time being issued by the Secretary of State under section 38.

Restriction on publication etc. of promotional material
    
5.  - (1) This regulation applies to any material which - 

    (2) Subject to paragraph (3), no material to which this regulation applies shall be published by or on behalf of a local authority during the period of 28 days ending with the date of the poll at the referendum.

    (3) Paragraph (2) does not apply to - 

    (4) In this regulation "publish" means make available to the public at large, or to any section of the public, in whatever form and by whatever means (including, in particular, by inclusion in any programme included in a programme service within the meaning of the Broadcasting Act 1990[18]); and "publication" shall be construed accordingly.

General restriction on referendum expenses
     6.  - (1) In this regulation and regulation 7 - 

    (a) in relation to any referendum as regards which the proposals date is before 1st April 2001, means the register (or registers) of local government electors published under section 13 (publication of registers) of the 1983 Act (as originally enacted)[19] which is to be used (or which are to be used) in the area of the local authority by which, or as regards which, the referendum is held, for elections at which the date fixed for the poll falls within the period ending on 15th February 2001 (whether or not the persons to whom those entries relate are entitled to vote in the referendum);

    (b) in relation to any referendum as regards which the proposals date is after 31st March 2001 and before 1st January 2002, means the register (or registers) of local government electors published under section 13 (publication of registers) of the 1983 Act (as originally enacted) which is to be used (or which are to be used) in the area of the local authority by which, or as regards which, the referendum is held, for elections at which the date fixed for the poll falls within the period beginning on 16th February 2001, (whether or not the persons to whom those entries relate are entitled to vote in the referendum); and

    (c) in relation to any referendum as regards which the proposals date is after 31st December 2001, means the register (or registers) of local government electors published under section 13 (publication of registers) of the 1983 Act (as substituted) after the conclusion of the canvass conducted under section 10 of that Act in the year immediately preceding that in which the referendum is held, which has (or have) effect in the area of the local authority by which, or as regards which, the referendum is held (whether or not the persons to whom those entries relate are entitled to vote in the referendum).

    (2) The total referendum expenses incurred or, in accordance with regulation 7, treated as incurred, by or on behalf of any individual or body shall not exceed the referendum expenses limit.

    (3) Where any referendum expenses are incurred in excess of the referendum expenses limit, a person who knew or reasonably ought to have known that that limit would be exceeded, or who, without reasonable excuse, authorises another person to exceed that limit, is guilty of an offence.

    (4) Where information is given to the Director of Public Prosecutions that an offence under paragraph (3) has been committed, it is his duty to make such inquiries and institute such prosecutions as the circumstances of the case appear to him to require.

    (5) Where an offence under paragraph (3) which has been committed by a body corporate is proved to have been committed with the consent or connivance of, or to have been attributable to any neglect on the part of, a director, manager, secretary or other similar officer of the body corporate, or any other person purporting to act in any such capacity, he, as well as the body corporate, shall be guilty of that offence and shall be liable to be proceeded against and punished accordingly.

    (6) A person who commits an offence under paragraph (3) shall be liable - 

    (a) on summary conviction, to a fine not exceeding the statutory maximum or imprisonment for a term not exceeding six months, or both; or

    (b) on conviction on indictment, to a fine or imprisonment for a term not exceeding one year, or both.

    (7) Nothing in paragraph (2) affects the right of any creditor who, when the expense was incurred, was ignorant of that expense being in contravention of that paragraph.

Notional referendum expenses
     7.  - (1) This regulation applies where - 

    (2) Subject to paragraph (5), where this regulation applies an amount of referendum expenses determined in accordance with paragraph (3) shall, unless it is not more than £200, be treated for the purposes of regulation 6 as incurred by that person during the period for which the property, services or facilities is or are made use of as mentioned in paragraph (1)(b).

    (3) The amount mentioned in paragraph (2) is such proportion of either - 

as is reasonably attributable to the use made of the property, services or facilities as mentioned in paragraph (1)(b).

    (4) Where the services of an employee are made available by his employer for the use or benefit of a person, the amount which is to be taken as constituting the commercial rate for the provision of those services shall be the amount of the remuneration or allowances payable to the employee by his employer in respect of the period for which his services are made available (but shall not include any amount in respect of contributions or other payments for which the employer is liable in respect of the employee).

    (5) No amount of referendum expenses shall be regarded as incurred by virtue of paragraph (1) in respect of the provision by any individual of his own services which he provides voluntarily in his own time and free of charge.

Application of provisions
    
8.  - (1) Subject to paragraphs (2) and (3), and regulations 9, 10, 11, 12, 15, 16, 17, 20 and 25, the provisions set out in column (1) of Tables 1 to 4 in Schedule 3 shall have effect in relation to the referendum with the modifications shown in column (2) of those Tables and any other necessary modifications; and in particular, except where the context otherwise requires - 

    (2) A provision set out in column (1) of Table 4 in Schedule 3 and expressed to apply only in circumstances there mentioned, and any modification shown in column (2) as applicable to any such provision, shall have effect only in those circumstances.

Ballot papers
     9.  - (1) Where the question to be asked in the referendum is that set out in paragraph 1 of Part I of Schedule 1, the front of the ballot papers to be used in that referendum shall be in Form A set out in Part II of that Schedule.

    (2) Where the question to be asked in the referendum is that set out in paragraph 2 of Part I of Schedule 1, the front of the ballot papers to be used in that referendum shall be in Form B set out in Part II of that Schedule.

    (3) Where the question to be asked in the referendum is that set out in paragraph 3 of Part I of Schedule 1, the front of the ballot papers to be used in that referendum shall be in Form C set out in Part II of that Schedule.

    (4) The back of the ballot papers to be used in any referendum shall be in the form set out in Part III of that Schedule.

    (5) Every ballot paper - 

Postal ballots and postal votes
    
10.  - (1) Subject to paragraphs (2) and (3), a local authority may determine, in relation to a referendum which they are to hold, that the votes in the referendum shall be cast only by postal ballot; and where such a determination is made - 

    (2) A determination may not be made under paragraph (1) if, when the issue is before the authority for consideration, the referendum is then one at which the poll is required by regulation 14 to be taken together with the poll at an election.

    (3) A determination may not be made under paragraph (1) in relation to a referendum at which the poll is required by regulation 14 to be taken together with the poll at another referendum unless the counting officer for that other referendum agrees that votes at the referendums shall be cast only by postal ballot.

    (4) Where a determination under paragraph (1) has effect, the provisions (as applied by regulation 8) of the 1983 Act, with the exception of section 31, the 1985 Act, the Elections Act, the RPAct 2000, the Elections Regulations, with the exception of regulations 55, 62 and 79, and the Principal Areas Rules shall apply, as regards the referendum; but the provisions set out in column (1) of Schedule 4 shall apply subject to the further modifications set out in relation to them in column (2) of that Schedule (in addition to the modifications having effect by virtue of regulation 8).

Counting officer's functions, and assistance for counting officers
     11.  - (1) Subject to regulations 15(5) and 17(2), functions conferred by these Regulations on the counting officer shall be exercised in each voting area by the person who is for the time being the returning officer at elections of councillors for that area under subsection (1) or (3) of section 35 (returning officers: local elections) of the 1983 Act[23].

    (2) It is the counting officer's general duty at the referendum to do all such acts and things as may be necessary for effectually conducting the referendum in the manner provided by these Regulations.

    (3) The counting officer may appoint persons to attend at polling stations for the purpose of detecting personation ("polling observers").

Hours of polling
     12.  - (1) Subject to paragraph (2), the hours of polling shall be between 8 a.m. and 9 p.m. on the day of the referendum.

    (2) Paragraph (1) shall not apply in relation to a referendum - 

    (3) The hours of polling in a referendum to which paragraph (2)(b) applies shall be those applicable to the election concerned.

Counting of votes etc.
    
13.  - (1) The counting officer - 

    (2) For the purpose of assisting the counting officer in the discharge of his functions under paragraph (1)(b), a petition organiser may, not less than the fifth day before the date of the poll, by notice in writing to the counting officer, nominate persons who, in the opinion of the petition organiser, are suitable for appointment as counting observers; and the notice shall also contain the address of each nominee.

    (3) Subject to paragraph (4) of rule 24 of the LGA Referendum Rules, the counting officer shall not, without good cause, decline to appoint as a counting observer a person nominated by a petition organiser.

    (4) The counting officer shall, as soon as practicable after the close of the poll, make arrangements for counting the votes in the presence of the counting observers, and shall give those observers notice in writing of the time and place at which he will begin to count the votes.

    (5) Subject to regulations 15(9) and 17(9), no person may attend the counting of votes for any voting area unless he is - 

    (6) The counting officer shall give the counting observers such reasonable facilities for observing the proceedings at the counting of votes, and all such reasonable information with respect to them, as he can give them consistently with the orderly conduct of the proceedings and the discharge of his duties in connection with them.

Combination of polls: general
    
14.  - (1) Where, but for this paragraph, the poll at a referendum would be taken on a day that falls within the period beginning 28 days before the day on which the poll is to be taken at an election of a description mentioned in paragraph (2) and ending 28 days after the day on which the poll is to be taken at any such election, the poll at the referendum shall, subject to paragraphs (3) and (5), be taken on the day on which the poll is to be taken at the election; and the polls shall be taken together.

    (2) The descriptions of election referred to in paragraph (1) are - 

    (3) Where, but for this paragraph, the poll at a referendum would be taken together with the poll at an election of a description specified in paragraph (2)(c), (d), (f) or (h), paragraph (1) shall not apply where - 

    (a) notice of the date of the referendum is given under regulation 4 before the date on which notice is given of the date of the election; and the date of the referendum is not the same as that of the election; or

    (b) a determination has been made under paragraph (1) of regulation 10.

    (4) In a case to which paragraph (3) applies, the poll at the referendum shall be taken on the day of which notice has been given under regulation 4.

    (5) Nothing in paragraph (1) shall require the poll at a referendum to be taken together with the poll at an election where, but for this paragraph, the day on which those polls would be taken falls within the period beginning five months after the date that, in relation to the referendum, is the petition date or, as the case may be, the direction date, and ending six months after the petition date or, as the case may be, the direction date.

    (6) In paragraph (5) - 

    "petition date" has the same meaning as in Part II (Petitions and Referendums) of the Petitions and Directions Regulations[27]; and

    "direction date" means the date on which the Secretary of State gives a direction under regulation 18 (circumstances in which Secretary of State may require referendum) of those Regulations.

    (7) The poll at a referendum may be taken together with the poll at an election under section 89 (filling of casual vacancies in case of councillors) of the Local Government Act 1972[28] or under section 10 (filling a vacancy in an Assembly constituency) of the Greater London Authority Act 1999 - 

    (a) where the referendum is to be held in compliance with a direction of the Secretary of State, if he so determines;

    (b) in any other case, if the authority by whom the referendum is to be held so determines.

    (8) Notice of a determination under paragraph (7) shall be given in writing - 

    (a) where the determination is made by the Secretary of State, to the authority or, as the case may be, the authorities by which the election and the referendum concerned are to be held;

    (b) where the determination is made by an authority, to the authority (other than itself) by which the election concerned is to be held.

    (9) Subject to paragraph (10), where an authority ("the first authority") have given notice under regulation 4(1) of the date on which a referendum will be held in their area, no other authority - 

    (a) whose area includes that of the first authority; or

    (b) whose area is part of that of the council of the same county as that of the first authority,

may hold a referendum in their area within the period beginning 28 days before the date of the first authority's referendum and ending 28 days after that date unless the polls at the referendums are combined.

    (10) Where the date on which a referendum is to be held in a county is the same as that on which a referendum is to be held in any district within that county, the polls shall be taken together.

    (11) Where, in accordance with any of the preceding paragraphs, the poll at a referendum is required to be taken together with, and on the same day as - 

    (a) the poll at an election; and

    (b) the poll at another referendum,

the polls shall all be taken together on that day.

Combination of referendum and election polls: supplementary provisions relating to referendums
     15.  - (1) Paragraphs (2) to (9) of this regulation shall apply, in relation to the referendum, where polls are taken together in accordance with regulation 14(1) or (7).

    (2) The ballot papers shall be of a different colour from that of any ballot papers used at the election.

    (3) The polling stations shall be the polling places or, as the case may be, polling stations designated for the purposes of the election.

    (4) The Principal Areas Rules shall have effect subject to the modifications set out in Part V of Schedule 5.

    (5) The functions in relation to the referendum specified in rules 18(3), 19, 20, 21, to the extent that that rule concerns the appointment of presiding officers and clerks to assist them, 23, 25(a), 26(3), 27(2)(b) and 39(1) and (5) of the LGA Referendum Rules shall be discharged - 

    (6) The back of the ballot papers (the form of which is set out in Part III of Schedule 1) may include a reference to the name of the electoral division or ward for the purposes of the election.

    (7) If the counting officer and the returning officer at the election or, where the poll at the referendum is to be taken with the poll at more than one election, the returning officers at those elections, think fit, one ballot box may be used at the referendum and the election or elections; but if separate boxes are used, no vote at the referendum shall be rendered invalid by the ballot paper being placed in the ballot box intended for the ballot papers at the election.

    (8) Where a person applies under the RPAct 2000 to vote by post, or to vote by proxy, at the election, he shall be treated as applying also to vote by post, or to vote by proxy, at the referendum.

    (9) Nothing in regulation 13(5) shall preclude the attendance at the counting of the votes of a person who would be entitled to attend for that purpose in relation to the election at which the poll is taken together with that at the referendum.

Combination of referendum and election polls: supplementary provisions relating to elections
    
16.  - (1) The following paragraphs of this regulation shall apply, in relation to the election or, as the case may be, the elections, where polls are taken together in accordance with regulation 14(1), (7) or (11).

    (2) Where a person applies under the RPAct 2000 or the Elections Regulations (as applied, with modifications, by regulation 8) to vote by post, or to vote by proxy, at the referendum, he shall be treated as applying also to vote at the election by post or by proxy.

    (3) The ballot papers at the election shall be of a different colour from that of any ballot papers used at the referendum.

    (4) The functions specified in regulation 98 of the 1986 Regulations shall be discharged - 

    (5) If the returning officer at the election or, where the poll at more than one election is to be taken with the poll at the referendum, the returning officers at those elections, and the counting officer think fit, one ballot box may be used at the election (or elections) and the referendum; but if separate boxes are used, no vote at the election (or elections) shall be rendered invalid by the ballot paper being placed in the ballot box intended for the ballot papers at the referendum.

    (6) The 1985 Act, the RPAct 2000, the 1986 Regulations and the Elections Regulations shall have effect subject to the modifications provided for in Part I of Schedule 5.

    (7) In relation to an election to which the Principal Areas Rules apply, in rule 4 (interpretation)[
29] of those Rules, there shall be inserted, at the appropriate place, the following definition - 

      " "referendum" means a referendum to which the Local Authorities (Conduct of Referendums) (England) Regulations 2001 apply;".

    (8) The Parliamentary Elections Rules, the European Parliamentary Elections Rules, the Principal Areas Rules, and the GLA Elections Rules, shall have effect subject to the modifications set out in Part II, Part II, Part III, and Part IV, respectively, of Schedule 5.

Combination of polls: supplementary
     17.  - (1) Paragraphs (2) to (8) of this regulation shall apply where polls at referendums are taken together in accordance with regulation 14(9) or (10).

    (2) The functions specified in rules 18(3), 19, 20, 21, to the extent that that rule concerns the appointment of presiding officers and clerks to assist them, 23, 25(a), 26(3), 27(2)(b), and 39(1) and (5) of the LGA Referendum Rules shall be functions of such one of the counting officers for the referendums as may be agreed between them.

    (3) The polling stations at the combined poll shall be those that would have been used at the single poll at which the person by whom the functions specified in paragraph (2) are to be discharged, in accordance with the agreement under that paragraph, would have been the counting officer.

    (4) Schedule 2 to the Principal Areas Rules, as modified by Schedule 4 to those Rules (modifications where polls at local government elections are combined), shall have effect in relation to the combination of polls at referendums as it has effect in relation to the combination of polls at elections, subject to the further modifications set out in Part V of Schedule 5; and a provision set out in column (1) of that Part and expressed to apply only in circumstances there mentioned, and any modification shown in column (2) as applicable to any such provision, shall have effect only in those circumstances.

    (5) The cost of taking the combined poll (excluding any cost solely attributable to one referendum) and any cost attributable to the combination shall be apportioned equally among the referendums.

    (6) The ballot papers at each referendum shall be of a different colour.

    (7) The back of the ballot papers (the form of which is set out in Part III of Schedule 1) may include a reference to the name of the electoral division or ward.

    (8) If separate boxes are used for the ballot papers at each referendum, no vote at a referendum shall be rendered invalid by the ballot paper being placed in the ballot box intended for the ballot papers at another referendum.

    (9) Nothing in regulation 13(5) shall preclude the attendance at the counting of the votes of a person who would be entitled to attend for that purpose in relation to a referendum at which the poll is taken together with that at another referendum or at an election.

Result of referendum or further referendum
    
18.  - (1) Subject to regulations 20 and 21, if the majority of the votes cast in a referendum other than a further referendum are "yes" votes, the result of the referendum is - 

    (2) Subject to regulations 20 and 21, if the majority of the votes cast in a referendum other than a further referendum are "no" votes, the result of the referendum is - 

    (3) Subject to regulations 20 and 21, if the majority of the votes cast in a further referendum are "yes" votes, the result of the referendum is to approve the continuation of the authority's existing executive arrangements or, as the case may be, their existing alternative arrangements.

    (4) Subject to regulations 20 and 21, if the majority of the votes cast in a further referendum are "no" votes, the result of the referendum is to reject the continuation of the authority's existing executive arrangements or, as the case may be, their existing alternative arrangements.

    (5) In a case to which paragraph (4) applies, subsections (8) to (12) of section 27 shall then apply as if the result of the further referendum were the rejection of the authority's proposals under section 25, but subject - 

Procedures for questioning a referendum
    
19.  - (1) A referendum under these Regulations may be questioned by petition ("referendum petition") - 

    (2) A referendum petition on any of the grounds specified in paragraph (1)(a) to (c) shall be presented within 21 days after the day on which the referendum was held.

    (3) A referendum petition on the ground mentioned in paragraph (1)(d) may be presented only with the leave of the High Court.

    (4) An application for leave shall be made, not later than 28 days after the date of the alleged payment or promise, by application notice to the court at such time and place as the court may appoint.

    (5) Not less than seven days before the day so appointed the applicant shall - 

    (6) The application notice shall state the grounds on which the application is made.

    (7) A referendum petition shall be tried by an election court, that is to say, a court constituted under section 130 (election court for local election in England and Wales, and place of trial) of the 1983 Act for the trial of an election petition, as applied by paragraph (8) below.

    (8) The provisions set out in column (1) of Schedule 6 shall have effect in relation to the questioning of a referendum as they have effect in relation to the questioning of an election under the Local Government Act 1972[
30] subject to - 

    (a) the modifications set out in sub-paragraphs (a) to (p) of paragraph (1) of regulation 8;

    (b) the substitution, for "an election petition", wherever that term appears, of "a referendum petition under the Local Authorities (Conduct of Referendums) (England) Regulations 2001"; and

    (c) the further modifications set out in column (2) of Schedule 6.

    (9) The Election Petition Rules 1960[31] shall have effect in relation to a referendum petition as they have effect in relation to a local election petition within the meaning of those Rules subject to the modifications set out in Schedule 7.

Immediate consequences of referendum petitions
     20.  - (1) Where a referendum petition is presented on any of the grounds specified in sub-paragraphs (a) to (c) of paragraph (1) of regulation 19, or leave is granted for the presentation of a referendum petition - 

the authority shall take no further steps in consequence of the referendum until the election court has certified its determination in the matter of the referendum petition.

    (2) Where a referendum petition is presented on any of the grounds specified in sub-paragraphs (a) to (c) of paragraph (1) of regulation 19, or leave is granted for the presentation of a referendum petition - 

the authority shall continue to operate the executive arrangements that are the subject of that resolution.

    (3) Where a referendum petition is presented on any of the grounds specified in sub-paragraphs (a) to (c) of paragraph (1) of regulation 19, or leave is granted for the presentation of a referendum petition - 

the authority shall take no further steps in consequence of the referendum until the election court has certified its determination in the matter of the referendum petition.

    (4) Where leave is granted for the presentation of a referendum petition - 

the elected mayor shall continue in office.

    (5) Where - 

they shall continue to operate those arrangements.

    (6) Except in a case to which paragraph (5) applies, where a referendum petition is presented on any of the grounds specified in sub-paragraphs (a) to (c) of paragraph (1) of regulation 19, or leave is granted for the presentation of a referendum petition - 

the authority shall take no further steps in consequence of the referendum until the election court has certified its determination in the matter of the referendum petition.

    (7) Where a referendum petition is presented on any of the grounds specified in sub-paragraphs (a) to (c) of paragraph (1) of regulation 19, or leave is granted for the presentation of a referendum petition - 

Determination of referendum petitions, and subsequent procedures
    
21.  - (1) Where an election court certifies, as its determination of a referendum petition, that the result of the referendum declared under regulation 18 is or, as the case may be, is not in accordance with the votes cast, any reference (in whatever terms) in the timetable - 

to the date of the result of the referendum shall be construed as a reference to the date on which the election court certifies its determination.

    (2) Where an election court certifies, as its determination of a referendum petition specifying any of the grounds mentioned in regulation 19(1)(b) to (d), that the referendum was avoided, the authority concerned shall, not earlier than two months, and not later than three months, after the election court has certified its determination in the matter of the referendum petition, hold another referendum.

    (3) On the substantive hearing of a referendum petition for which leave has been granted where the circumstances are as mentioned in regulation 20(4)(a) and (b), the election court shall either - 

    (a) dismiss the petition; or

    (b) allow the petition,

and, where the court allows the petition, it shall declare the referendum to be tainted, and order that a further referendum be held.

    (4) Where an election court makes such an order as is mentioned in paragraph (3), subject to regulation 14(1), the authority shall hold the further referendum as soon as reasonably practicable after the expiration of the period of five years beginning with the date on which the tainted referendum was held.

    (5) If the majority of the votes cast in a further referendum are "yes" votes - 

    (a) where the authority are operating executive arrangements, they shall continue to operate those arrangements unless and until they are authorised or required to operate different executive arrangements or authorised to operate alternative arrangements in place of their existing executive arrangements; and

    (b) where the authority are operating alternative arrangements, they shall continue to operate those arrangements unless and until they are authorised to operate different alternative arrangements or authorised or required to operate executive arrangements in place of their existing alternative arrangements[33].

    (6) If the majority of the votes cast in the further referendum are "no" votes, the authority shall implement the proposals that were their outline fall-back proposals at the time of the tainted referendum; and, subject to paragraphs (7) and (8), subsection (13) of section 27 (referendum in case of proposals involving elected mayor) shall apply to the implementation of detailed fall-back proposals as if those outline fall-back proposals were outline fall-back proposals in the event that proposals under section 25 (proposals) are rejected in a referendum under section 27.

    (7) Where the authority's outline fall-back proposals are the executive or alternative arrangements which they were operating at the date of the tainted referendum, subsection (13) of section 27 shall apply (as mentioned in paragraph (6)) as if, for "in accordance with the timetable mentioned in subsection (4)", there were substituted "as soon as reasonably practicable".

    (8) Where the authority's outline fall-back proposals are executive arrangements which involve a form of executive for which a referendum is not required[34] - 

    (a) subsection (1) of section 29 (operation of, and publicity for, executive arrangements) shall apply for the purpose of enabling the authority to operate the executive arrangements set out in their detailed fall-back proposals as it applies for the purpose of enabling an authority to operate executive arrangements in other circumstances; and

    (b) subsection (2) of that section shall apply as if, in paragraph (b), for sub-paragraph (i), there were substituted "(i) states that, in consequence of the rejection in a further referendum of the authority's existing executive arrangements, the authority have resolved to operate the different executive arrangements that were described in their outline fall-back proposals at the time of the referendum,".

    (9) These Regulations, except where the context otherwise requires, shall apply (so far as relevant), to the conduct of the further referendum as they apply to the conduct of any other referendum, subject to - 

    (a) in regulation 4 - 

      (i) in paragraph (1), the omission of sub-paragraph (a);

      (ii) in sub-paragraph (b) of that paragraph, the substitution, for "the proposals", of "the authority's existing executive arrangements";

      (iii) in paragraph (viii) of sub-paragraph (c), the substitution, for "a copy of the proposals", of "a document in which are set out the main features of the authority's existing executive arrangements";

      (iv) in paragraph (ix) of that sub-paragraph, the substitution, for "the proposals and", of "that document and those";

      (v) after paragraph (x) of that sub-paragraph the insertion of the following paragraph - 

        " (xi) if it be the case, that the referendum is being held in consequence of the determination of an election court that the referendum last held in the authority's area was void or, as the case may be, declared to be tainted by reason of a payment of money or other reward made or promised since the referendum in pursuance of a corrupt or illegal practice.";

      (vi) in paragraph (6), the substitution, for "a copy of their proposals", of "a document in which are set out the main features of the authority's current executive arrangements"; and

      (vii) in paragraph (7), the substitution, for "the proposals", of "the main features of the authority's current executive arrangements"; and

    (b) in paragraphs 1 and 2 of Part I of Schedule 1, and in Forms A and B in Part II of that Schedule - 

      (i) the omission of "the proposal for"; and

      (ii) the substitution, for "to be run in a new way", of "continuing to be run in a way".

    (10) On the substantive hearing of a referendum petition for which leave has been granted where the circumstances are as mentioned in any paragraph of regulation 20 other than paragraph (4), the election court shall either - 

    (a) dismiss the petition; or

    (b) allow the petition,

and, where the court allows the petition, it shall declare the referendum avoided.

Time
     22. In calculating any period for the purposes of - 

the following days shall be disregarded - 

Advertisements
     23. The Town and Country Planning (Control of Advertisements) Regulations 1992[36] shall have effect in relation to the display on any site in a voting area of an advertisement relating specifically to the referendum as they have effect in relation to the display of an advertisement relating specifically to a local government election.

Non-domestic rating: premises used for referendum purposes
     24. In relation to premises in a voting area, section 56(6) of the Local Government Finance Act 1988 (occupation for election meetings and polls)[37] shall have effect as if - 

    (a) the reference to public meetings in furtherance of a person's candidature at an election included a reference to public meetings promoting a particular result in the referendum; and

    (b) the reference to use by a returning officer for the purpose of taking the poll in an election included a reference to use by a person exercising functions of a returning officer in accordance with regulation 11 for the purpose of taking the poll in the referendum.



Signed by authority of the Secretary of State for the Environment, Transport and the Regions


Hilary Armstrong
Minister of State, Department of the Environment, Transport and the Regions

1st April 2001



SCHEDULE 1
regulations 3 and 9



PART I

QUESTIONS TO BE ASKED IN A REFERENDUM

     1. Are you in favour of the proposal for [insert name of local authority] to be run in a new way, which includes a mayor, who will be elected by the voters of that [insert "borough", "city", "county" or "district", as appropriate], to be in charge of the Council's services and to lead [insert name of local authority] and the community which it serves?

     2. Are you in favour of the proposal for [insert name of local authority] to be run in a new way, which includes a mayor, who will be elected by the voters of that [insert "borough", "city", "county", or "district", as appropriate], to lead [insert name of local authority] and the community which it serves?

     3. Are you in favour of the proposal for [insert name of local authority] to be run in a new way, which includes a councillor, who will be elected by the councillors of [insert name of local authority], to lead the Council and the community which it serves?



PART II

FORM OF FRONT OF BALLOT PAPER

FORM A

Are you in favour of the proposal for [insert name of local authority] to be run in a new way, which includes a mayor, who will be elected by the voters of the [insert "borough", "city", "county" or "district", as appropriate], to be in charge of the Council's services and to lead [insert name of local authority] and the community which it serves?

Mark a cross (X) in the box to the right of the answer you are voting for. Put no other mark on the ballot paper or your vote may not be counted.

     YES     
     NO     

FORM B

Are you in favour of the proposal for [insert name of local authority] to be run in a new way, which includes a mayor, who will be elected by the voters of the [insert "borough", "city", "county" or "district", as appropriate], to lead [insert name of local authority] and the community which it serves?

Mark a cross (X) in the box to the right of the answer you are voting for. Put no other mark on the ballot paper or your vote may not be counted.

     YES     
     NO     

FORM C

Are you in favour of the proposal for [insert name of local authority] to be run in a new way, which includes a councillor, who will be elected by the councillors of [insert name of local authority], to lead the Council and the community which it serves?

Mark a cross (X) in the box to the right of the answer you are voting for. Put no other mark on the ballot paper or your vote may not be counted.

     YES     
     NO     



PART III

FORM OF BACK OF BALLOT PAPER

No.

Council referendum on [insert date]: [insert name of voting area]


Note: The number on the ballot paper is to correspond with that on the counterfoil and is to be printed in small characters.



SCHEDULE 2
regulation 6(1) definition of "referendum expenses"


MATTERS RELEVANT TO REFERENDUM EXPENSES


     1.

    (a) Advertising of any nature (whatever the medium used).

         Expenses in respect of such advertising include agency fees, design costs and other costs in connection with preparing, producing, distributing or otherwise disseminating such advertising or anything incorporating such advertising and intended to be distributed for the purpose of disseminating it.

    (b) Unsolicited material addressed to electors (whether addressed to them by name or intended for delivery to households within any particular area or areas).

         Expenses in respect of such material include design costs and other costs in connection with preparing, producing or distributing such material (including the cost of postage).

    (c) Any material of a description referred to in regulation 5(1) of these Regulations.

    (d) Market research or canvassing conducted for the purpose of ascertaining voting intentions.

    (e) The provision of any services or facilities in connection with press conferences or other dealings with the media.

    (f) Transport (by any means) of persons to any place or places with a view to obtaining publicity in connection with a referendum campaign.

         Expenses in respect of the transport of such persons include the costs of hiring a particular means of transport for the whole or part of the referendum period.

    (g) Rallies and other events, including public meetings organised so as to obtain publicity in connection with a referendum campaign or for other purposes connected with a referendum campaign.

         Expenses in respect of such events include costs in connection with the attendance of persons at such events, the hire of premises for the purposes of such events or the provision of goods, services or facilities at them.

     2. Nothing in paragraph 1 shall be taken as extending to - 

    (a) any expenses in respect of any property, services or facilities so far as those expenses fall to be met out of public funds;

    (b) any expenses incurred in respect of the remuneration or allowances payable to any member of the staff of the campaign organiser;

    (c) any expenses incurred in respect of an individual by way of travelling expenses (by any means of transport) or in providing for his accommodation or other personal needs to the extent that the expenses are paid by the individual from his own resources and are not reimbursed to him.



SCHEDULE 3
regulation 8


APPLICATION, WITH MODIFICATIONS, OF ACTS AND STATUTORY INSTRUMENTS



TABLE 1 REPRESENTATION OF THE PEOPLE ACT 2000
(1) (2)
Provision Modification
Section 12 (changes relating to absent voting at elections in Great Britain) In subsection (1), at the end insert "; and as regards referendums under the Local Authorities (Conduct of Referendums) (England) Regulations 2001".

Schedule 4 (absent voting in Great Britain) In paragraph 1, in sub-paragraph (1) - 

    (a) in the definition of "the appropriate rules", at the end of paragraph (b), insert "and (c) in the case of a referendum, the LGA Referendum Rules, within the meaning of the Local Authorities (Conduct of Referendums) (England) Regulations 2001";

    (b) after the definition of "local government election", insert the following definition - 

" "referendum" means a referendum under the Local Authorities (Conduct of Referendums) (England) Regulations 2001" .

In paragraphs 2 to 7, except in paragraphs 3(4)(a)(i), 6(7), 7(4)(a) and 7(6)(a)(i), after "local government election", "local government elections", "elections" and "election", insert, as the context requires, "or a referendum", "or referendums", or "or the referendum".

In paragraphs 3(4)(a)(i) and 7(6)(a)(i), after "or both,", insert "or referendums".

In paragraphs 6(7) and 7(4)(a), after "or at both,", insert "or at referendums".



TABLE 2 REPRESENTATION OF THE PEOPLE ACT 1983
(1) (2)
Provision Modification (if any)
Section 13B (alteration of registers: pending elections)[38] After "election", in each place, insert "or referendum".

In subsection (1), for "the final nomination day", substitute "the nineteenth day before the date of the poll at the referendum".

After subsection (4), insert "(4A) This section also applies to referendums."

Section 31(1) and (3) (polling districts and stations at local government elections) In subsection (1) - 

    (a) for "elections of county councillors" substitute "referendums by or in respect of a county"; and

    (b) for "elections of London borough or district councillors", substitute "referendums held under those Regulations by or in respect of a London borough or a district".

In subsection (3), for "local government elections" substitute "referendums".

Omit "mentioned in subsections (1) to (3) above".

Section 35(4) (appointments by returning officers) For "subsections (1) to (3)", substitute "subsection (1) or (3)".

Section 36(4) and (6) (returning officer's expenditure at local election)[39] In subsection (4), for the words from "by a returning officer" to "London borough)" substitute "by the counting officer for a voting area in relation to the holding of a referendum".

In subsection (6), for the words from the beginning to "councillor, the council", substitute "Before a poll is taken at such a referendum as is referred to in subsection (4), the authority".

Regulation 8(1)(b) shall not apply in relation to the first reference in subsection (6) to the returning officer.

Section 47 (loan of equipment for local elections)[40] In subsection (1), for "the returning officer at a local government election", substitute "the counting officer at a referendum".

In subsection (2) - 

    (a) omit the words from ", or", at the end of paragraph (a), to "as the case may be,";

    (b) for "an election held under those Acts" substitute "a referendum held under the Referendums Regulations".

Section 49(4) and (5) (effect of registers)[41] In subsection (4), omit "parliamentary or".

In subsection (5), omit "parliamentary or" and "prevent the rejection of the vote on a scrutiny or".

Section 60 (personation) Omit "parliamentary or".

Section 61 (other voting offences)[42] In subsection (1), after "local government election" and "local government elections", in each place, insert "or referendum" and "or referendums", respectively.

For subsections (2) to (4) substitute - 

    " (2) A person shall be guilty of an offence if - 

    (a) he votes on his own behalf otherwise than by proxy - 

      (i) more than once in the same voting area;

      (ii) in more than one voting area; or

      (iii) in any voting area where there is in force an appointment of a person to vote as his proxy in the referendum in another voting area, or

    (b) he votes on his own behalf in person and is entitled to vote by post, or

    (c) he votes on his own behalf in person knowing that a person appointed to vote as his proxy has already voted in person or is entitled to vote by post, or

    (d) he applies for a person to be appointed as his proxy to vote for him without applying for the cancellation of a previous appointment of a third person then in force or without withdrawing a pending application for such an appointment.

    (3) A person shall be guilty of an offence if - 

    (a) he votes as proxy for the same person either - 

      (i) more than once in the same voting area, or

      (ii) in more than one voting area, or

    (b) he votes in person as proxy for a person and is entitled to vote by post as proxy for that person, or

    (c) he votes in person as proxy for someone whom he knows already to have voted in person.

    (4) A person shall also be guilty of an offence if he votes as proxy in any voting area for more than two persons of whom he is not the husband, wife, parent, grandparent, brother, sister, child or grandchild.".

In subsection (7), omit paragraph (b) and the word "and" immediately preceding it.

Section 65 (tampering with papers)[43] In subsection (1) - 

    (a) after "election", in the first place where it appears, insert "or referendum"; and

    (b) omit paragraph (a).

In subsection (3), for "clerk", substitute "person".

Section 66 (requirement of secrecy)[44] For subsection (1)(b) substitute - 

    " (b) every polling observer, so attending,".

Section 66A (prohibition on publication of exit polls)[45] In subsection (2) - 

    (a) in paragraph (b), after "Wales" insert "; and"; and

    (b) after paragraph (b) insert "(c) any referendum.".

In subsection (4), omit the words after the definition of "publish".

Section 92 (broadcasting from outside the United Kingdom)[46] In subsection (1), after "local government election" insert "or referendum".

Section 94 (imitation of poll cards)[47] In subsection (2), after "section 42 above" insert "or to any referendum in relation to which any rules under section 36, as applied for the purposes of that referendum,".

Section 96 (schools and rooms for local election meetings)[48] For subsection (1) substitute - 

    " (1) Subject to the provisions of this section, any person is entitled, for the purpose of holding a public meeting to promote a particular result in the referendum, to use free of charge at reasonable times during the campaign period any meeting room to which this section applies.

    (1A) In subsection (1), "the campaign period" means the period of 25 days ending with the day before the date of the referendum.".

Omit subsection (2).

In subsection (3) - 

    (a) for "electoral area for which the candidate is standing or in a parish or community, as the case may be, in part comprised in that electoral area", substitute "voting area"; and

    (b) omit paragraph (b).

In subsection (4) - 

    (a) omit the words "and paragraph 1(1) of Schedule 5 to this Act";

    (b) after the words "that section" insert "subject to the substitution in subsection (5) of that section, for the word "candidate" of the word "person""; and

    (c) omit the words from "and any person" to the end.

After subsection (4) insert - 

    " (5) The lists maintained by a county council, district council or London borough council of meeting rooms which candidates at a parliamentary election in any constituency are entitled to use shall have effect for the purposes of the referendum; and any person shall, before the referendum, be entitled at all reasonable hours to inspect those lists or a copy of them.".

Section 97 (disturbances at election meetings)[49] For subsection (2), substitute - 

    " (2) This section applies to a meeting in connection with a referendum held during the campaign period.

    (2A) In subsection (2), "the campaign period" means the period of 25 days ending with the day before the date of the referendum.".

Section 100(1) and (2) (illegal canvassing by police offiers)[50] In subsection (1), for the words from "from giving his vote" to the end, substitute "from giving his vote in the referendum in a voting area wholly or partly within the police area".

Section 109 (payments for exhibition of election notices)  
Section 110 (printer's name and address on election publications)[51] Omit subsection (12).

Section 111 (prohibition of paid canvassers)  
Section 112 (providing money for illegal purposes)  
Sections 113 to 115 (bribery, treating and undue influence)  
Section 116 (rights of creditors) Omit paragraphs (b) and (c).

Section 118 (interpretation of Part II), the definitions of "money", "pecuniary reward" and "payment"  
Section 119 (computation of time for purposes of Part II) In subsection (1), in paragraph (b), after "disregarded", insert

    " ; and

    (c) in computing any period referred to in section 96(1A) or 97(2A), as applied for the purposes of a referendum, any of the days so mentioned shall be disregarded".".

Section 167 (application for relief)[52]  
Sections 168 to 170 (prosecutions for corrupt and illegal practices)[53]  
Subsections (1)(a)(i), (2) and (3) of section 173 (incapacities on conviction of corrupt or illegal practice)[54] In subsection (1)(a)(i), after "Great Britain", insert "or at any referendum".

Section 174 (mitigation and remission etc.)[55]  
Section 175 (illegal payments etc.)[56] Omit subsection (2).

Section 176 (time limit for prosecutions)[57]  
Section 177 (summary trial) For "the local government Act", substitute "the Referendums Regulations".

In paragraph (a), for "in the county in which the local government area for which the election was held is situated or which it adjoins" substitute "for the voting area in which, the offence is alleged to have been committed".

Section 178 (prosecution of offences committed outside the United Kingdom)[58]  
Section 179 (offences by associations)  
Section 181(1) (Director of Public Prosecutions)[59]  
In section 185 (interpretation of Part III)[60], the definitions of "judicial office", "money" and "pecuniary reward", "payment" and "public office"  
Section 200(1) and (2) (public notices, and declarations)[61]  
Section 202 (interpretation), the definitions in subsection (1) of "the absent voters' list", "citizen of the Union" and "relevant citizen of the Union", "elector", "legal incapacity", "the list of proxies", "person" and "voter" and subsection (2)[62] In the definition of "voter", after "42 above", insert "and such of those rules as are applied, in relation to a referendum, by any provision of the Referendums Regulations".

Section 203(1) (local government provisions as to England and Wales)[63] In subsection (1), insert at the end - 

    " "the Referendums Regulations" means the Local Authorities (Conduct of Referendums) (England) Regulations 2001".



TABLE 3 THE LOCAL ELECTIONS (PRINCIPAL AREAS) RULES 1986: SCHEDULE 2[64]
(1) (2)
Provision Modification (if any)
Rule 1 (timetable) Omit the words from "Delivery" in the first place where that word appears to "day of election" in the fourth place where those words appear.

Omit the item "Polling".

Rule 2 (computation of time) See regulation 22.

Rule 3 (notice of election) For paragraph (1), substitute "(1) The counting officer shall publish notice of the referendum, stating the date of the poll."

Rule 13 (poll to be taken by ballot) Omit the words from ", the result" to the end.

Rule 15 (the official mark) For paragraph (2) substitute - 

    " (2) The official mark shall be kept secret".

In paragraph (3) omit "at the same election".

Rule 16 (prohibition of disclosure of vote)  
Rule 17 (use of schools and public rooms)[65]  
Rule 18 (notice of poll) In paragraph (1), for sub-paragraphs (b) to (d), substitute - 

    " and

    (b) the question to be asked in the referendum.".

For paragraph (2) substitute - 

    " (2) The notice of poll shall be published not later than the sixth day before the date of the referendum."

.

In paragraph (3), omit the words from "and he shall" to the end.

Rule 19 (postal ballot papers)[66]  
Rule 20 (provision of polling stations) In paragraph (3), omit "unless that place is outside the electoral area".

Rule 21 (appointment of presiding officers and clerks) In paragraph (1), omit the words from "but he shall not appoint" to the end.

Rule 22(1) to (4) (issue of official poll cards) For paragraph (3)(a) substitute - 

    " (a) the name of the council and of the voting area;".

Rule 23 (equipment of polling stations)[67] For paragraph (5) substitute - 

    " (5) In every compartment of every polling station there shall be exhibited the following notice - 

[INSERT NAME OF COUNCIL]

REFERENDUM

Mark one box only. Put no other mark on the ballot paper or your vote may not be counted.".

In paragraph (8), for "particulars of the candidate", substitute "the answer".

In paragraph (9) - 

    (a) for "numbered" and "number of", substitute "worded" and "word on", respectively; and

    (b) for "the candidate whose particulars are", substitute "the answer which is".

In paragraph (10), for "Each number on the", substitute "The word on each".

Rule 24 (appointment of polling and counting agents) Omit paragraphs (1) to (3).

In paragraph (4) - 

    (a) for "counting agents", "counting agent" and "agent", substitute "counting observers", "counting observer" and "observer", respectively;

    (b) for "candidate" and "candidates", substitute "petition organiser" and "petition organisers", respectively; and

    (c) for "appointed for" and "appointed", substitute "nominated by" and "nominated", respectively.

Omit paragraph (5).

For paragraph (6) substitute - 

    " (6) If a counting observer dies, or becomes incapable of acting, the counting officer may appoint another counting observer in his place.".

Omit paragraph (7).

In paragraph (8) - 

    (a) omit "polling agents and";

    (b) for "counting agents" and "agents", substitute "counting observers"; and

    (c) in sub-paragraph (a), omit "and notified".

In paragraph (9) - 

    (a) for "a counting agent by the returning officer", substitute "a counting observer by the counting officer"; and

    (b) for "the notice of appointment", substitute "the nomination under regulation 13(2) of the Local Authorities (Conduct of Referendums) (England) Regulations 2001".

In paragraph (10) - 

    (a) for "candidate" substitute "petition organiser";

    (b) for "polling or counting agent" substitute "counting observer"; and

    (c) for "agent" substitute "counting observer".

Omit paragraph (11).

In paragraph (12) - 

    (a) for "these rules" substitute "the LGA Referendum Rules";

    (b) for "polling or counting agents" substitute "counting observers"; and

    (c) for "agents or agents" substitute "such observer or observers".

Rule 25 (notification of requirement of secrecy)  
Rule 26(1), (3) and (4) (admission to polling station)[68] In paragraph (1) - 

    (a) omit sub-paragraph (a);

    (b) in sub-paragraph (b), for "the polling agents", substitute "the polling observers";

    (c) at the end of sub-paragraph (d), omit "and"; and

    (d) at the end of sub-paragraph (e) insert - 

    " (f) the elected mayor, if any, of the council in respect of which the referendum is held; and

    (g) any petition organiser."[69]

Rule 27 (keeping of order in station)  
Rule 28 (sealing of ballot boxes)  
Rule 29 (questions to be put to voters) For paragraphs (1) and (2) substitute - 

    " (1) The presiding officer may put to any person applying for a ballot paper at the time of his application, but not afterwards, one or both of the relevant questions.

    (2) In the case of a person applying to vote on his own behalf, the relevant questions are - 

    (a) "Are you the person registered in the register of local government electors for this voting area as follows?" (read the whole entry from the register.)

    (b) "Have you already voted, here or elsewhere, in this referendum, otherwise than as proxy for some other person?".

    (2A) In the case of a person applying as proxy, the relevant questions are - 

    (a) "Are you the person whose name appears as A.B. in the list of proxies for this referendum as entitled to vote as proxy on behalf of C.D.?"

    (b) "Have you already voted, here or elsewhere, at this referendum as proxy on behalf of C.D.?".

    (2B) In the case of a person applying as proxy, the presiding officer may put the following additional question - 

"Are you the husband [wife], parent, grandparent, brother [sister], child or grandchild of C.D.?"

and, if that question is not answered in the affirmative, the following question - 

"Have you already voted at this referendum on behalf of two persons of whom you are not the husband [wife], parent, grandparent, brother [sister], child or grandchild?"."

Rule 30 (challenge of voters) In paragraph (1), for "a candidate or his election or polling agent", substitute "any petition organiser or polling observer permitted to be present in accordance with rule 26, as modified".
Rule 31 (voting procedure)  
Rule 32 (votes marked by presiding officer) In paragraph (1), for "polling agents", substitute "polling observers (if any)".
Rule 33 (voting by persons with disabililties)[70]  
Rule 34 (tendered ballot papers)  
Rule 35 (spoilt ballot papers)  
Rule 36 (adjournment of poll in case of riot)  
Rule 37 (procedure on close of poll)[71] In paragraph (1), for "polling agents" (in both places) substitute "polling observers (if any)".

Rule 39 (the count)[72] In paragraph (1)(a), for "counting agents" substitute "counting observers".

In paragraph (1)(b), for "election agents" substitute "counting observers",

In paragraph (6), for "election agent" substitute "counting observer present at the verification".

In paragraph (7), omit "so far as he and the agents agree" and from "For the purposes" to the end.

In paragraph (8), omit the words from "-a place" to "(b) otherwise".

Rule 40 (re-count) In paragraph (1), for "candidate or his election agent", substitute "petition organiser".

In paragraph (2), for "the candidates and election agents", substitute "such petition organisers as are".

Rule 41(1), (3) to (5) (rejected ballot papers) In paragraph (1) - 

    (a) for sub-paragraph (b), substitute "(b) on which votes are given for more than one answer,"; and

    (b) for "paragraphs (2) and (3)", substitute "paragraph (3)".

In paragraph (4) - 

    (a) omit sub-paragraph (b); and

    (b) for "counting agent", substitute "counting observer".

In paragraph (5) - 

    (a) omit "including those rejected in part,";

    (b) for sub-paragraph (b), substitute - 

    " (b) voting for more than one answer;" and

    (c) omit the words from "and the statement" to the end.

Rule 42 (decisions on ballot papers)     
Rule 43 (equality of votes) For the words from "an equality" to the end, substitute - 

"an equality of YES and NO votes is found, the counting officer shall forthwith decide the referendum by lot.".

Rule 44 (declaration of result) Substitute - 

" The counting officer shall forthwith - 

    (a) declare the result of the referendum;

    (b) inform the proper officer of the authority by or in respect of which the referendum was held of the result of the referendum; and

    (c) give public notice of - 

      (i) the result of the referendum,

      (ii) the number of ballot papers counted,

      (iii) the total number of votes cast for each answer, and

      (iv) the number of rejected ballot papers under each head shown in the statement of rejected ballot papers.".

Rule 45 (sealing up of ballot papers) In paragraph (1), omit "contested" and ", including ballot papers rejected in part".

Rule 46 (delivery of documents)[73] For "the returning officer", substitute "the counting officer".

For the words from "the date of the election" to the end, substitute "and the name of the voting area".

Rule 47 (orders for production of documents) In paragraph (1), omit ", including ballot papers rejected in part".

Rule 48 (retention and public inspection of documents)     
The Appendix of Forms: Form of declaration of identity On the front of the form, for "REPRESENTATION OF THE PEOPLE ACTS" substitute - 

" [INSERT NAME OF COUNCIL] REFERENDUM".

On the back of the form - 

    (a) in paragraph 2, for "[(Vote for no more than
    candidates.) (Vote for one candidate only.)]", substitute "Vote for one answer only.";

    (b) in paragraph 5, for "the same election" substitute "the referendum"; and

    (c) in paragraph 6, for "election" substitute "referendum".

Elector's official poll card On the front of the card - 

    (a) for "REPRESENTATION OF THE PEOPLE ACTS" substitute - 

" [INSERT NAME OF COUNCIL] REFERENDUM"; and

    (b) for "Electoral division/ward" substitute "Voting area".

On the back of the card - 

    (a) for the heading substitute - 

" [INSERT NAME OF COUNCIL] REFERENDUM";

    (b) in the third paragraph - 

      (i) for "the name(s) of the candidate(s)", substitute "the answer"; and

      (ii) at the end insert "Put no other mark on the ballot paper, or your vote may not be counted.";

    (c) omit the fifth paragraph; and

    (d) in the seventh and final paragraphs, for "this election" substitute "the referendum".

Proxy's official poll card On the front of the card - 

    (a) for "REPRESENTATION OF THE PEOPLE ACTS" substitute - 

" [INSERT NAME OF COUNCIL] REFERENDUM";

and

    (b) for "LOCAL GOVERNMENT ELECTION", "[
    Council]" and "
    Electoral division/ward" substitute "[insert name of voting area]".

On the back of the card, in the penultimate and final paragraphs, for "this election", substitute "the referendum".

Form of directions for guidance of the voters in voting In paragraph 2 - 

    (a) for "the name(s) of the candidate(s)", substitute "the answer"; and

    (b) at the end, insert "Put no other mark on the ballot paper, or your vote may not be counted.".

Omit paragraph 4 and renumber paragraph 5.

Form of certificate of employment For "REPRESENTATION OF THE PEOPLE ACTS" and "ELECTION IN THE" substitute - 

" [INSERT NAME OF COUNCIL] REFERENDUM".

and for "
ELECTORAL DIVISION/WARD of
" substitute "[insert name of voting area]
".

For "electoral area" in each place substitute "voting area".

For "election" in each place substitute "referendum".

Form of declaration to be made by the companion of a voter with disabilities[74] For "election now being held in this electoral area" substitute "referendum now being held in this voting area".

For "the said election" in each case substitute "that referendum".

For "for the
Electoral division/ward of
", substitute "in the
[insert name of voting area]".



TABLE 4 THE REPRESENTATION OF THE PEOPLE (ENGLAND AND WALES) REGULATIONS 2001[75]
(1) (2)
Provision and, if of limited application, relevant circumstances Modification (if any)
In paragraph (1) of regulation 3 (interpretation), the definitions of "1983 Act", "1985 Act", "2000 Act", "available for inspection", "register" and "registration officer".  
Paragraph (2) of regulation 3 At the end of sub-paragraph (b), insert

" , or

    (c) in the case of a referendum, such of those rules made under section 36 of the 1983 Act as are applied (with or without modification) by the Local Authorities (Conduct of Referendums) (England) Regulations 2001".

Paragraphs (3) and (4) of regulation 3.  
Sub-paragraph (b) of paragraph (1) of regulation 4 (forms) and, to the extent of Form E in Schedule 3, paragraph (2) of that regulation.  
Regulation 5 (communication of applications, notices, etc.)  
Regulation 6 (electronic signatures and related certificates)  
Regulation 7 (copies of documents)  
Regulation 8 (time)  
Regulation 11 (interference with notices)  
Regulation 50 (interpretation of Part IV)  
Regulation 51 (general requirements for applications for an absent vote) In paragraph (4), in sub-paragraph (b) - 

    (a) after "for" insert "all or any of";

    (b) after "elections" insert "and referendums, identifying those in respect of which it is made"; and

    (c) omit "or both".

In paragraph (5) - 

    (a) after "election", in each place, insert "or referendum"; and

    (b) omit "elections".

Regulation 52 (additional requirements for applications for the appointment of a proxy)  
Regulation 55 (additional requirements for applications for a proxy vote in respect of a particular election)  
Regulation 56 (closing dates for applications) In paragraphs (1) to (5), after "election", in each place, insert "or referendum".

In paragraph (7)(b), after "election" insert "or referendum".

Regulation 57 (grant or refusal of applications) Omit paragraph (6).

Regulation 58 (notice of appeal)  
Regulation 59 (cancellation of proxy appointment)  
Regulation 61 (records and lists kept under Schedule 4) Omit paragraph (1).

In paragraph (3), omit sub-paragraph (b) and the word "and" immediately preceding it.

Regulation 62 (marked register for polling stations)  
Regulation 64 (interpretation of Part V) other than the definition of "agent"  
Regulation 65 (combination of polls), where polls are combined in accordance with regulation 14(1), (7) or (11) of the Local Authorities (Conduct of Referendums) (England) Regulations 2001. After "polls at elections" insert "or polls at an election and a referendum";

After "each election" insert "or, as the case may be, the election and the referendum"; and

After "returning officers" insert "or, as the case may