2005 No. 571 (C. 39)
EMPLOYMENT
The Employment Relations (2004 Order) (Commencement No. 4 and Transitional Provisions) Order (Northern Ireland) 2005
Made 16th December 2005

The Department for Employment and Learning makes the following Order in exercise of the powers conferred by Article 1(2) and (3) of the Employment Relations (Northern Ireland) Order 2004:
S.I.2004/3078 (N.I. 19)

1 Citation
This Order may be cited as the Employment Relations (2004 Order) (Commencement No. 4 and Transitional Provisions) Order (Northern Ireland) 2005.

2 Interpretation
In this Order—
“the 2004 Order” means the Employment Relations (Northern Ireland) Order 2004;
“the 1995 Order” means the Trade Union and Labour Relations (Northern Ireland) Order 1995; and
“Schedule 1A” means Schedule 1A to the 1995 Order.
S.I.1995/1980 (N.I. 12)

3 Appointed day
The day appointed for the coming into operation of the provisions of the 2004 Order specified in the Schedule is 8th January 2006.

Transitional provisions
4 The coming into operation of the provisions specified in the Schedule is subject to the transitional provisions in Articles 5 to 7.
5 The amendments made to Schedule 1A by paragraphs 9, 10, 13, 21(22) and 21(23) of Schedule 1 to the 2004 Order do not apply where the Industrial Court has informed the parties, in accordance with paragraph 25(9) or 117(11) of Schedule 1A, before the appointed day.
6 The amendments made to Article 105 of the 1995 Order by Article 5 of the 2004 Order do not apply where a trade union takes the steps referred to in the Article in relation to the notice mentioned in paragraph (1)(a) of Article 105 of the 1995 Order before the appointed day.
7 The amendments made to Article 118 of the 1995 Order by Article 8 of the 2004 Order do not apply where a trade union takes the steps referred to in the Article in relation to the notice mentioned in paragraph (1) of Article 118 of the 1995 Order before the appointed day.
Sealed with the Official Seal of the Department for Employment and Learning on 16th December 2005.
D.S.S. McAuley A senior officer of the Department for Employment and Learning

SCHEDULE PROVISIONS OF THE EMPLOYMENT RELATIONS (NORTHERN IRELAND) ORDER 2004 COMING INTO OPERATION ON 8th JANUARY 2006
Article 3
Provisions	Subject matter of provisions
Article 5	Information about employees to be balloted on industrial action
Article 8	Information about employees to be contained in notice of industrial action
Article 30(2) so far as it relates to the repeals specified in this Schedule.	Amendments and repeals
In Schedule 1 (Amendments to Schedule 1A to the 1995 Order)–	
(i) paragraph 9;	Additional duties on employers informed of ballots
(ii) paragraph 10;	Unfair practices in relation to recognition ballots
(iii) paragraph 13; and	Unfair practices in relation to derecognition ballots
(iv) paragraph 21(22) and 21(23) (which contain amendments connected with paragraph 13).	Minor and consequential amendments
In Schedule 3 (Repeals) the entries relating to Articles 105 and 118 of the 1995 Order and to paragraph 119(3) of Schedule 1A to that Order (which entries contain repeals connected with Articles 5 and 8 and paragraph 13 of Schedule 1 to the 2004 Order).	Repeals

(This note is not part of the Order)
This Order brings into operation on 8th January 2006, Articles 5 and 8 and paragraphs 9, 10 and 13 of Schedule 1 to the Employment Relations (Northern Ireland) Order 2004 (“the 2004 Order”).
This is the fourth commencement order made under the 2004 Order and it brings into operation the majority of the outstanding provisions which were not commenced by the three previous orders.
The Order brings into operation paragraphs 9, 10 and 13 of Schedule 1 to the 2004 Order. These provisions amend Schedule 1A to the Trade Union and Labour Relations (Northern Ireland) Order 1995 (“the 1995 Order”).
Paragraph 9 of Schedule 1 to the 2004 Order places new duties on employers who are notified by the Industrial Court (“the Court”) that a ballot on the question of union recognition or derecognition for collective bargaining purposes is to be held. The existing duty on employers to give a union access to workers in a bargaining unit is clarified by provisions setting out circumstances in which an employer will be taken to have failed to comply with that duty. Additionally, two new duties will also apply. The first of these will require the employer to refrain from making an offer to any or all of the workers in the bargaining unit which has the effect, or is likely to have the effect, of inducing any or all of those workers not to attend a meeting with the union (arranged either in accordance with an agreement between the union and the employer or with a direction of the Court) unless that offer is reasonable in the circumstances. Secondly, the employer must not take or threaten to take action against a worker solely or mainly because that worker has attended or taken part in a meeting of the type described above or because he has indicated that he intends to attend or take part in such a meeting.
Paragraph 10 of Schedule 1 to the 2004 Order inserts paragraphs 27A to 27F into Schedule 1A to the 1995 Order. These paragraphs provide that parties informed by the Court that a recognition ballot is to be held must refrain from using any unfair practice, as described in paragraph 27A(2). Unfair practices include offering incentives in the form of money or money’s worth in return for an individual agreeing to vote in a particular way or to abstain from voting or in the event of a specific outcome resulting from the ballot. Unfair practices also include coercion and threats of or actual dismissal or disciplinary action where such practices are carried out with a view to influencing the outcome of the ballot. The provisions inserted by paragraph 10 of Schedule 1 to the 2004 Order lay down the procedures to be followed where the Court receives a complaint that an unfair practice has been used and provides for the consequences of a decision of the Court that a complaint of unfair practice is well-founded.
Paragraph 13 of Schedule 1 to the 2004 Order inserts paragraphs 119A to 119I into Schedule 1A to the 1995 Order. These provisions deal with unfair practices during derecognition ballots. The provisions closely resemble those inserted by paragraph 10 of Schedule 1 to the 2004 Order, applying the same or very similar provisions for defining unfair practices and the consequences for a party which commits them within the context of a derecognition ballot. There are additional provisions to deal with the situation where a worker has made an application to derecognise a union.
Article 5 of the 2004 Order amends Article 105 of the 1995 Order which specifies the information required to be contained in a ballot notice (which gives advance notice in writing to an employer of a ballot for industrial action). Article 105 of the 1995 Order presently requires a union conducting an industrial action ballot to provide certain information in a notice to an employer. The notice provided must contain information in the union’s possession which would help the employer to make plans and bring information to the attention of the employees which the union intends to ballot and has to include information, if the union has it, as to the number of employees involved, their category of work and workplace. Article 5 of the 2004 Order makes changes to the information which the union is required to supply and provides for the supply of specific information in the form of lists of categories of employees and their workplaces and figures relating to the number of employees in each category and at each workplace. The provisions also allow for unions to meet their obligations under Article 105 of the 1995 Order by referring in their notice to union members who pay their union subscription through deductions from pay (i.e. the practice known as “check-off”).
Article 8 of the 2004 Order amends Article 118 of the 1995 Order which specifies the information required to be contained in an industrial action notice. Article 118 of the 1995 Order currently requires a union to provide employers with certain information relating to proposed industrial action. This includes information in the union’s possession which would help the employer to make plans and bring information to the attention of the employees which the union intends to induce and has to include information, if the union has it, as to the number of employees involved, their category of work and workplace. Article 8 of the 2004 Order makes changes to the information which the union is required to supply. The changes are similar to those made by Article 5 of the 2004 Order in relation to ballot notices. They allow for the provision of information by way of lists and figures and by reference to “check-off” information.
The Order contains transitional provisions.
(This note is not part of the Order)
The following provisions of the Employment Relations (Northern Ireland) Order 2004 have been brought into operation by commencement orders made before the date of this Order—
Provisions	Date of Commencement	S.R. Number
Articles 3, 4, 6, 7, 9, 10, 11	24th July 2005	2005 No. 345 (C. 27)
Articles 12-15 and 18	26th December 2004	2004 No. 519 (C. 30)
Articles 17, 19 and 28	13th March 2005	2005 No. 73 (C. 6)
Articles 20-27 and 29	24th July 2005	2005 No. 345 (C. 27)
In Schedule 1, paragraphs 1-8, 11, 12, 14, 16, 17 and 19-21 (with the exception of paragraph 21(22) and (23))	24th July 2005	2005 No. 345 (C. 27)
In Schedule 1, paragraphs 15 and 18	13th March 2005	2005 No. 73 (C. 6)
In Schedule 2, paragraphs 1, 2, 4-7, 11-13, 16, 17, 20, 21, and Article 30(1) so far as it relates to those paragraphs	24th July 2005	2005 No. 345 (C. 27)
In Schedule 2, paragraphs 8-10, 14, 15, 18, 19, 22, 23, 24(1), (3) and (4), 25, and Article 30(1) so far as it relates to those paragraphs	26th December 2004	2004 No. 519 (C. 30)
In Schedule 3, the entries relating to— (i) Articles 73, 75, 136 and 161 of the Employment Rights (Northern Ireland) Order 1996; (ii) Article 19 of the Employment Relations (Northern Ireland) Order 1999; and Article 30(2) so far as it relates to those repeals	26th December 2004	2004 No. 519 (C. 30)
In Schedule 3, the entries relating to— (i) The Agricultural Wages (Regulation) (Northern Ireland) Order 1977; (ii) The Industrial Relations (Northern Ireland) Order 1992; (iii) Articles 12, 29 and 90 of the 1995 Order and the paragraphs of Schedule 1A of that Order (with the exception of paragraph 119(3)); (iv) Article 236 of the Employment Rights (Northern Ireland) Order 1996; and Article 30((2) so far as it relates to those repeals	24th July 2005	2005 No. 345 (C. 27)
(a) S.I.1996/1919 (N.I. 16)		
(b) S.I.1999/2790 (N.I. 9)		
(c) S.I.1977/2151 (N.I. 22)		
(d) S.I.1992/807 (N.I. 5)		