SCHEDULES
SCHEDULE 1THE PENSIONS REGULATOR
PART 1DELEGATION
2
F11
The Department may make regulations—
a
limiting the extent to which any of the functions mentioned in paragraph (9) of Article 7 may be delegated by the Determinations Panel to any of its members or any of its sub-committees under that paragraph;
b
limiting the extent to which functions of the Regulator may be delegated under paragraph 1;
c
limiting the delegation under paragraph 1 of any power to delegate contained in that paragraph;
F2d
permitting the Regulator to authorise such persons, in such circumstances and under such arrangements, as the Regulator may determine, to exercise on behalf of the Regulator—
i
the power to determine whether to exercise any of the functions listed in sub-paragraph (2) ;
ii
the power to exercise any of the functions listed in sub-paragraph (2) or such other functions as may be prescribed.
F32
The functions mentioned in sub-paragraph (1)(d) are—
a
the power to issue an improvement notice under Article 9;
b
the power to issue a third party notice under Article 10;
c
the power to recover unpaid contributions under Article 13;
d
the power to require information under Article 67;
F5da
the power to issue a notice under Article 67A;
db
the power to issue a fixed penalty notice under Article 72A;
dc
the power to issue an escalating penalty notice under Article 72B;
dd
the power to require payment of a penalty under Article 83A;
e
the power to vary or revoke a determination, order, notice or direction under Article 96;
F6ea
the power to issue a compliance notice under regulations under Article 215G;
eb
the power to issue a third party compliance notice under regulations under Article 215G;
ec
the power to issue a penalty notice under regulations under Article 215G;
f
the power to require payment of a penalty under Article 10 of the 1995 Order;
g
the power to issue a compliance notice under section 35 of the Pensions (No. 2) Act (Northern Ireland) 2008;
h
the power to issue a third party compliance notice under section 36 of that Act;
i
the power to issue an unpaid contributions notice under section 37 of that Act;
j
the power to issue a fixed penalty notice under section 40 of that Act;
k
the power to issue an escalating penalty notice under section 41 of that Act;
l
the power to recover penalties under section 42 of that Act;
m
the power to review a notice under section 43 of that Act;
n
the power to issue a compliance notice in respect of prohibited recruitment conduct under section 51 of that Act;
o
the power to issue a penalty notice in respect of prohibited recruitment conduct under section 52 of that Act.
F4p
the power to issue a fixed penalty notice under section 17 of thePension Schemes Act (Northern Ireland) 2021;
q
the power to issue an escalating penalty notice under section 18 of that Act.