SCHEDULES

SCHEDULE 1THE PENSIONS REGULATOR

PART 1DELEGATION

2

F11

The Department may make regulations—

a

limiting the extent to which any of the functions mentioned in paragraph (9) of Article 7 may be delegated by the Determinations Panel to any of its members or any of its sub-committees under that paragraph;

b

limiting the extent to which functions of the Regulator may be delegated under paragraph 1;

c

limiting the delegation under paragraph 1 of any power to delegate contained in that paragraph;

F2d

permitting the Regulator to authorise such persons, in such circumstances and under such arrangements, as the Regulator may determine, to exercise on behalf of the Regulator—

i

the power to determine whether to exercise any of the functions listed in sub-paragraph (2) ;

ii

the power to exercise any of the functions listed in sub-paragraph (2) or such other functions as may be prescribed.

F32

The functions mentioned in sub-paragraph (1)(d) are—

a

the power to issue an improvement notice under Article 9;

b

the power to issue a third party notice under Article 10;

c

the power to recover unpaid contributions under Article 13;

d

the power to require information under Article 67;

F5da

the power to issue a notice under Article 67A;

db

the power to issue a fixed penalty notice under Article 72A;

dc

the power to issue an escalating penalty notice under Article 72B;

dd

the power to require payment of a penalty under Article 83A;

e

the power to vary or revoke a determination, order, notice or direction under Article 96;

F6ea

the power to issue a compliance notice under regulations under Article 215G;

eb

the power to issue a third party compliance notice under regulations under Article 215G;

ec

the power to issue a penalty notice under regulations under Article 215G;

f

the power to require payment of a penalty under Article 10 of the 1995 Order;

g

the power to issue a compliance notice under section 35 of the Pensions (No. 2) Act (Northern Ireland) 2008;

h

the power to issue a third party compliance notice under section 36 of that Act;

i

the power to issue an unpaid contributions notice under section 37 of that Act;

j

the power to issue a fixed penalty notice under section 40 of that Act;

k

the power to issue an escalating penalty notice under section 41 of that Act;

l

the power to recover penalties under section 42 of that Act;

m

the power to review a notice under section 43 of that Act;

n

the power to issue a compliance notice in respect of prohibited recruitment conduct under section 51 of that Act;

o

the power to issue a penalty notice in respect of prohibited recruitment conduct under section 52 of that Act.

F4p

the power to issue a fixed penalty notice under section 17 of thePension Schemes Act (Northern Ireland) 2021;

q

the power to issue an escalating penalty notice under section 18 of that Act.