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PART VIIASSISTANCE FOR CERTAIN LEGAL PROCEEDINGS

Proceedings in relation to which assistance may be provided

91.—(1) This Part applies to proceedings or prospective proceedings to the extent that they consist in, or arise out of—

(a)an application to the High Court under Article 8(3) of the 1992 Order (application for order authorising member to take or continue proceedings on behalf of trade union) or any other proceedings brought by virtue of that Article;

(b)an application to the High Court under Article 9 of the 1992 Order (remedy against trustees for unlawful use of trade union property);

(c)an application to the High Court under Article 13C of the 1992 Order (remedy for failure to comply with duty to secure positions not held by certain offenders);

(d)an application to the High Court under Article 37 of the 1992 Order (remedy for failure to comply with request for access to trade union’s accounting records);

(e)an application to the High Court under Article 6 (remedy for failure to maintain register of members or secure confidentiality);

(f)an application to the High Court under Article 23 (remedy for failure to comply with requirements as to election for office);

(g)an application to the High Court under Article 29 (application for order where industrial action does not have support of ballot);

(h)proceedings brought by virtue of Article 45 (restriction on use of funds for political objects) with respect to the unlawful application of the funds of a trade union;

(j)an application to the High Court under Article 56 (remedy for failure to comply with requirements as to political ballot).

(2) This Part applies to proceedings or prospective proceedings to the extent that they consist in, or arise out of, proceedings in the High Court with respect to an alleged breach or threatened breach of the rules of a trade union relating to any of the following matters—

(a)the appointment or election of a person to, or the removal of a person from, any office;

(b)disciplinary proceedings by the union (including expulsion);

(c)the authorising or endorsing of industrial action;

(d)the balloting of members;

(e)the application of the union’s funds or property;

(f)the imposition, collection or distribution of any levy for the purposes of industrial action;

(g)the constitution or proceedings of any committee, conference or other body. The reference above to the rules of a trade union includes the rules of any branch or section of the trade union; and in sub-paragraph (a) “office” includes any position by virtue of which a person is an official in relation to the trade union or is entitled to attend as a representative any meeting concerned with union business.

(3) This Part also applies to proceedings or prospective proceedings to the extent that they consist in, or arise out of, such other proceedings against a trade union, an official of a trade union or the trustees of the property of a trade union as may be specified in an order made by the Department, subject to affirmative resolution.

Application for assistance: its consideration

92.—(1) An individual who is an actual or prospective party to proceedings to which this Part applies may apply to the Northern Ireland Commissioner for the Rights of Trade Union Members (in this Part referred to as “the Commissioner”) for assistance in relation to the proceedings, and the Commissioner shall, as soon as reasonably practicable after receiving the application, consider it and decide whether and to what extent to grant it.

(2) The matters to which the Commissioner may have regard in determining whether, and to what extent, to grant an application include—

(a)whether the case raises a question of principle,

(b)whether it is unreasonable, having regard to the complexity of the case, to expect the applicant to deal with it unaided, and

(c)whether, in the Commissioner’s opinion, the case involves a matter of substantial public interest.

(3) In the case of an application made by virtue of Article 91(1)(e), (f) or (j) (failure to maintain register of members or to comply with requirements as to election or political ballot), if—

(a)the Certification Officer has already made a declaration with respect to the subject-matter of the proceedings or prospective proceedings, and

(b)it appears to the Commissioner that the applicant would (if assisted) have a reasonable prospect of securing the making of an enforcement order in the proceedings, the Commissioner shall grant the application to the extent he considers necessary for securing that, so far as reasonably practicable, all the steps he considers appropriate (including, where appropriate, the holding of another ballot or election) are taken by the trade union for the purpose of remedying the declared failure and of ensuring that a failure of the same or a similar kind does not occur in future.

(4) The Commissioner shall not grant an application made by virtue of Article 91(2) (proceedings arising out of breach of rules) unless it appears to him—

(a)that the breach of rules in question affects, or may affect, members of the union other than the applicant, or

(b)that similar breaches of the rules have been or may be committed in relation to other members of the union.

(5) If the Commissioner decides not to provide assistance, he shall, as soon as reasonably practicable after making the decision, notify the applicant of his decision and, if he thinks fit, of the reasons for it.

Provision of assistance

93.—(1) If the Commissioner decides to provide assistance, he shall, as soon as reasonably practicable after making the decision—

(a)notify the applicant, stating the extent of the assistance to be provided, and

(b)give him a choice, subject to any restrictions specified in the notification, as to the financial arrangements to be made in connection with the provision of the assistance.

(2) The assistance provided may include the making of arrangements for, or for the Commissioner to bear the costs of—

(a)the giving of advice or assistance by a solicitor or counsel, and

(b)the representation of the applicant, or the provision to him of such assistance as is usually given by a solicitor or counsel—

(i)in steps preliminary or incidental to the proceedings, or

(ii)in arriving at or giving effect to a compromise to avoid or bring an end to the proceedings.

(3) Where assistance is provided with respect to the conduct of proceedings—

(a)it shall include an agreement by the Commissioner to indemnify the applicant (subject only to any exceptions specified in the notification) in respect of any liability to pay costs or expenses arising by virtue of any judgment or order of the High Court in the proceedings,

(b)it may include an agreement by the Commissioner to indemnify the applicant in respect of any liability to pay costs or expenses arising by virtue of any compromise or settlement arrived at in order to avoid the proceedings or bring the proceedings to an end, and

(c)it may include an agreement by the Commissioner to indemnify the applicant in respect of any liability to pay damages pursuant to an undertaking given on the grant of interlocutory relief to the applicant.

(4) Where the Commissioner provides assistance in relation to any proceedings, he shall do so on such terms, or make such other arrangements, as will secure that a person against whom the proceedings have been or are commenced is informed that assistance has been or is being provided by the Commissioner in relation to them.

(5) The recovery of expenses incurred by the Commissioner in providing an applicant with assistance (as taxed or assessed in such manner as may be prescribed by rules of court) shall constitute a first charge for the benefit of the Commissioner—

(a)on any costs which, by virtue of any judgment or order of the High Court, are payable to the applicant by any other person in respect of the matter in connection with which the assistance is provided, and

(b)on any sum payable to the applicant under a compromise or settlement arrived at in connection with that matter to avoid or bring proceedings to an end.

Title of proceedings where assistance provided

94.—(1) Where a person is receiving assistance in relation to proceedings, there shall, if he so wishes, be added after his name in the title of the proceedings the words “(assisted by the Northern Ireland Commissioner for the Rights of Trade Union Members)”.

(2) The addition of those words shall not be construed as making the Commissioner a party to the proceedings or as liable to be treated as a party for any purpose; and the omission of those words shall be treated as an irregularity only and shall not nullify the proceedings, any step taken in the proceedings or any document, judgment or order therein.

Recovery of sums paid in case of fraud

95.—(1) Where the Commissioner grants an application to a person who for the purposes of the application—

(a)has made a statement which he knew to be false in a material particular, or

(b)has recklessly made a statement which was false in a material particular, he is entitled to recover from that person any sums paid by him to that person, or to any other person, by way of assistance.

(2) This does not affect the power of the Commissioner to enter into any agreement he thinks fit as to the terms on which assistance is provided.

Supplementary provisions

96.—(1) Nothing in this Part affects the law and practice regulating the descriptions of persons who may appear in, conduct, defend and address the High Court in any proceedings.

(2) The power of the Commissioner to provide assistance to a prospective applicant to the High Court under Article 6, 23 or 56 (cases where applications may be made either to the High Court or to the Certification Officer, and in certain cases to both) does not entitle the Commissioner to provide assistance with the making of an application to the Certification Officer.

(3) In this Part “applicant”, in relation to assistance under this Part, means the individual on whose application the assistance is provided.