The Financial Services and Markets Act 2000 (Commencement No. 1) Order 2001

PART 2 PROVISIONS COMING INTO FORCE FOR THE PURPOSE OF MAKING ORDERS OR REGULATIONS

• Section 20(3) (rights of action for breach of permission)

• Section 21 (restrictions on financial promotion)

• Subsection (1) of section 39 (exemption of appointed representatives)

• Subsections (1) and (3) of section 47 (exercise of Authority’s power in support of overseas regulator)

• Subsections (2) and (3) of section 71 (rights of action for breach of statutory duty)

• Subsection (3) of section 75 (application for listing)

• Section 108 (requirements of applicants for business transfer orders)

• Subsections (3) to (5) of section 150 (rights of action for contravention of rules)

• Subsection (4)(b) of section 168 (appointment of persons to carry out investigations in particular cases)

• Subsection (2) of section 183 (duty of Authority in relation to notice of control)

• Subsection (2) of section 188 (notices of objection to existing control: procedure)

• Subsection (2) of section 202 (rights of action for contravention of requirement imposed under Part XIII)

• Subsection (10) of section 213 (the compensation scheme)

• Subsection (5) of section 214 (provisions of the compensation scheme: general)

• Subsection (4) of section 224 (scheme manager’s power to inspect documents held by Official Receiver etc.)

• Section 238 (restrictions on promotion of collective investment schemes)

• Subsections (1) and (3)(c) of section 264 (recognition of collective investment schemes constituted in other EEA States)

• Section 270 (schemes authorised in designated countries or territories)

• Subsection (2) of section 284 (investigations in relation to collective investment schemes)

• Subsection (6) of section 327 (exemption from the general prohibition for members of the professions)

• Section 349 (exceptions from restrictions on disclosure of confidential information)

• Subsection (1)(b) of section 402 (power of the Authority to institute certain criminal proceedings)

• Section 412 (gaming contracts)

• Section 424(3) (law applicable to a contract of insurance)

• Schedule 3 (EEA passport rights)(1)

• Paragraphs 8 and 9 of Schedule 6 (power to vary threshold conditions)

• Paragraph 19 of Part II of Schedule 19 (specification of enactment for the purposes of restriction on disclosure of competition information)

(1)

Section 425 was amended by S.I. 2000/2952 (regulation 8(4)).