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Commission Delegated Regulation (EU) 2015/63Show full title

Commission Delegated Regulation (EU) 2015/63 of 21 October 2014 supplementing Directive 2014/59/EU of the European Parliament and of the Council with regard to ex ante contributions to resolution financing arrangements

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  1. Introductory Text

  2. SECTION 1 GENERAL PROVISIONS

    1. Article 1.Subject matter

    2. Article 2.Scope

    3. Article 3.Definitions

  3. SECTION 2 METHODOLOGY

    1. Article 4.Determination of the annual contributions

    2. Article 5.Risk adjustment of the basic annual contribution

    3. Article 6.Risk pillars and indicators

    4. Article 7.Relative weight of each risk pillar and indicator

    5. Article 8.Application of the risk indicators in specific cases

    6. Article 9.Application of the risk adjustment to the basic annual contribution

    7. Article 10.Annual contributions of small institutions

    8. Article 11.Annual contributions of institutions covered by Article 45(3) of Directive 2014/59/EU

    9. Article 12.New supervised institutions or change of status

    10. Article 13.Process for raising annual contributions

  4. SECTION 3 ADMINISTRATIVE ASPECTS AND PENALTIES

    1. Article 14.Reporting obligations of institutions

    2. Article 15.Obligation of resolution authorities to exchange information

    3. Article 16.Reporting obligations of deposit guarantee schemes

    4. Article 17.Enforcement

    5. Article 18.Administrative penalties and other administrative measures

  5. SECTION 4 COOPERATION ARRANGEMENTS

    1. Article 19.Cooperation arrangements

  6. SECTION 5 FINAL PROVISIONS

    1. Article 20.Transitional provisions

    2. Article 21.Entry into force

  7. Signature

    1. ANNEX I

      PROCEDURE FOR THE CALCULATION OF THE ANNUAL CONTRIBUTIONS OF INSTITUTIONS

      1. STEP 1 Calculation of the Raw Indicators

      2. STEP 2 Discretization of the Indicators

        1. 1. In the notation that follows, n indexes institutions, i indexes...

        2. 2. For each raw indicator resulting from Step 1, xij ,...

        3. 3. For each indicator, except for the indicator ‘extent of previous...

        4. 4. For each indicator, except for the indicator ‘extent of previous...

        5. 5. This Step shall apply to the indicators listed under points...

      3. STEP 3 Rescaling of the Indicators

      4. STEP 4 Inclusion of the Assigned Sign

        1. 1. The resolution authority shall apply the following signs to the...

        2. 2. The resolution authority shall apply the following transformation to each...

      5. STEP 5 Calculation of the Composite Indicator

        1. 1. The resolution authority shall aggregate the indicators i within each...

        2. 2. In order to compute the composite indicator, the resolution authority...

        3. 3. The resolution authority shall apply the following transformation in order...

      6. STEP 6 Calculation of the Annual Contributions

        1. 1. The resolution authority shall rescale the final composite indicator resulting...

        2. 2. The resolution authority shall compute the annual contribution of each...

    2. ANNEX II

      DATA TO BE SUBMITTED TO THE RESOLUTION AUTHORITIES

      1. Total Assets as defined in Article 3(12) Total Liabilities as...

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