Commission Implementing Regulation (EU) No 908/2014 of 6 August 2014 laying down rules for the application of Regulation (EU) No 1306/2013 of the European Parliament and of the Council with regard to paying agencies and other bodies, financial management, clearance of accounts, rules on checks, securities and transparency (c. 908)

ANNEX XI U.K. ANNUAL PROGRAMME DOCUMENTS (ARTICLE 46(1))

SHEET A U.K.PROPOSED SCRUTINY PROGRAMME FOR THE PERIOD U.K.(Article 84 of Regulation (EU) No 1306/2013) U.K.

1.

Calculation of the minimum number of undertakings

	A (1) The number of undertakings whose receipts or payments, or the sum thereof amounted to more than EUR 150,000 for the [F1 CMO support] financial year …		A (2) The minimum number
i.e.		x 1/2 =

Textual Amendments

F1 Words in Annex 11 substituted (31.12.2020 in so far as it relates to common organisation of the markets and rural development measures) by The Common Agricultural Policy (Financing, Management and Monitoring Supplementary Provisions) (Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/765), regs. 1, 4(37)(a) (as amended by S.I. 2020/1445, regs. 1(2)(b), 7(7)); 2020 c. 1, Sch. 5 para. 1(1)

2.

Population from which the selection is made

The total number of undertakings having received or made payments subject to Chapter III of Title V of Regulation (EU) No 1306/2013 scrutiny during the financial year … was as follows:
A (3) Total number
Total number whose receipts or payments, or the sum thereof, were in the following categories:
A (4) Exceeding EUR 350 000		A (5) EUR 350 000 or less, but not less than EUR 40 000		A (6) Less than EUR 40 000

3.

Undertakings proposed for scrutiny:

A (7) Total number		A (8) Total based upon risk analysis
Total number whose receipts or payments, or the sum thereof, were in the following categories:
A (9) Exceeding EUR 350 000		A (10) EUR 350 000 or less, but not less than EUR 40 000		A (11) Less than EUR 40 000

Notes on boxes: U.K.

A (4) It is compulsory to scrutinise undertakings in this category which were not scrutinised in accordance with Article 42(3)during the two scrutiny periods preceding that scrutiny period, unless the payments that they received were under a measure or measures for which risk analysis techniques of selection have been adopted. U.K.

A (9) Undertakings in this category are to be scrutiniszed only for specific reasons which are to be indicated in sheet D of this Annex. U.K.

SHEET B U.K.PROPOSED SCRUTINY PROGRAMME FOR THE PERIOD U.K.(Article 84 of Regulation (EU) No 1306/2013) U.K.

Scheme of scrutinies in relation to [F2 CMO support] budget headings

F3 ... financial year …

B(1)[F4 CMO support] Budget Article or Item No.	B(2)Total expenditure by [F4 CMO support] budget heading …(EUR)		B(3)Total expenditure by [F4 CMO support] budget heading relating to undertakings whose receipts or payments, or the sum thereof, were above 40 000 EUR …(EUR)		B(4)Total expenditure by [F4 CMO support] budget heading relating to undertakings included in the scrutiny programme …(EUR)	B(5)Number of undertakings by [F4 CMO support] budget heading included in the scrutiny programme
Totals:

Textual Amendments

F2 Words in Annex 11 substituted (31.12.2020 in so far as it relates to common organisation of the markets and rural development measures) by The Common Agricultural Policy (Financing, Management and Monitoring Supplementary Provisions) (Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/765), regs. 1, 4(37)(b)(i) (as amended by S.I. 2020/1445, regs. 1(2)(b), 7(7)); 2020 c. 1, Sch. 5 para. 1(1)

F3 Words in Annex 11 omitted (31.12.2020 in so far as it relates to common organisation of the markets and rural development measures) by virtue of The Common Agricultural Policy (Financing, Management and Monitoring Supplementary Provisions) (Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/765), regs. 1, 4(37)(b)(ii); 2020 c. 1, Sch. 5 para. 1(1)

F4 Words in Annex 11 substituted (31.12.2020 in so far as it relates to common organisation of the markets and rural development measures) by The Common Agricultural Policy (Financing, Management and Monitoring Supplementary Provisions) (Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/765), regs. 1, 4(37)(b)(iii) (as amended by S.I. 2020/1445, regs. 1(2)(b), 7(7)); 2020 c. 1, Sch. 5 para. 1(1)

SHEET C U.K.PROPOSED SCRUTINY PROGRAMME FOR THE PERIOD U.K.(Article 84 of Regulation (EU) No 1306/2013) U.K.

Criteria adopted in drawing up the programme in the area of export refunds and other sectors where risk analysis selection techniques have been adopted where these differ from those included in the proposals for risk analysis sent to the [F5 Accounting Officer] under Article 42(2).

Textual Amendments

F5 Words in Annex 11 substituted (31.12.2020 in so far as it relates to common organisation of the markets and rural development measures) by The Common Agricultural Policy (Financing, Management and Monitoring Supplementary Provisions) (Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/765), regs. 1, 4(37)(c)(i); 2020 c. 1, Sch. 5 para. 1(1)

Sector where scrutiny is proposed (show [F6 CMO support] budget heading as set out in column B (1) of Sheet B of this Annex)	Comments on risk and selection criteria adopted(give brief details — e.g. detected irregularities or exceptional increase in expenditure)

Textual Amendments

F6 Words in Annex 11 substituted (31.12.2020 insofar as relates to common organisation of the markets and rural development measures) by The Common Agricultural Policy (Financing, Management and Monitoring Supplementary Provisions) (Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/765), regs. 1, 4(37)(c)(ii) (as amended by S.I. 2020/1445, regs. 1(2)(b), 7(7)); 2020 c. 1, Sch. 5 para. 1(1)

SHEET D U.K.PROPOSED SCRUTINY PROGRAMME FOR THE PERIOD U.K.(Article 84 of Regulation (EU) No 1306/2013) U.K.

Proposed scrutinies, if any, of undertakings whose receipts or payments, or the sum thereof, were less than EUR 40,000 during the F7 ... financial year

Textual Amendments

F7 Word in Annex 11 omitted (31.12.2020 in so far as it relates to common organisation of the markets and rural development measures) by virtue of The Common Agricultural Policy (Financing, Management and Monitoring Supplementary Provisions) (Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/765), regs. 1, 4(37)(d)(i); 2020 c. 1, Sch. 5 para. 1(1)

[F8 CMO support] budget heading(as set out in column B (1) of Sheet B)	Number of undertakings that it is proposed to scrutinise	Specific reason for scrutiny

Textual Amendments

F8 Words in Annex 11 substituted (31.12.2020 in so far as it relates to common organisation of the markets and rural development measures) by The Common Agricultural Policy (Financing, Management and Monitoring Supplementary Provisions) (Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/765), regs. 1, 4(37)(d)(ii) (as amended by S.I. 2020/1445, regs. 1(2)(b), 7(7)); 2020 c. 1, Sch. 5 para. 1(1)

SHEET E U.K.PROPOSED SCRUTINY PROGRAMME FOR THE PERIOD U.K.(Article 84 of Regulation (EU) No 1306/2013) U.K.

TOTAL:		CONTROL BODY:
E (1) The total number of undertakings to be scrutinised:		E (2) The number of undertakings to be scrutinised:
CONTROL BODY:		CONTROL BODY:
E (3) The number of undertakings to be scrutinised:		E (4) The number of undertakings to be scrutinised:
CONTROL BODY:		CONTROL BODY:
E (5) The number of undertakings to be scrutinised:		E (6) The number of undertakings to be scrutinised:

Notes on boxes: U.K.

Where applicable, additional boxes e.g. E (7), E (8) etc. are to be added U.K.