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ANNEX VU.K. SUPERVISING BODIES

Rules and procedures concerning supervising bodies established by Member States in accordance with Article 14 shall cover the following minimum requirements:

1.Tasks and activities of the supervising bodiesU.K.

Supervising bodies shall perform at least the following tasks:

(a)

Supervision of testing centres:

  • checking whether the minimum requirements for premises and test equipment are met;

  • verifying the mandatory requirements of the authorised entity;

(b)

Verifying training and examination of inspectors:

  • verifying the initial training of inspectors;

  • verifying the periodic refresher training of inspectors;

  • periodic refresher training of supervising body examiners;

  • conducting or supervising examinations.

(c)

Auditing:

  • pre-audit of testing centres prior to authorisation;

  • periodic re-audit of testing centres;

  • special audit in the case of irregularities;

  • audit of training/examination centres.

(d)

Monitoring, using measures such as the following:

  • re-testing of a statistically valid proportion of tested vehicles;

  • ‘mystery shopper’ checks (use of defective vehicle optional);

  • analysis of results of roadworthiness tests (statistical methods);

  • appeal tests;

  • investigation of complaints.

(e)

Validation of measurement results of roadworthiness tests.

(f)

Proposing the withdrawal or suspension of authorisation of testing centres and/or of inspectors:

  • where the centre or inspector concerned does not fulfil a significant authorisation requirement;

  • where major irregularities are detected;

  • where there are continued negative audit results;

  • where there is a loss of good repute on the part of the centre or inspector in question.

2.Requirements concerning the supervising bodyU.K.

Requirements applicable to the personnel employed by a supervising body shall cover the following areas:

3.Contents of the rules and proceduresU.K.

Each Member State or its competent authority shall lay down the relevant rules and procedures, which shall include at least the following items:

(a)

Requirements concerning the authorisation and supervision of testing centres:

  • application for authorisation to operate as a testing centre;

  • responsibilities of testing centres;

  • pre-authorisation visit, or visits, to verify that all requirements are complied with;

  • authorisation of testing centres;

  • periodic re-testing/audits of testing centres;

  • periodic checks on testing centres to see whether they are continuing to comply with the applicable rules and procedures;

  • evidence-based unannounced special checks or audits of testing centres;

  • analysis of test data to see whether evidence exists of non-compliance with the applicable rules and procedures;

  • withdrawal or suspension of authorisations granted to testing centres.

(b)

Inspectors of testing centres:

  • requirements to become a certified inspector;

  • initial training, refresher training and examinations;

  • withdrawal or suspension of certification of inspectors.

(c)

Equipment and premises:

  • requirements for test equipment;

  • requirements for testing premises;

  • requirements for signage;

  • requirements for maintenance and calibration of testing equipment;

  • requirements for computerised systems.

(d)

Supervising bodies:

  • powers of the supervising bodies;

  • requirements applicable to staff of supervising bodies;

  • appeals and complaints.