The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019

Appointment by FCA of persons to carry out investigations

This adran has no associated Memorandwm Esboniadol

31.  In section 97 (appointment by FCA of persons to carry out investigations), in subsection (1)—

(a)in paragraph (a), for sub-paragraph (ii) substitute—

(ii)any other provision of qualifying prospectus legislation or qualifying transparency legislation;;

(b)in paragraph (b), for sub-paragraph (ii) substitute—

(ii)any other provision of qualifying prospectus legislation or qualifying transparency legislation;;

(c)in paragraph (ba)(1), for the words from “by that person of” to the end substitute “by that person of qualifying transparency legislation;”.

(1)

Paragraph (ba) was inserted by S.I. 2015/1755.