The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019 No. 707

PART 2 Amendments of primary legislation

CHAPTER 1 The Financial Services and Markets Act 2000

Appointment by FCA of persons to carry out investigations

31.  In section 97 (appointment by FCA of persons to carry out investigations), in subsection (1)—

(a) in paragraph (a), for sub-paragraph (ii) substitute—

“(ii) any other provision of qualifying prospectus legislation or qualifying transparency legislation;”;

(b) in paragraph (b), for sub-paragraph (ii) substitute—

“(ii) any other provision of qualifying prospectus legislation or qualifying transparency legislation;”;

(c) in paragraph (ba)(1), for the words from “by that person of” to the end substitute “by that person of qualifying transparency legislation;”.

(1)

Paragraph (ba) was inserted by S.I. 2015/1755.