Financial Services and Markets Act 2000

[F1312DInterpretation of Chapter 3AU.K.
This adran has no associated Nodiadau Esboniadol

In this Chapter—

  • “the applicable provision” means—

    (a)

    in the case of arrangements relating to a multilateral trading facility, [F2or an organised trading facility, Article 34.6] of the markets in financial instruments directive; and

    (b)

    in the case of arrangements relating to a regulated market, the first sub-paragraph of Article [F353.6] of that directive;

  • “EEA market operator” means a person who is a market operator (within the meaning of Article [F44.1.18] of the markets in financial instruments directive) whose home state is an EEA State other than the United Kingdom;

  • “home state”, in relation to an EEA market operator, means the EEA State in which it has its registered office, or if it has no registered office, its head office;

  • “home state regulator” means the competent authority (within the meaning of Article [F54.1.26] of the markets in financial instruments directive) of the EEA State which is the home state in relation to the EEA market operator concerned.]

Textual Amendments

F1Pt. 18 Ch. 3A (ss. 312A-312D) inserted (1.4.2007 for certain purposes and 1.11.2007 otherwise) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 (S.I. 2007/126), regs. 1(2), 3(2), Sch. 2 para. 15 (with reg. 5)

F2Words in s. 312D substituted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 2 para. 37(a)(i) (with reg. 7)

F3Word in s. 312D substituted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 2 para. 37(a)(ii) (with reg. 7)

F4Word in s. 312D substituted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 2 para. 37(b) (with reg. 7)

F5Word in s. 312D substituted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 2 para. 37(c) (with reg. 7)