Financial Services and Markets Act 2000 (c. 8)

SCHEDULES

SCHEDULE 4 U.K. Treaty Rights

Modifications etc. (not altering text)

C1 Sch. 4 extended (1.12.2001) by S.I. 2001/2636, arts. 1(2)(b), 28-32; S.I. 2001/3538, art. 2(1)

Definitions U.K.

1 [F1 (1)] In this Schedule— U.K.

• F2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

• “Treaty firm” means a person—

  (a)

  whose head office is situated in an EEA State (its “home state”) other than the United Kingdom; and

  (b)

  which is recognised under the law of that State as its national; and

• “home state regulator”, in relation to a Treaty firm, means the competent authority of the firm’s home state for the purpose of its home state authorisation (as to which see paragraph 3(1)(a)).

[F3 (2) Section 425A (meaning of “consumers”) applies for the purposes of this Schedule.]

Textual Amendments

F1 Sch. 4 para. 1 renumbered (8.4.2010) as Sch. 4 para. 1(1) by virtue of Financial Services Act 2010 (c. 28), ss. 24(1), 26(1)(g)(l), Sch. 2 para. 35(2)

F2 Sch. 4 para. 1(1): definition of "consumers" omitted (8.4.2010) by virtue of Financial Services Act 2010 (c. 28), ss. 24(1), 26(1)(g)(l), Sch. 2 para. 35(3)

F3 Sch. 4 para. 1(2) inserted (8.4.2010) by Financial Services Act 2010 (c. 28), ss. 24(1), 26(1)(g)(l), Sch. 2 para. 35(4)