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Welfare Reform and Pensions Act 1999

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Section 6.

SCHEDULE 1E+W+S Application of 1993 and 1995 Acts to registered schemes

This schedule has no associated Nodiadau Esboniadol

1(1)The provisions specified in sub-paragraph (2) shall apply as if any pension scheme established under a trust which—E+W+S

(a)is not an occupational pension scheme, but

(b)is or has been registered under section 2,

were an occupational pension scheme.

(2)The provisions are—

F1(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b)the following provisions of Part I of the 1995 Act—

(i)sections 3 to 11F2... and 15 (supervision by the Authority) [F3except sections 7(5A)(b), 8(1)(a) and (c) and (2), 11(3A) and (3B) and 15(1),];

(ii)sections 27 to [F430] (trustees: general);

(iii)sections 32 to 36 and 39 (functions of trustees) F5...;

(iv)section 41 (functions of trustees or managers);

[F6(v)section 47 (professional advisers);]

(vi)section 49 (receipts, payment and records) except subsections (5) and (8) to (13);

(vii)section 50 (resolution of disputes);

(viii)section 68 (power of trustees to modify scheme by resolution) except subsection (3);

F7(ix). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(x)sections 91, 92 and 94 (assignment and forfeiture etc.) except section 91(5)(d);

F8(xi). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F8(xii). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F8(xiii). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(xiv)section 117 (overriding requirements); and

(xv)sections 124 and 125 (interpretation)[F9; and

(c)the following provisions of the Pensions Act 2004—

(i)section 67 (accessibility of register of prohibited trustees);

(ii)Chapters 4 and 5 of Part 2 (fraud compensation and information gathering);

(iii)sections 247 to 249 (requirements for knowledge and understanding); and

(iv)section 318 (interpretation).]

(3)Section 47(9) of the 1995 Act (as applied by sub-paragraph (1)) shall have effect as if the reference to any person who is or has been the employer were a reference to any person who, in pursuance of section 3(5), is or has been required—

(a)to deduct an employee’s contributions to the scheme from his remuneration; and

(b)to pay them to the trustees or managers of the scheme or to a prescribed person.

(4)Section 68 of the 1995 Act (as so applied) shall have effect as if the purposes specified in subsection (2) included enabling the conditions set out in section 1 to be fulfilled in relation to the scheme.

(5)Section 124(1) of the 1995 Act[F10, and section 318(1) of the Pensions Act 2004,] (as so applied) shall have effect as if the definition of “member” were omitted.

[F11(6)Chapters 4 and 5 of Part 2 of the Pensions Act 2004 (as applied by sub-paragraph (1)) shall have effect with such modifications as the Secretary of State may prescribe by regulations.]

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Amendments (Textual)

F1Sch. 1 para. 1(2)(a) repealed (1.4.2005) by Pensions Act 2004 (c. 35), s. 322(1), Sch. 13; S.I. 2005/695, art. 2(6)

F2Word in Sch. 1 para. 1(2)(b)(i) repealed (6.4.2005) by Pensions Act 2004 (c. 35), s. 322(1), Sch. 13; S.I. 2005/695, art. 2(7), Sch. 1

F3Words in Sch. 1 para. 1(2)(b)(i) substituted (6.4.2005) by Pensions Act 2004 (c. 35), s. 322(1), Sch. 12 para. 76(2)(a); S.I. 2005/275, art. 2(7), Sch. Pt. 7

F4Word in Sch. 1 para. 1(2)(b)(ii) substituted (9.12.2005) by Pensions Act 2004 (c. 35), s. 322(1), Sch. 12 para. 76(2)(b); S.I. 2005/3331, art. 2(2), Sch. Pt. 2

F5Words in Sch. 1 para. 1(2)(b)(iii) repealed (4.12.2005 for specified purposes, 30.12.2005 in so far as not already in force) by Pensions Act 2004 (c. 35), s. 322(1), Sch. 12 para. 76(2)(c), Sch. 13; S.I. 2005/3331, art. 2(1)(a)(b), Sch. Pt. 1

F6Sch. 1 para. 1(2)(b)(v) substituted (9.12.2005) by Pensions Act 2004 (c. 35), s. 322(1), Sch. 12 para. 76(2)(d); S.I. 2005/3331, art. 2(2), Sch. Pt. 2

F7Sch. 1 para. 1(2)(b)(ix) repealed (1.9.2005) by Pensions Act 2004 (c. 35), s. 322(1), Sch. 13; S.I. 2005/1720, art. 2(16), Sch. Pt. 3

F8Sch. 1 para. 1(2)(b)(xi)-(xiii) repealed (6.4.2005) by Pensions Act 2004 (c. 35), s. 322(1), Sch. 13; S.I. 2005/695, art. 2(7), Sch. 1

F9Sch. 1 para. 1(2)(c) and word inserted (30.6.2005 for specified purposes, 1.9.2005 for specified purposes) by Pensions Act 2004 (c. 35), s. 322(1), Sch. 12 para. 76(3); S.I. 2005/1720, art. 2(12)(16), Sch. Pt. 3; S.I. 2005/2447, art. 2(4), Sch. Pt. 1; S.I. 2005/1720, art. 2(12)(16), Sch. Pt. 3; S.I. 2005/2447, art. 2(4), Sch. Pt. 1

F10Words in Sch. 1 para. 1(5) inserted (6.4.2005) by Pensions Act 2004 (c. 35), s. 322(1), Sch. 12 para. 76(4); S.I. 2005/275, art. 2(7), Sch. Pt. 7

F11Sch. 1 para. 1(6) inserted (12.7.2005 for specified purposes, 1.9.2005 for specified purposes) by Pensions Act 2004 (c. 35), s. 322(1), Sch. 12 para. 76(5); S.I. 2005/1720, art. 2(3)(b)

Commencement Information

I1Sch. 1 para. 1 wholly in force at 8.10.2001; Sch. 1 para. 1 in force for certain purposes at Royal Assent see s. 89(1); Sch. 1 para. 1(1)(2)(4)(5) in force at 1.10.2000 insofar as not already in force by S.I. 2000/1047, art. 2(2)(c), Sch. Pt. III; Sch. 1 para. 1(3) in force at 8.10.2001 insofar as not already in force by S.I. 2000/1047, art. 2(2), Sch. Pt. V

F122. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

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Annotations are used to give authority for changes and other effects on the legislation you are viewing and to convey editorial information. They appear at the foot of the relevant provision or under the associated heading. Annotations are categorised by annotation type, such as F-notes for textual amendments and I-notes for commencement information (a full list can be found in the Editorial Practice Guide). Each annotation is identified by a sequential reference number. For F-notes, M-notes and X-notes, the number also appears in bold superscript at the relevant location in the text. All annotations contain links to the affecting legislation.

Amendments (Textual)

Commencement Information

I2Sch. 1 para. 2 wholly in force at 1.10.2000; Sch. 1 para. 2 in force for certain purposes at Royal Assent see s. 89(1); Sch. 1 para. 2 in force at 1.10.2000 insofar as not already in force by S.I. 2000/1047, art. 2(2)(c), Sch. Pt. III

F133. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Annotations: Help about Annotation
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Annotations are used to give authority for changes and other effects on the legislation you are viewing and to convey editorial information. They appear at the foot of the relevant provision or under the associated heading. Annotations are categorised by annotation type, such as F-notes for textual amendments and I-notes for commencement information (a full list can be found in the Editorial Practice Guide). Each annotation is identified by a sequential reference number. For F-notes, M-notes and X-notes, the number also appears in bold superscript at the relevant location in the text. All annotations contain links to the affecting legislation.

Amendments (Textual)

Yn ôl i’r brig

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