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SCHEDULES

SCHEDULE 2U.K. Restrictions on the Holding of Licences

Part IU.K. General

Modifications etc. (not altering text)

1(1)In this Schedule—U.K.

[F10(1A)For the purpose of determining the persons who are the associates of a body corporate for the purposes of this Schedule—

(a)an individual shall be regarded as an associate of a body corporate if he is a director of that body corporate, and

(b)a body corporate and another body corporate shall be regarded as associates of each other if one controls the other or if the same person controls both.]

(2)For the purpose of determining the persons who are an individual’s associates for the purposes of this Schedule, the following persons shall be regarded as associates of each other, namely—

(a)any individual and that individual’s husband or wife [F11or civil partner] and any relative, or husband or wife [F11or civil partner] of a relative, of that individual or of that individual’s husband or wife [F11or civil partner];

(b)any individual and any body corporate of which that individual is a director;

(c)any person in his capacity as trustee of a settlement and the settlor or grantor and any person associated with the settlor or grantor;

(d)persons carrying on business in partnership and the husband or wife [F12or civil partner] and relatives of any of them;

(e)any two or more persons acting together to secure or exercise control of a body corporate or other association or to secure control of any enterprise or assets;

and in this sub-paragraph “relative” means a brother, sister, uncle, aunt, nephew, niece, lineal ancestor or descendant (the stepchild or illegitimate child of any person, or anyone adopted by a person, whether legally or otherwise, as his child, being regarded as a relative or taken into account to trace a relationship in the same way as that person’s child); and references to a wife or husband shall include a former wife or husband and a reputed wife or husband [F13and references to a civil partner shall include a former civil partner] [F14and a reputed civil partner].

[F15(3)For the purposes of this Schedule a person controls a body corporate if—

(a)he holds, or is beneficially entitled to, more than 50 per cent. of the equity share capital in the body, or possesses more than 50 per cent. of the voting power in it, or

(b)although he does not have such an interest in the body, it is reasonable, having regard to all the circumstances, to expect that he [F16would (if he chose to) be able in most cases or in significant respects], by whatever means and whether directly or indirectly, to achieve the result that [F17affairs] of the body are conducted in accordance with his wishes; or

(c)he holds, or is beneficially entitled to, 50 per cent. of the equity share capital in that body, or possesses 50 per cent. of the voting power in it, and an arrangement exists between him and any other participant in the body as to the manner in which any voting power in the body possessed by either of them is to be exercised, or as to the omission by either of them to exercise such voting power.

(3A)For the purposes of sub-paragraph (3)(c)—

(a)arrangement” includes any agreement or arrangement, whether or not it is, or is intended to be, legally enforceable, and

(b)a person shall be treated—

(i)as holding, or being beneficially entitled to, any equity share capital which is held by a body corporate which he controls or to which such a body corporate is beneficially entitled, and

(ii)as possessing any voting power possessed by such a body corporate.]

(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(5)For the purposes of any provision of this Schedule which refers to a body controlled by two or more persons or bodies of any description taken together, the persons or bodies in question shall not be regarded as controlling the body by virtue of paragraph (b) of sub-paragraph (3) unless they are acting together in concert.

[F18(6)In this Schedule any reference to a participant with more than a [F195 per cent.] interest in a body corporate is a reference to a person who—

(a)holds or is beneficially entitled to more than [F195 per cent.] of the shares in that body, or

(b)possesses more than [F195 per cent.] of the voting power in that body.

(7)Sub-paragraph (6) shall have effect subject to the necessary modifications in relation to other references in this Schedule—

(a)to an interest of more than a specified percentage in a body corporate, or

(b)to an interest of a specified percentage or more in a body corporate.]

F20(8). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F1Definition inserted in Sch. 2 Pt. I para. 1(1) inserted (10.8.1996 for certain purposes otherwise 1.11.1996) by 1996 c. 55, s. 73, Sch. 2 Pt. I para. 1(2)(a) (with s. 43(1)(6)); S.I. 1996/2120, arts. 3, 5, Sch. 2

F2Definition in Sch. 2 Pt. I para. 1(1) substituted (10.8.1996 for certain purposes otherwise 1.11.1996) by 1996 c. 55, s. 73, Sch. 2 Pt. I para. 1 (2)(b) (with s. 43(1)(6)); S.I. 1996/2120, arts. 3, 5, Sch. 2

F3Definition inserted in Sch. 2 Pt. I. para. 1(1) (29.12.2003) by Communications Act 2003 (c. 21), s. 411(2), Sch. 15 para. 69(2) (with Sch. 18); S.I. 2003/3142, art. 3(1), Sch. 1 (with art. 11)

F4Words in Sch. 2 Pt. I para. 1(1) substituted (10.8.1996 for certain purposes otherwise 1.11.1996) by 1996 c. 55, s. 73, Sch. 2 Pt. I para. 1(2)(c) (with s. 43(1)(6)); S.I. 1996/2120, arts. 3, 5, Sch. 2

F5Definition in Sch. 2 Pt. I. para. 1(1) repealed (29.12.2003) by Communications Act 2003 (c. 21), s. 411(2), Sch. 19(1) Note 1 (with Sch. 18); S.I. 2003/3142, art. 3(1), Sch. 1 (with art. 11)

F6Words in Sch. 2 Pt. I para. 1(1) substituted (1.10.2009) by S.I. 2009/1941, art. 1(2), Sch. 1 para. 119(4) (with art. 10)

F7Sch. 2 Pt. I: Words in definition “local authority”in para. 1(1)(a) repealed (1.4.1996) by 1994 c. 19, ss. 66(6)(8), Sch. 16 para. 89, Sch. 18. (with ss. 54(5)(7), 55(5), Sch. 17 paras. 22(1), 23(2)); S.I. 1996/396, art. 4, Sch. 2

F8Sch. 2 Pt. I para. 1(1)(aa) inserted (1.4.1996) by 1994 c. 19, s. 66(6), Sch. 16 para. 89 (with ss. 54(5)(7), 55(5), Sch. 17 paras. 22(1), 23(2)); S.I. 1996/396, art. 4, Sch. 2

F9Sch. 2 Pt. I para. 1(1)(b): Words beginning “council constituted”to “(Scotland Act 1994)”substituted (S.) (1.4.1996) for words “regional, islands or district council”by 1994 c. 39, s. 180(1), Sch. 13 para. 166 (with s. 128(8)); S.I. 1996/323, art. 4(c)

F10Sch. 2 Pt. I. para. 1(1A) inserted (10.8.1996 for certain purposes otherwise 1.11.1996) by 1996 c. 55, s. 73, Sch. 2 Pt. I para. 1(3) (with s. 43(1)(6)); S.I. 1996/2120, arts. 3, 5, Sch. 2

F11Words in Sch. 2 Pt. I para. 1(2)(a) inserted (5.12.2005) by Civil Partnership Act 2004 (c. 33), Sch. 27, para. 139(a); S.I. 2005/3175, art. 2(2)

F12Words in Sch. 2 Pt. I para. 1(2)(d) inserted (5.12.2005) by Civil Partnership Act 2004 (c. 33), Sch. 27, para. 139(a); S.I. 2005/3175, art. 2(2)

F13Words in Sch. 2 Pt. I para. 1(2) inserted (5.12.2005) by Civil Partnership Act 2004 (c. 33), Sch. 27, para. 139(b); S.I. 2005/3175, art. 2(2)

F14Words in Sch. 2 Pt. I para. 1(2) inserted (5.12.2005) by S.I. 2005/3129, art. 1, Sch. 4 para. 10

F15Sch. 2 Pt. I para. 1(3) substituted (10.8.1996 for certain purposes otherwise 1.11.1996) by 1996 c. 55, s. 73, Sch. 2 Pt. I para. 1(4) (with s. 43(1)(6)); S.I. 1996/2120, arts. 3, 5, Sch. 2

F16Words in Sch. 2 Pt. I para 1(3)(b) substituted (29.12.2003) by Communications Act 2003 (c. 21), s. 411(2), s. 357(1)(a) (with Sch. 18); S.I. 2003/3142, art. 3(1), Sch. 1 (with art. 11)

F17Words in Sch. 2 Pt. I para 1(3)(b) substituted (29.12.2003) by Communications Act 2003 (c. 21), s. 411(2), s. 357(1)(b) (with Sch. 18); S.I. 2003/3142, art. 3(1), Sch. 1 (with art. 11)

F18Sch. 2 Pt. I para. 1(6)(7)(8) substituted (10.8.1996 for certain purposes otherwise 1.11.1996) for sub-paragraph (6) by 1996 c. 55, s. 73, Sch. 2 Pt. I para. 1(6) (with s. 43(1)(6)); S.I. 1996/2120, arts. 3, 5, Sch. 2

F19Words in Sch. 2 Pt. I para 1(6) substituted (29.12.2003) by Communications Act 2003 (c. 21), s. 411(2), Sch. 15 para. 69(3) (with Sch. 18); S.I. 2003/3142, art. 3(1), Sch. 1 (with art. 11)

F20Sch. 2 Pt. I. para. 1(8) repealed(29.12.2003) by Communications Act 2003 (c. 21), s. 411(2), Sch. 19(1) Note 1 (with Sch. 18); S.I. 2003/3142, art. 3(1), Sch. 1 (with art. 11)