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Part VIIIE+W+S Miscellaneous Functions of Local Authorities and the Secretary of State

Approved social workersE+W+S

114 Appointment of approved social workers.E+W

(1)A local social services authority shall appoint a sufficient number of approved social workers for the purpose of discharging the functions conferred on them by this Act.

(2)No person shall be appointed by a local social services authority as an approved social worker unless he is approved by the authority as having appropriate competence in dealing with persons who are suffering from mental disorder.

(3)In approving a person for appointment as an approved social worker a local social services authority shall have regard to such matters as the Secretary of State may direct.

Yn ddilys o 01/10/2007

[F1114AApproval of courses etc for approved mental health professionalsE+W

(1)The relevant Council may, in accordance with rules made by it, approve courses for persons who are or wish to become approved mental health professionals.

(2)For that purpose—

(a)subsections (2) to (4)(a) and (7) of section 63 of the Care Standards Act 2000 apply as they apply to approvals given, rules made and courses approved under that section; and

(b)sections 66 and 71 of that Act apply accordingly.

(3)In subsection (1), “the relevant Council” means—

(a)in relation to persons who are or wish to become approved to act as approved mental health professionals by a local social services authority whose area is in England, the General Social Care Council;

(b)in relation to persons who are or wish to become approved to act as approved mental health professionals by a local social services authority whose area is in Wales, the Care Council for Wales.

(4)The functions of an approved mental health professional shall not be considered to be relevant social work for the purposes of Part 4 of the Care Standards Act 2000.

(5)The General Social Care Council and the Care Council for Wales may also carry out, or assist other persons in carrying out, research into matters relevant to training for approved mental health professionals.]

Textual Amendments

F1S. 114A inserted (1.10.2007) by Mental Health Act 2007 (c. 12), ss. 19, 56 (with Sch. 10); S.I. 2007/2798, art. 2(a)

115 Powers of entry and inspection.E+W

An approved social worker of a local social services authority may at all reasonable times after producing, if asked to do so, some duly authenticated document showing that he is such a social worker, enter and inspect any premises (not being a hospital) in the area of that authority in which a mentally disordered patient is living, if he has reasonable cause to believe that the patient is not under proper care.

Visiting patientsE+W+S

116 Welfare of certain hospital patients.E+W+S

(1)Where a patient to whom this section applies is admitted to a hospital [F2independent hospital or care home] in England and Wales (whether for treatment for mental disorder or for any other reason) then, without prejudice to their duties in relation to the patient apart from the provisions of this section, the authority shall arrange for visits to be made to him on behalf of the authority, and shall take such other steps in relation to the patient while in the hospital or nursing home as would be expected to be taken by his parents.

(2)This section applies to-

[F3(a)a child or young person—

(i)who is in the care of a local authority by virtue of a care order within the meaning of the M1 Children Act 1989, or

(ii)in respect of whom the rights and powers of a parent are vested in a local authority by virtue of section 16 of the M2Social Work (Scotland) Act 1968;]

(b)a person who is subject to the guardianship of a local social services authority under the provisions of this Act F4. . . ; or

(c)a person the functions of whose nearest relative under this Act F4. . . are for the time being transferred to a local social services authority.

Textual Amendments

F2Words in s. 116(1) substituted (1.4.2002 for E.W and otherwise (prosp.)) by 2000 c. 14, s. 116, Sch. 4 para. 9(5); S.I. 2001/4150, art. 3(3) (subject to transitional provisions in art. 4 and S.I. 2002/1493, art. 4); S.I. 2002/920, art. 3(3)(d) (with transitional provisions in Schs. 1-3 and art. 3(4)-(10))

Marginal Citations

M21968 c.49 (81:3).

After-careE+W

117 After-care.E+W

(1)This section applies to persons who are detained under section 3 above, or admitted to a hospital in pursuance of a hospital order made under section 37 above, or transferred to a hospital in pursuance of [F5a hospital direction made under section 45A above or] a transfer direction made under section 47 or 48 above, and then cease to be detained and [F6(whether or not immediately after so ceasing)] leave hospital.

(2)It shall be the duty of the [F7Primary Care Trust or][F8Local Health Board] and of the local social services authority to provide, in co-operation with relevant voluntary agencies, after-care services for any person to whom this section applies until such time as the [F7Primary Care Trust or][F8Local Health Board] and the local social services authority are satisfied that the person concerned is no longer in need of such services [F9; but they shall not be so satisfied in the case of a patient who is subject to after-care under supervision at any time while he remains so subject.]

[F10(2A)It shall be the duty of the [F7Primary Care Trust or][F8Local Health Board] to secure that at all times while a patient is subject to after-care under supervision—

(a)a person who is a registered medical practitioner approved for the purposes of section 12 above by the Secretary of State as having special experience in the diagnosis or treatment of mental disorder is in charge of the medical treatment provided for the patient as part of the after-care services provided for him under this section; and

(b)a person professionally concerned with any of the after-care services so provided is supervising him with a view to securing that he receives the after-care services so provided.

(2B)Section 32 above shall apply for the purposes of this section as it applies for the purposes of Part II of this Act.]

(3)In this [F11section “ the [F7Primary Care Trust or][F8Local Health Board]” means the [F7Primary Care Trust or][F8Local Health Board], and “the local social services authority” means the local social services authority, for the area] in which the person concerned is resident or to which he is sent on discharge by the hospital in which he was detained.

Textual Amendments

F5Words in s. 117(1) inserted (1.10.1997) by 1997 c. 43, s. 55, Sch. 4, para. 12(17); S.I.1997/2200, art. 2(2)

F6Words in s. 117(1) inserted (1.4.1996) by 1995 c. 52, ss. 1(2), 7(2), Sch. 1, para. 15(2)

F7Words in s. 117(2)(2A)(3) inserted (1.10.2002) by 2002 c. 17, s. 2(5), Sch. 2 Pt. 2 para. 47; S.I. 2002/2478, art. 3(1)(d) (with saving in art. 3(3) and transitional provision in art. 4)

F8Words in s. 117(2)(2A)(3) substituted (1.4.2007) by The References to Health Authorities Order 2007 (S.I. 2007/961), art. 3, Sch. para. 13(9)

F9Words in s. 117(2) inserted (1.4.1996) by 1995 c. 52, ss. 1(2), 7(2), Sch. 1, para. 15(3)

F10S. 117(2A)-(2B) inserted (1.4.1996) by 1995 c. 52, ss. 1(2), 7(2), Sch. 1, para. 15(4)

F11Words in s. 117(3) substituted (28.6.1995 for certain purposes, otherwise 1.4.1996) by 1995 c. 17, ss. 2(1), 9(3), Sch. 1, Pt. III, para. 107(8)(b) (with ss. 2(3), 8)

Modifications etc. (not altering text)

C1S. 117(2)(2A): functions of local authority may be responsibility of an executive of the authority (1.4.2000) by virtue of S.I. 2000/695, reg. 3(2)(b), Sch. 2

Functions of the Secretary of StateE+W+S

118 Code of practice.E+W

(1)The Secretary of State shall prepare, and from time to time revise, a code of practice—

(a)for the guidance of registered medical practitioners, managers and staff of hospitals [F12, independent hospitals and care homes] and approved social workers in relation to the admission of patients to hospitals [F13and registered establishments] under this Act [F14and to guardianship and after-care under supervision under this Act]; and

(b)for the guidance of registered medical practitioners and members of other professions in relation to the medical treatment of patients suffering from mental disorder.

(2)The code shall, in particular, specify forms of medical treatment in addition to any specified by regulations made for the purposes of section 57 above which in the opinion of the Secretary of State give rise to special concern and which should accordingly not be given by a registered medical practitioner unless the patient has consented to the treatment (or to a plan of treatment including that treatment) and a certificate in writing as to the matters mentioned in subsection (2)(a) and (b) of that section has been given by another registered medical practitioner, being a practitioner appointed for the purposes of this section by the Secretary of State.

(3)Before preparing the code or making any alteration in it the Secretary of State shall consult such bodies as appear to him to be concerned.

(4)The Secretary of State shall lay copies of the code and of any alteration in the code before Parliament; and if either House of Parliament passes a resolution requiring the code or any alteration in it to be withdrawn the Secretary of State shall withdraw the code or alteration and, where he withdraws the code, shall prepare a code in substitution for the one which is withdrawn.

(5)No resolution shall be passed by either House of Parliament under subsection (4) above in respect of a code or alteration after the expiration of the period of 40 days beginning with the day on which a copy of the code or alteration was laid before that House; but for the purposes of this subsection no account shall be taken of any time during which Parliament is dissolved or prorogued or during which both Houses are adjourned for more than four days.

(6)The Secretary of State shall publish the code as for the time being in force.

Textual Amendments

F12Words in s. 118(1) substituted (1.4.2002) by 2000 c. 14, s. 116, Sch. 4 para. 9(6)(a); S.I. 2001/4150, art. 3(3) (subject to transitional provisions in art. 4 and S.I. 2002/1493, art. 4); S.I. 2002/920, art. 3(3)(d) (subject to transitional provisions in Schs. 1-3 and art. 3(4)-(10))

F13Words in s. 118(1) substituted (1.4.2002) by 2000 c. 14, ss. 116, 122, Sch. 4 para. 9(6)(b); S.I. 2001/4150, art. 3(3) (subject to transitional provisions in art. 4 and S.I. 2002/1493, art. 4); S.I. 2002/920, art. 3(3)(d) (subject to transitional provisions in Schs. 1-3 and art. 3(4)-(10))

F14Words in s. 118(1)(a) inserted (1.4.1996) by 1995 c. 52, ss. 1(2), 7(2), Sch. 1, para. 16

119 Practitioners approved for Part IV and s. 118.E+W

(1)The Secretary of State may make such provision as he may with the approval of the Treasury determine for the payment of remuneration, allowances, pensions or gratuities to or in respect of registered medical practitioners appointed by him for the purposes of Part IV of this Act and section 118 above and to or in respect of other persons appointed for the purposes of section 57(2)(a) above.

(2)A registered medical practitioner or other person appointed by the Secretary of State for the purposes of the provisions mentioned in subsection (1) above may, for the purpose of exercising his functions under those provisions, at any reasonable time—

(a)visit and interview and, in the case of a registered medical practitioner, examine in private any patient detained in a [F15registered establishment]; and

(b)require the production of and inspect any records relating to the treatment of the patient in that home.

Textual Amendments

F15Words in s. 119(2) substituted (1.4.2002) by 2000 c. 14, s. 116, Sch. 4 para. 9(2); S.I. 2001/4150, art. 3(3) (subject to transitional provisions in art. 4 and S.I. 2002/1493, art. 4); S.I. 2002/920, art. 3(3)(d) (with transitional provisions in Schs. 1-3 and art. 3(4)-(10))

120 General protection of detained patients.E+W

(1)The Secretary of State shall keep under review the exercise of the powers and the discharge of the duties conferred or imposed by this Act so far as relating to the detention of patients or to patients liable to be detained under this Act and shall make arrangements for persons authorised by him in that behalf—

(a)to visit and interview in private patients detained under this Act in hospitals and [F16registered establishments]; and

(b)to investigate—

(i)any complaint made by a person in respect of a matter that occurred while he was detained under this Act in a hospital or [F16registered establishment] and which he considers has not been satisfactorily dealt with by the managers of that hospital or [F16registered establishment]; and

(ii)any other complaint as to the exercise of the powers or the discharge of the duties conferred or imposed by this Act in respect of a person who is or has been so detained.

(2)The arrangements made under this section in respect of the investigation of complaints may exclude matters from investigation in specified circumstances and shall not require any person exercising functions under the arrangements to undertake or continue with any investigation where he does not consider it appropriate to do so.

(3)Where any such complaint as is mentioned in subsection (1)(b)(ii) above is made by a Member of Parliament and investigated under the arrangements made under this section the results of the investigation shall be reported to him.

(4)For the purpose of any such review as is mentioned in subsection (1) above or of carrying out his functions under arrangements made under this section any person authorised in that behalf by the Secretary of State may at any reasonable time—

(a)visit and interview and, if he is a registered medical practitioner, examine in private any patient in a [F16registered establishment]; and

(b)require the production of and inspect any records relating to the detention or treatment of any person who is or has been detained in a [F16registered establishment].

(5). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . F17

(6)The Secretary of State may make such provision as he may with the approval of the Treasury determine for the payment of remuneration, allowances, pensions or gratuities to or in respect of persons exercising functions in relation to any such review as is mentioned in subsection (1) above or functions under arrangements made under this section.

(7)The powers and duties referred to in subsection (1) above do not include any power or duty conferred or imposed by Part VII of this Act.

Textual Amendments

F16Words in s. 120(1)(4) substituted (1.4.2002) by 2000 c. 14, s. 116, Sch. 4 para. 9(2); S.I. 2001/4150, art. 3(3) (subject to transitional provisions in art. 4 and S.I. 2002/1493, art. 4); S.I. 2002/920, reg. 3(3)(d) (subject to transitional provisions in Schs. 1-3 and art. 3(4)-(10))

Yn ddilys o 01/04/2009

[F18120AInvestigation reportsE+W

(1)The regulatory authority may publish a report of a review or investigation carried out by it under section 120(1).

(2)The Secretary of State may by regulations make provision as to the procedure to be followed in respect of the making of representations to the Care Quality Commission before the publication of a report by the Commission under subsection (1).

(3)The Secretary of State must consult the Care Quality Commission before making any such regulations.

(4)The Welsh Ministers may by regulations make provision as to the procedure to be followed in respect of the making of representations to them before the publication of a report by them under subsection (1).

Yn ddilys o 01/04/2009

120BAction statementsE+W

(1)The regulatory authority may direct a person mentioned in subsection (2) to publish a statement as to the action the person proposes to take as a result of a review or investigation under section 120(1).

(2)The persons are—

(a)the managers of a hospital within the meaning of Part 2 of this Act;

(b)a local social services authority;

(c)persons of any other description prescribed in regulations.

(3)Regulations may make further provision about the content and publication of statements under this section.

(4)Regulations” means regulations made—

(a)by the Secretary of State, in relation to England;

(b)by the Welsh Ministers, in relation to Wales.

Yn ddilys o 01/04/2009

120CProvision of informationE+W

(1)This section applies to the following persons—

(a)the managers of a hospital within the meaning of Part 2 of this Act;

(b)a local social services authority;

(c)persons of any other description prescribed in regulations.

(2)A person to whom this section applies must provide the regulatory authority with such information as the authority may reasonably request for or in connection with the exercise of its functions under section 120.

(3)A person to whom this section applies must provide a person authorised under section 120 with such information as the person so authorised may reasonably request for or in connection with the exercise of functions under arrangements made under that section.

(4)This section is in addition to the requirements of section 120(7)(c).

(5)Information” includes documents and records.

(6)Regulations” means regulations made—

(a)by the Secretary of State, in relation to England;

(b)by the Welsh Ministers, in relation to Wales.

Yn ddilys o 01/04/2009

120DAnnual reportsE+W

(1)The regulatory authority must publish an annual report on its activities in the exercise of its functions under this Act.

(2)The report must be published as soon as possible after the end of each financial year.

(3)The Care Quality Commission must send a copy of its annual report to the Secretary of State who must lay the copy before Parliament.

(4)The Welsh Ministers must lay a copy of their annual report before the National Assembly for Wales.

(5)In this section “financial year” means—

(a)the period beginning with the date on which section 52 of the Health and Social Care Act 2008 comes into force and ending with the next 31 March following that date, and

(b)each successive period of 12 months ending with 31 March.]

121 Mental Health Act Commission.E+W

(1)Without prejudice to [F19section 273(1) of the National Health Service Act 2006, or section 204(1) of the National Health Service (Wales) Act 2006](power to vary or revoke orders or directions) there shall continue to be a [F20Special Health Authority] known as the Mental Health Act Commission established under section 11 of that Act.

(2)Without prejudice to the generality of his powers under section 13 of that Act, the Secretary of State shall direct the Commission to perform on his behalf—

(a)the function of appointing registered medical practitioners for the purposes of Part IV of this Act and section 118 above and of appointing other persons for the purposes of section 57(2)(a) above; and

(b)the functions of the Secretary of State under sections 61 and 120(1) and (4) above.

(3)The registered medical practitioners and other persons appointed for the purposes mentioned in subsection (2)(a) above may include members of the Commission.

(4)The Secretary of State may, at the request of or after consultation with the Commission and after consulting such other bodies as appear to him to be concerned, direct the Commission to keep under review the care and treatment, or any aspect of the care and treatment, in hospitals [F21, independent hospitals and care homes] of patients who are not liable to be detained under this Act.

(5)For the purpose of any such review as is mentioned in subsection (4) above any person authorised in that behalf by the Commission may at any reasonable time—

(a)visit and interview and, if he is a registered medical practitioner, examine in private any patient in [F22an independent hospital or a care home]; and

(b)require the production of and inspect any records relating to the treatment of any person who is or has been a patient in [F22an independent hospital or a care home].

(6)The Secretary of State may make such provision as he may with the approval of the Treasury determine for the payment of remuneration, allowances, pensions or gratuities to or in respect of persons exercising functions in relation to any such review as is mentioned in subsection (4) above.

(7)The Commission shall review any decision to withhold a postal packet (or anything contained in it) under subsection (1)(b) or (2) of section 134 below if an application in that behalf is made—

(a)in a case under subsection (1)(b), by the patient; or

(b)in a case under subsection (2), either by the patient or by the person by whom the postal packet was sent;

and any such application shall be made within six months of the receipt by the applicant of the notice referred to in subsection (6) of that section.

(8)On an application under subsection (7) above the Commission may direct that the postal packet which is the subject of the application (or anything contained in it) shall not be withheld and the managers in question shall comply with any such direction.

(9)The Secretary of State may by regulations make provision with respect to the making and determination of applications under subsection (7) above, including provision for the production to the Commission of any postal packet which is the subject of such an application.

(10)The Commission shall in the second year after its establishment and subsequently in every second year publish a report on its activities; and copies of every such report shall be sent by the Commission to the Secretary of State who shall lay a copy before each House of Parliament.

(11)[F23Paragraph 2 of Schedule 6 to the National Health Service Act 2006, and paragraph 2 of Schedule 5 to the National Health Service (Wales) Act 2006](pay and allowances for chairmen and members of [F24Special Health Authorities]) shall have effect in relation to the Mental Health Act Commission as if references in sub-paragraphs (1) and (2) to the chairman included references to any member and as if [F25the reference to a member in subparagraph (4) included a reference to the chairman].

Textual Amendments

F20Words in s. 121(1) substituted (28.6.1995 for certain purposes, otherwise 1.4.1996) by 1995 c. 17, ss. 2(1)(3), 8, Sch. 1 Pt. III para. 107(9)

F21Words in s. 121(4) substituted (1.4.2002) by 2000 c. 14, s. 116, Sch. 4 para. 9(7)(a); S.I. 2001/4150, art. 3(3) (subject to transitional provisions in art. 4 and S.I. 2002/1493, art. 4); S.I. 2002/920, art. 3(3)(d) (subject to transitional provisions in Sch. 1-3 and art. 3(4)-(10))

F22Words in s. 121(5)(a)(b) substituted (1.4.2002) by 2000 c. 14, s. 116, Sch. 4 para. 9(7)(b); S.I. 2001/4150, art. 3(3) (subject to transitional provisions in art. 4 and S.I. 2002/1493, art. 4); S.I. 2002/920, art. 3(3)(d) (subject to transitional provisions in Schs. 1-3 and art. 3(4)-(10))

F24Words in s. 121(11) substituted (28.6.1995 for certain purposes, otherwise 1.4.1996) by 1995 c. 17, ss. 2(1)(3), 8, Sch. 1 Pt. III, para. 107(9)

122 Provision of pocket money for in-patients in hospital.E+W+S

(1)The Secretary of State may pay to persons who are receiving treatment as in-patients (whether liable to be detained or not) in [F26 special hospitals or other hospitals, being hospitals]wholly or mainly used for the treatment of persons suffering from mental disorder, such amounts as he thinks fit in respect of their occasional personal expenses where it appears to him that they would otherwise be without resources to meet those expenses.

(2)For the purposes of the [F27National Health Service Act 2006 and the National Health Service (Wales) Act 2006] , the making of payments under this section to persons for whom hospital services are provided under [F28either of those Acts] shall be treated as included among those services.

123 Transfers to and from special hospitals.E+W

(1)Without prejudice to any other provisions of this Act with respect to the transfer of patients, any patient who is for the time being liable to be detainedF29. . . under this Act (other than under section 35, 36 or 38 above) [F30in a hospital at which high security psychiatric services are provided] may, upon the directions of the Secretary of State, at any time be removed into any [F31other hospital at which those services are provided].

(2)Without prejudice to any such provision, the Secretary of State may give directions for the transfer of any patient who is for the time being liable to be so detained into a hospital [F32at which those services are not provided].

(3)Subsections (2) and (4) of section 19 above shall apply in relation to the transfer or removal of a patient under this section as they apply in relation to the transfer or removal of a patient from one hospital to another under that section.

Textual Amendments

F32Words in s. 123(2) substituted (1.4.2000) by 1999 c. 8, s. 65(1), Sch. 4 para. 67(b); S.I 1999/2793, art. 2(3), Sch. 3

F33124. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .E+W

125 Inquiries.E+W

F34. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments