Office of Public Sector Information
(1) There shall be a body corporate to be known as the Serious Organised Crime Agency (“SOCA”).
(2) Schedule 1 makes provision about the constitution, members and staff of SOCA and other matters relating to it.
(3) Each of the following bodies shall cease to exist on such date as the Secretary of State appoints by order—
(a) the National Criminal Intelligence Service and its Service Authority, and
(b) the National Crime Squad and its Service Authority.
(1) SOCA has the functions of—
(a) preventing and detecting serious organised crime, and
(b) contributing to the reduction of such crime in other ways and to the mitigation of its consequences.
(2) SOCA’s functions under subsection (1) are exercisable subject to subsections (3) to (5) (but subsection (3) does not apply to Scotland).
(3) If, in exercising its function under subsection (1)(a), SOCA becomes aware of conduct appearing to SOCA to involve serious or complex fraud, SOCA may thereafter exercise that function in relation to the fraud in question only—
(a) with the agreement of the Director, or an authorised officer, of the Serious Fraud Office, or
(b) if the Serious Fraud Office declines to act in relation to it.
(4) If, in exercising its function under subsection (1)(a), SOCA becomes aware of conduct appearing to SOCA to involve revenue fraud, SOCA may thereafter exercise that function in relation to the fraud in question only with the agreement of the Commissioners.
(5) Before exercising its function under subsection (1)(b) in any way in relation to revenue fraud, SOCA must consult the Commissioners.
(6) The issue of whether SOCA’s function under subsection (1)(a) continued to be exercisable in any circumstances within subsection (3) or (4) may not be raised in any criminal proceedings.
(7) In this section “revenue fraud” includes fraud relating to taxes, duties and national insurance contributions.
(8) In this Chapter “the Commissioners” means the Commissioners for Her Majesty’s Revenue and Customs.
(1) SOCA has the function of gathering, storing, analysing and disseminating information relevant to—
(a) the prevention, detection, investigation or prosecution of offences, or
(b) the reduction of crime in other ways or the mitigation of its consequences.
(2) SOCA may disseminate such information to—
(a) police forces within subsection (3),
(b) special police forces,
(c) law enforcement agencies, or
(d) such other persons as it considers appropriate in connection with any of the matters mentioned in subsection (1)(a) or (b).
(3) The police forces within this subsection are—
(a) police forces in the United Kingdom, and
(b) the States of Jersey Police Force, the salaried police force of the Island of Guernsey and the Isle of Man Constabulary.
(4) In this section “law enforcement agency” means—
(a) the Commissioners or any other government department,
(b) the Scottish Administration,
(c) any other person who is charged with the duty of investigating offences or charging offenders, or
(d) any other person who is engaged outside the United Kingdom in the carrying on of activities similar to any carried on by SOCA or a police force.
(5) In this Chapter “special police force” means—
(a) the Ministry of Defence Police,
(b) the British Transport Police Force,
(c) the Civil Nuclear Constabulary, or
(d) the Scottish Drug Enforcement Agency.
(1) In exercising its functions SOCA must have regard to the matters mentioned in subsection (2).
(2) The matters are—
(a) SOCA’s current annual plan under section 6 together with any priorities determined by SOCA under that section that are specified in the plan,
(b) any current strategic priorities determined by the Secretary of State under section 9, and
(c) any current performance targets established by SOCA.
(3) In exercising any function to which a code of practice under section 10 relates, SOCA must have regard to the code.
(1) SOCA has the general powers conferred by this section.
(2) SOCA may—
(a) institute criminal proceedings in England and Wales or Northern Ireland;
(b) at the request of the chief officer of a police force within section 3(3) or of a special police force, act in support of any activities of that force;
(c) at the request of any law enforcement agency, act in support of any activities of that agency;
(d) enter into other arrangements for co-operating with bodies or persons (in the United Kingdom or elsewhere) which it considers appropriate in connection with the exercise of any of SOCA’s functions under section 2 or 3 or any activities within subsection (3).
(3) Despite the references to serious organised crime in section 2(1), SOCA may carry on activities in relation to other crime if they are carried on for the purposes of any of the functions conferred on SOCA by section 2 or 3.
(4) Subsection (3) does not affect the generality of section 3(1).
(5) SOCA may furnish such assistance as it considers appropriate in response to requests made by any government or other body exercising functions of a public nature in any country or territory outside the United Kingdom.
(6) Subsection (5) does not apply to any request for assistance which—
(a) could be made under section 13 of the Crime (International Co-operation) Act 2003 (c. 32) (requests by overseas authorities to obtain evidence), and
(b) is not a request in relation to which SOCA has functions under that section by virtue of an order under section 27(2) of that Act.
(7) In this section “law enforcement agency” has the meaning given by section 3(4).
(1) Before the beginning of each financial year SOCA must issue a plan setting out how SOCA intends to exercise its functions during that year (“the annual plan”).
(2) The annual plan must (in particular) set out how SOCA intends to exercise its functions in Scotland and in Northern Ireland.
(3) The annual plan must also include a statement of—
(a) any priorities which SOCA has determined for that year,
(b) any current strategic priorities determined by the Secretary of State under section 9,
(c) any current performance targets established by SOCA, and
(d) the financial resources that are expected to be available to SOCA for that year.
(4) Any priorities within subsection (3)(a) may relate—
(a) to matters to which strategic priorities determined under section 9 also relate, or
(b) to other matters,
but in any event must be so framed as to be consistent with strategic priorities determined under that section.
(5) The annual plan must state, in relation to each priority within subsection (3)(a) or (b), how SOCA intends to give effect to that priority.
(6) SOCA must arrange for the annual plan to be published in such manner as it considers appropriate.
(7) SOCA must send a copy of the annual plan to—
(a) the Secretary of State,
(b) the Scottish Ministers,
(c) the Commissioners,
(d) each police authority for an area in Great Britain, each joint police board and the Northern Ireland Policing Board,
(e) the chief officer of each police force in the United Kingdom, and
(f) such other persons as SOCA considers appropriate.
(8) In subsection (7)(d) the reference to a police authority for an area in Great Britain does not include a constituent authority in an amalgamation scheme approved under section 19(1) of the Police (Scotland) Act 1967 (c. 77).
(9) Before issuing its annual plan for any financial year, SOCA must—
(a) consult the Scottish Ministers and agree with them what provision the plan is to make for Scotland by virtue of subsection (2); and
(b) consult such other persons as it considers appropriate.
(1) As soon as possible after the end of each financial year SOCA must issue a report on the exercise of its functions during that year (an “annual report”).
(2) The annual report must include an assessment of the extent to which the annual plan for that year under section 6 has been carried out.
(3) SOCA must arrange for the annual report to be published in such manner as it considers appropriate.
(4) SOCA must send a copy of the annual report to—
(a) the Secretary of State,
(b) the Scottish Ministers,
(c) the Commissioners,
(d) each police authority for an area in Great Britain, each joint police board and the Northern Ireland Policing Board,
(e) the chief officer of each police force in the United Kingdom, and
(f) such other persons as SOCA considers appropriate.
(5) In subsection (4)(d) the reference to a police authority for an area in Great Britain does not include a constituent authority in an amalgamation scheme approved under section 19(1) of the Police (Scotland) Act 1967.
(6) The Secretary of State must lay a copy of the annual report before Parliament.
(7) The Scottish Ministers must lay a copy of the annual report before the Scottish Parliament.
The Secretary of State and the Scottish Ministers must exercise the powers respectively conferred on him and them under this Chapter in such manner and to such extent as appear to him and them to be best calculated to promote the efficiency and effectiveness of SOCA.
(1) The Secretary of State may determine strategic priorities for SOCA.
(2) Before determining any such priorities the Secretary of State must consult—
(a) SOCA,
(b) the Scottish Ministers, and
(c) such other persons as he considers appropriate.
(3) The Secretary of State must arrange for any priorities determined under this section to be published in such manner as he considers appropriate.
(1) The Secretary of State may issue codes of practice relating to the exercise by SOCA of any of its functions.
(2) The Secretary of State may from time to time revise the whole or any part of a code of practice issued under this section.
(3) Before issuing or revising a code of practice issued under this section the Secretary of State must consult—
(a) SOCA,
(b) the Scottish Ministers, and
(c) such other persons as he considers appropriate.
(4) The Secretary of State must lay before Parliament—
(a) any code of practice issued under this section, and
(b) any revisions of such a code.
(5) The Secretary of State—
(a) is not required by subsection (4) to lay before Parliament, or
(b) may exclude from what he does lay before Parliament,
anything to which subsection (6) applies.
(6) This subsection applies to anything the publication of which, in the opinion of the Secretary of State—
(a) would be against the interests of national security, or
(b) could prejudice the prevention or detection of crime or the apprehension or prosecution of offenders, or
(c) could jeopardise the safety of any person.
(7) The Secretary of State must provide the Scottish Ministers with a copy of—
(a) any code of practice issued under this section, or
(b) any revisions of such a code.
(1) The Secretary of State may require SOCA to submit a report to him on such matters—
(a) connected with the exercise of SOCA’s functions, or
(b) otherwise connected with any of SOCA’s activities,
as may be specified in the requirement.
(2) A report submitted under subsection (1) must be in such form as may be so specified.
(3) The Secretary of State must consult the Scottish Ministers before imposing any requirement under that subsection relating to any functions or activities of SOCA—
(a) exercised or carried out in Scotland, or
(b) exercised or carried out outside, but in relation to, Scotland.
(4) The Secretary of State may—
(a) arrange, or
(b) require SOCA to arrange,
for a report under this section to be published in such manner as he considers appropriate.
(5) But the Secretary of State may exclude any part of a report from publication under subsection (4) if, in his opinion, publication of that part—
(a) would be against the interests of national security, or
(b) could prejudice the prevention or detection of crime or the apprehension or prosecution of offenders, or
(c) could jeopardise the safety of any person.
(1) This section applies where an inspection report made to the Secretary of State states—
(a) that, in the opinion of the person making the report, the whole or any part of SOCA is (whether generally or in particular respects) not efficient or not effective; or
(b) that, in that person’s opinion, the whole or part of SOCA will cease to be efficient or effective (whether generally or in particular respects) unless remedial measures are taken.
(2) If the Secretary of State considers that remedial measures are required in relation to any matters identified by the report, he may direct SOCA—
(a) to submit an action plan to him, and
(b) to do so within such period as is specified in the direction (which must be a period ending not less than 4, and not more than 12, weeks after the direction is given).
(3) An “action plan” is a plan setting out the remedial measures which SOCA proposes to take in relation to the matters in respect of which the direction is given.
(4) The provision that a direction under this section may require to be included in an action plan includes—
(a) provision setting out the steps that SOCA proposes should be taken in respect of the matters in respect of which the direction is given, and the performance targets that SOCA proposes should be met;
(b) provision setting out SOCA’s proposals as to the times within which those steps are to be taken and those targets met, and the means by which the success of the plan’s implementation is to be measured;
(c) provision for the making of progress reports to the Secretary of State about the plan’s implementation;
(d) provision as to the times at which, and the manner in which, any progress report is to be made; and
(e) provision for the duration of the plan and for it to cease to apply in circumstances determined by the Secretary of State.
(5) But nothing in this section authorises the Secretary of State to direct the inclusion in an action plan of any requirement to do or not to do anything—
(a) in a particular case identified for the purposes of the requirement, or
(b) in relation to a particular person so identified.
(6) The Secretary of State must consult the Scottish Ministers before giving any direction under this section in connection with any functions or activities of SOCA—
(a) exercised or carried out in Scotland, or
(b) exercised or carried out outside, but in relation to, Scotland.
(7) In this section “an inspection report” means a report under section 16.
(8) If this section applies at a time when there is already an action plan in force—
(a) references in this section to the submission of an action plan to the Secretary of State include references to the submission of revisions of the existing plan, and
(b) the other provisions of this section have effect accordingly.
(1) This section applies where the Secretary of State is of the opinion that any remedial measures contained in an action plan submitted to him under section 12 are inadequate.
(2) The Secretary of State may notify SOCA of that opinion and of his reasons for it.
(3) The Secretary of State must consult the Scottish Ministers before forming an opinion for the purposes of subsection (1) as to any remedial measures proposed in connection with any functions or activities of SOCA—
(a) exercised or carried out in Scotland, or
(b) exercised or carried out outside, but in relation to, Scotland.
(4) If SOCA receives a notification under subsection (2)—
(a) it must consider whether to revise the plan in the light of the matters notified to it, and
(b) if it does revise the plan, it must send a copy of the revised plan to the Secretary of State.
(5) References in this section to an action plan submitted to the Secretary of State under section 12 include references to revisions submitted to him by virtue of subsection (8) of that section.
(1) The Secretary of State may not give a direction under section 12 unless the conditions in subsection (2) are satisfied.
(2) The conditions are—
(a) SOCA must have been given such information about the Secretary of State’s grounds for proposing to give the direction as he considers appropriate for enabling it to make representations or proposals under paragraphs (b) and (c) below;
(b) SOCA must have been given an opportunity of making representations about those grounds;
(c) SOCA must have had an opportunity of making proposals for the taking of remedial measures that would make it unnecessary to give the direction; and
(d) the Secretary of State must have considered any such representations and any such proposals.
(1) This section applies where the Secretary of State exercises his power to give a direction under section 12.
(2) The Secretary of State must prepare a report on his exercise of that power.
(3) A report under subsection (2)—
(a) is to be prepared at such time as the Secretary of State considers appropriate, and
(b) may relate to more than one exercise of the power.
(4) The Secretary of State must—
(a) lay before each House of Parliament a copy of any report prepared under subsection (2), and
(b) send a copy of any such report to the Scottish Ministers.
(5) The Scottish Ministers must lay before the Scottish Parliament any copy of a report sent to them under subsection (4).
(1) Her Majesty’s Inspectors of Constabulary (“HMIC”) must inspect SOCA from time to time.
(2) HMIC must also inspect SOCA if requested to do so by the Secretary of State either—
(a) generally, or
(b) in respect of a particular matter.
(3) Before requesting an inspection that would fall to be carried out wholly or partly in Scotland, the Secretary of State must consult the Scottish Ministers.
(4) Any inspection under this section must be carried out jointly by HMIC and the Scottish inspectors—
(a) if it is carried out wholly in Scotland, or
(b) in a case where it is carried out partly in Scotland, to the extent that it is carried out there.
(5) Following an inspection under this section, HMIC must report to the Secretary of State on the efficiency and effectiveness of SOCA either—
(a) generally, or
(b) in the case of an inspection under subsection (2)(b), in respect of the matter to which the inspection related.
(6) A report under subsection (5) must be in such form as the Secretary of State may direct.
(7) The Secretary of State must arrange for every report which he receives under subsection (5) to be published in such manner as he considers appropriate.
(8) The Secretary of State may exclude from publication under subsection (7) any part of a report if, in his opinion, the publication of that part—
(a) would be against the interests of national security, or
(b) could prejudice the prevention or detection of crime or the apprehension or prosecution of offenders, or
(c) might jeopardise the safety of any person.
(9) The Secretary of State must send a copy of the published report—
(a) to SOCA, and
(b) if subsection (4) applied to the inspection, to the Scottish Ministers.
(10) SOCA must—
(a) prepare comments on the published report, and
(b) arrange for its comments to be published in such manner as it considers appropriate.
(11) SOCA must send a copy of any document published under subsection (10)(b)—
(a) to the Secretary of State, and
(b) if subsection (4) applied to the inspection, to the Scottish Ministers.
(12) The inspectors shall carry out such other duties for the purpose of furthering the efficiency and effectiveness of SOCA as the Secretary of State may from time to time direct.
(13) In this section “the Scottish inspectors” means the inspectors of constabulary appointed under section 33(1) of the Police (Scotland) Act 1967 (c. 77).
(1) The Secretary of State must make a grant to SOCA in respect of each of its financial years.
(2) The grant in respect of a financial year is to be paid—
(a) at such time, or
(b) in instalments of such amounts and at such times,
as the Secretary of State may determine (and any such time may fall within or after that year).
(1) The Secretary of State must determine the amount of the grant to be made under section 17 in respect of each of SOCA’s financial years.
(2) But a determination under subsection (1) may, if the Secretary of State thinks fit, specify a single amount in respect of two or more financial years.
(3) A determination under that subsection may be varied by a subsequent determination.
(4) Where the Secretary of State makes any determination under subsection (1), he must prepare a report—
(a) setting out the determination, and
(b) stating the considerations which he took into account in making it.
(5) The Secretary of State must—
(a) send SOCA a copy of each report under subsection (4), and
(b) lay a copy of each such report before the House of Commons.
(6) In connection with the exercise of his functions under this section, the Secretary of State may require SOCA—
(a) to provide him with such information as he may specify, and
(b) to do so within such period as he may specify.
Serious Organised Crime and Police Act 2005